Sale
CYRUS TANG REVOCABLE TRUST 10 percent owner 10 percent owner
Common Stock 10,616 N/A N/A Sale
CHEN JOHN P director director
Common Stock 7,000 N/A N/A Option
CHEN JOHN P director director
Common Stock 7,000 N/A N/A Option
SHEEHAN JOHN P officer: V.P. Director of Materials officer: V.P. Director of Mater..
Common Stock 2,000 N/A N/A Option
FAIRHEAD GARY R director, officer: Director, President & CEO director, officer: Director, Pr..
Stock Option (Right to Buy) 10,000 N/A N/A Option
SHEEHAN JOHN P officer: V.P. Director of Materials officer: V.P. Director of Mater..
Stock Option (Right to Buy) 2,000 N/A N/A Sale
FAIRHEAD GARY R director, officer: Director, President & CEO director, officer: Director, Pr..
Common Stock 10,000 N/A N/A Option
CHEN JOHN P director director
Stock Option (Right to Buy) 7,000 N/A N/A Sale
SHEEHAN JOHN P officer: V.P. Director of Materials officer: V.P. Director of Mater..
Common Stock 2,000 N/A N/A Option
FAIRHEAD GARY R director, officer: Director, President & CEO director, officer: Director, Pr..
Common Stock 10,000 N/A N/A Sale
CYRUS TANG REVOCABLE TRUST 10 percent owner 10 percent owner
Common Stock 10,000 N/A N/A Sale
CYRUS TANG REVOCABLE TRUST 10 percent owner 10 percent owner
Common Stock 4,850 N/A N/A Sale
CYRUS TANG REVOCABLE TRUST 10 percent owner 10 percent owner
Common Stock 10,000 N/A N/A Sale
TANG FOUNDATION FOR RESEACH OF TRADITIONAL CHINESE MEDICINE .. other: former 10% holder
Common Stock 10,235 N/A N/A Sale
CYRUS TANG REVOCABLE TRUST 10 percent owner 10 percent owner
Common Stock 10,000 N/A N/A Sale
SOVE FRANKLIN D director director
Common Stock 7,500 N/A N/A Option
SOVE FRANKLIN D director director
Common Stock 7,500 N/A N/A Option
SOVE FRANKLIN D director director
Stock Option (Right to Buy) 7,500 N/A N/A Sale
CYRUS TANG REVOCABLE TRUST 10 percent owner 10 percent owner
Common Stock 1,500 N/A N/A Sale
TANG FOUNDATION FOR RESEACH OF TRADITIONAL CHINESE MEDICINE .. other: former 10% holder
Common Stock 1,265 N/A N/A Sale
TANG FOUNDATION FOR RESEACH OF TRADITIONAL CHINESE MEDICINE .. other: former 10% holder
Common Stock 200 N/A N/A Sale
CYRUS TANG REVOCABLE TRUST 10 percent owner 10 percent owner
Common Stock 500 N/A N/A Sale
TANG FOUNDATION FOR RESEACH OF TRADITIONAL CHINESE MEDICINE .. other: former 10% holder
Common Stock 28,300 N/A N/A Sale
CYRUS TANG REVOCABLE TRUST 10 percent owner 10 percent owner
Common Stock 29,200 N/A N/A Sale
CYRUS TANG REVOCABLE TRUST 10 percent owner 10 percent owner
Common Stock 5,300 N/A N/A Sale
TANG FOUNDATION FOR RESEACH OF TRADITIONAL CHINESE MEDICINE .. other: former 10% holder
Common Stock 10,000 N/A N/A Option
FAIRHEAD GARY R director, officer: Director, President & CEO director, officer: Director, Pr..
Stock Option (Right to Buy) 10,000 N/A N/A Option
BLAKE LINDA K
Stock Option (Right to Buy) 2,000 N/A N/A Sale
SHEEHAN JOHN P officer: V.P. Director of Materials officer: V.P. Director of Mater..
Common Stock 7,000 N/A N/A Sale
FAIRHEAD GREGORY A officer: Executive V.P. Operations officer: Executive V.P. Operati..
Common Stock 10,670 N/A N/A Option
FAIRHEAD GARY R director, officer: Director, President & CEO director, officer: Director, Pr..
Common Stock 10,000 N/A N/A Option
CHEN JOHN P director director
Stock Option (Right to Buy) 12,500 N/A N/A Sale
FAIRHEAD GARY R director, officer: Director, President & CEO director, officer: Director, Pr..
Common Stock 10,000 N/A N/A Option
FAIRHEAD GREGORY A officer: Executive V.P. Operations officer: Executive V.P. Operati..
Stock Option (Right to Buy) 10,670 N/A N/A Sale
BLAKE LINDA K
Common Stock 2,000 N/A N/A Option
CHEN JOHN P director director
Common Stock 12,500 N/A N/A Option
BLAKE LINDA K
Common Stock 2,000 N/A N/A Option
SHEEHAN JOHN P officer: V.P. Director of Materials officer: V.P. Director of Mater..
Common Stock 7,000 N/A N/A Sale
CHEN JOHN P director director
Common Stock 12,500 N/A N/A Option
SHEEHAN JOHN P officer: V.P. Director of Materials officer: V.P. Director of Mater..
Stock Option (Right to Buy) 7,000 N/A N/A Option
FAIRHEAD GREGORY A officer: Executive V.P. Operations officer: Executive V.P. Operati..
Common Stock 10,670 N/A N/A Option
FAIRHEAD GARY R director, officer: Director, President & CEO director, officer: Director, Pr..
Common Stock 21,990 N/A N/A Option
BLAKE LINDA K
Common Stock 7,400 N/A N/A Option
BLAKE LINDA K
Stock Option (Right to Buy) 7,400 N/A N/A Option
FAIRHEAD GREGORY A officer: Executive V.P. Operations officer: Executive V.P. Operati..
Common Stock 30,000 N/A N/A Option
FAIRHEAD GREGORY A officer: Executive V.P. Operations officer: Executive V.P. Operati..
Stock Option (Right to Buy) 30,000 N/A N/A Option
SHEEHAN JOHN P officer: V.P. Director of Materials officer: V.P. Director of Mater..
Common Stock 5,000 N/A N/A Option
SHEEHAN JOHN P officer: V.P. Director of Materials officer: V.P. Director of Mater..
Stock Option (Right to Buy) 5,000 N/A N/A Sale
FAIRHEAD GARY R director, officer: Director, President & CEO director, officer: Director, Pr..
Common Stock 21,990 N/A N/A Sale
BLAKE LINDA K
Common Stock 7,400 N/A N/A