Purchase
FRIEDMAN JOEL P director director
Common Stock 1,000 N/A N/A Option
HARDIN TIMOTHY M officer: COO - Merchant Bank, other: COO .. officer: COO - Merchant Bank, o..
Common Stock 10,884 N/A N/A Option
HARDIN TIMOTHY M officer: COO - Merchant Bank, other: COO .. officer: COO - Merchant Bank, o..
Incentive Stock Option (right to buy) 7,884 N/A N/A Sale
HARDIN TIMOTHY M officer: COO - Merchant Bank, other: COO .. officer: COO - Merchant Bank, o..
Common Stock 2,000 N/A N/A Sale
HARDIN TIMOTHY M officer: COO - Merchant Bank, other: COO .. officer: COO - Merchant Bank, o..
Common Stock 275 N/A N/A Option
WITTE DEREK officer: General Counsel, other: General Counsel officer: General Counsel, other..
Incentive Stock Option (right to buy) 5,813 N/A N/A Option
WITTE DEREK officer: General Counsel, other: General Counsel officer: General Counsel, other..
Non-Qualified Stock Option (right to buy) 6,687 N/A N/A Sale
WITTE DEREK officer: General Counsel, other: General Counsel officer: General Counsel, other..
Common Stock 4,313 N/A N/A Option
WITTE DEREK officer: General Counsel, other: General Counsel officer: General Counsel, other..
Common Stock 12,500 N/A N/A Sale
HARDIN TIMOTHY M officer: COO - Merchant Bank, other: COO .. officer: COO - Merchant Bank, o..
Common Stock 725 N/A N/A Option
BECKER GREGORY W officer: President and CEO officer: President and CEO
Incentive Stock Option (right to buy) 3,750 N/A N/A Option
BECKER GREGORY W officer: President and CEO officer: President and CEO
Common Stock 3,750 N/A N/A Sale
BECKER GREGORY W officer: President and CEO officer: President and CEO
Common Stock 3,750 N/A N/A Sale
VERISSIMO MARC J officer: Chief Risk Officer officer: Chief Risk Officer
Common Stock 5,000 N/A N/A Sale
VERISSIMO MARC J officer: Chief Risk Officer officer: Chief Risk Officer
Common Stock 5,000 N/A N/A Option
WITTE DEREK officer: General Counsel, other: General Counsel officer: General Counsel, other..
Common Stock 11,000 N/A N/A Option
WITTE DEREK officer: General Counsel, other: General Counsel officer: General Counsel, other..
Incentive Stock Option (right to buy) 4,313 N/A N/A Option
WITTE DEREK officer: General Counsel, other: General Counsel officer: General Counsel, other..
Non-Qualified Stock Option (right to buy) 6,687 N/A N/A Sale
WITTE DEREK officer: General Counsel, other: General Counsel officer: General Counsel, other..
Common Stock 4,313 N/A N/A Sale
VERISSIMO MARC J officer: Chief Risk Officer officer: Chief Risk Officer
Common Stock 5,000 N/A N/A Sale
KELLOGG HARRY W JR officer: Vice Chairman officer: Vice Chairman
Common Stock 20,000 N/A N/A Option
WITTE DEREK officer: General Counsel, other: General Counsel officer: General Counsel, other..
Incentive Stock Option (right to buy) 1,500 N/A N/A Option
WITTE DEREK officer: General Counsel, other: General Counsel officer: General Counsel, other..
Common Stock 1,500 N/A N/A Sale
BARR GARY K director director
Common Stock 5,000 N/A N/A Option
BARR GARY K director director
Common Stock 12,000 N/A N/A Option
BARR GARY K director director
Non-Qualified Stock Option (right to buy) 12,000 N/A N/A Option
GAYLES LEILANI officer: Head of HR, other: Head of HR officer: Head of HR, other: Hea..
Non-Qualified Stock Option (right to buy) 1,000 N/A N/A Sale
GAYLES LEILANI officer: Head of HR, other: Head of HR officer: Head of HR, other: Hea..
Common Stock 1,000 N/A N/A Option
GAYLES LEILANI officer: Head of HR, other: Head of HR officer: Head of HR, other: Hea..
Common Stock 1,000 N/A N/A Option
GAYLES LEILANI officer: Head of HR, other: Head of HR officer: Head of HR, other: Hea..
Non-Qualified Stock Option (right to buy) 1,287 N/A N/A Sale
GAYLES LEILANI officer: Head of HR, other: Head of HR officer: Head of HR, other: Hea..
Common Stock 1,287 N/A N/A Option
GAYLES LEILANI officer: Head of HR, other: Head of HR officer: Head of HR, other: Hea..
Common Stock 1,287 N/A N/A Sale
GAYLES LEILANI officer: Head of HR, other: Head of HR officer: Head of HR, other: Hea..
Common Stock 500 N/A N/A Option
GAYLES LEILANI officer: Head of HR, other: Head of HR officer: Head of HR, other: Hea..
Non-Qualified Stock Option (right to buy) 500 N/A N/A Option
GAYLES LEILANI officer: Head of HR, other: Head of HR officer: Head of HR, other: Hea..
Common Stock 500 N/A N/A Sale
GAYLES LEILANI officer: Head of HR, other: Head of HR officer: Head of HR, other: Hea..
Common Stock 500 N/A N/A Option
GAYLES LEILANI officer: Head of HR, other: Head of HR officer: Head of HR, other: Hea..
Common Stock 500 N/A N/A Option
GAYLES LEILANI officer: Head of HR, other: Head of HR officer: Head of HR, other: Hea..
Non-Qualified Stock Option (right to buy) 500 N/A N/A Sale
GAYLES LEILANI officer: Head of HR, other: Head of HR officer: Head of HR, other: Hea..
Common Stock 200 N/A N/A Option
GAYLES LEILANI officer: Head of HR, other: Head of HR officer: Head of HR, other: Hea..
Common Stock 500 N/A N/A Option
GAYLES LEILANI officer: Head of HR, other: Head of HR officer: Head of HR, other: Hea..
Non-Qualified Stock Option (right to buy) 500 N/A N/A Sale
GAYLES LEILANI officer: Head of HR, other: Head of HR officer: Head of HR, other: Hea..
Common Stock 200 N/A N/A Option
GAYLES LEILANI officer: Head of HR, other: Head of HR officer: Head of HR, other: Hea..
Common Stock 3,613 N/A N/A Option
GAYLES LEILANI officer: Head of HR, other: Head of HR officer: Head of HR, other: Hea..
Incentive Stock Option (right to buy) 3,613 N/A N/A Sale
KELLOGG HARRY W JR officer: Vice Chairman officer: Vice Chairman
Common Stock 4,000 N/A N/A Sale
KELLOGG HARRY W JR officer: Vice Chairman officer: Vice Chairman
Common Stock 4,000 N/A N/A Sale
FRIEDMAN LAUREN officer: Chief Financial Officer, other: C.. officer: Chief Financial Office..
Common Stock 789 N/A N/A Sale
KELLOGG HARRY W JR officer: Vice Chairman officer: Vice Chairman
Common Stock 5,797 N/A N/A Sale
KELLOGG HARRY W JR officer: Vice Chairman officer: Vice Chairman
Common Stock 1,203 N/A N/A Sale
BARR GARY K director director
Common Stock 4,000 N/A N/A