SLR Investment Corp.
Insider trading & Transactions

Last updated:

Transaction Date Insider Security Shares Price per share Total value Source
Purchase
HOCHBERG STEVEN director
 Common Stock 6,858 $13.98 $95,841
Sale
HOCHBERG STEVEN director
 Common Stock 14,850 $13.72 $203,668
Option
SPOHLER BRUCE J director, officer: Co-Chief Exe..
 Restricted Stock Units 61,511 N/A N/A
Option
SPOHLER BRUCE J director, officer: Co-Chief Exe..
 Common Stock 61,511 N/A N/A
Purchase
SPOHLER BRUCE J director, officer: Co-Chief Exe..
 Common Stock 16,620 $19.3 $320,766
Option
GROSS MICHAEL S director, officer: See Remarks
 Restricted Stock Units 61,511 N/A N/A
Option
GROSS MICHAEL S director, officer: See Remarks
 Common Stock 61,511 N/A N/A
Purchase
GROSS MICHAEL S director, officer: See Remarks
 Common Stock 16,620 $19.3 $320,766
Purchase
GROSS MICHAEL S director, officer: See Remarks
 Common Stock 25,137 N/A N/A
Purchase
SPOHLER BRUCE J director, officer: See Remarks
 Common Stock 53,526 N/A N/A
Purchase
PETEKA RICHARD officer: CFO, SEC, TREAS
 Common Stock 5,000 N/A N/A
Purchase
GROSS MICHAEL S director, officer: See Remarks
 Common Stock 50,000 N/A N/A
Purchase
TALARICO GUY officer: Chief Compliance Officer
 Common Stock 3,200 N/A N/A
Purchase
WACHTER DAVID director
 Common Stock 20,000 N/A N/A
Purchase
GROSS MICHAEL S director, officer: See Remarks
 Common Stock 13,701 N/A N/A
Purchase
GROSS MICHAEL S director, officer: See Remarks
 Common Stock 400 N/A N/A
Purchase
GROSS MICHAEL S director, officer: See Remarks
 Common Stock 25,000 N/A N/A
Purchase
GROSS MICHAEL S director, officer: See Remarks
 Common Stock 15,000 N/A N/A
Purchase
PETEKA RICHARD officer: CFO, SEC, TREAS
 Common Stock 8,000 N/A N/A
Purchase
GROSS MICHAEL S director, officer: See Remarks
 Common Stock 25,000 N/A N/A
Purchase
GROSS MICHAEL S director, officer: See Remarks
 Common Stock 23,375 N/A N/A
Purchase
GROSS MICHAEL S director, officer: See Remarks
 Common Stock 13,750 N/A N/A
Purchase
GROSS MICHAEL S director, officer: See Remarks
 Common Stock 10,000 N/A N/A
Option
GROSS MICHAEL S director, officer: See Remarks
 Restricted Stock Units 56,791 N/A N/A
Option
GROSS MICHAEL S director, officer: See Remarks
 Common Stock 56,791 N/A N/A
Option
SPOHLER BRUCE J director, officer: See Remarks
 Restricted Stock Units 56,791 N/A N/A
Option
SPOHLER BRUCE J director, officer: See Remarks
 Common Stock 56,791 N/A N/A
Purchase
GROSS MICHAEL S director, officer: See Remarks
 Common Stock 13,000 N/A N/A
Purchase
GROSS MICHAEL S director, officer: See Remarks
 Common Stock 13,000 N/A N/A
Purchase
GROSS MICHAEL S director, officer: See Remarks
 Common Stock 13,000 N/A N/A
Purchase
GROSS MICHAEL S director, officer: See Remarks
 Common Stock 15,000 N/A N/A
Purchase
TALARICO GUY officer: Chief Compliance Officer
 Common Stock 7,150 N/A N/A
Sale
HOCHBERG STEVEN director
 Common Stock 15,000 N/A N/A
Purchase
GROSS MICHAEL S director, officer: See Remarks
 Common Stock 7,777 N/A N/A
Purchase
SPOHLER BRUCE J director, officer: See Remarks
 Common Stock 7,777 N/A N/A
Option
SPOHLER BRUCE J director, officer: See Remarks
 Restricted Stock Units 75,406 N/A N/A
Option
SPOHLER BRUCE J director, officer: See Remarks
 Common Stock 75,406 N/A N/A
Option
GROSS MICHAEL S director, officer: See Remarks
 Restricted Stock Units 75,406 N/A N/A
Option
GROSS MICHAEL S director, officer: See Remarks
 Common Stock 75,406 N/A N/A
Purchase
HOCHBERG STEVEN director
 Common Stock 5,000 N/A N/A
Option
GROSS MICHAEL S director, officer: See Remarks
 Restricted Stock Units 75,630 N/A N/A
Option
GROSS MICHAEL S director, officer: See Remarks
 Common Stock 75,630 N/A N/A
Option
SPOHLER BRUCE J director, officer: See Remarks
 Restricted Stock Units 75,630 N/A N/A
Option
SPOHLER BRUCE J director, officer: See Remarks
 Common Stock 75,630 N/A N/A
Purchase
SPOHLER BRUCE J director, officer: See Remarks
 Common Stock 19,666 N/A N/A
Purchase
GROSS MICHAEL S director, officer: See Remarks
 Common Stock 19,666 N/A N/A
Option
SPOHLER BRUCE J director, officer: See Remarks
 Restricted Stock Units 64,237 N/A N/A
Option
GROSS MICHAEL S director, officer: See Remarks
 Restricted Stock Units 64,237 N/A N/A
Option
GROSS MICHAEL S director, officer: See Remarks
 Common Stock 64,237 N/A N/A
Option
SPOHLER BRUCE J director, officer: See Remarks
 Common Stock 64,237 N/A N/A

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Insider trading

Monitoring trades made by the management members or major shareholders of companies may help create a sharper picture of what is happening inside the companies. Base your decisions on buys or sells of the people involved and do the right thing at the right time.

Who is insider?

Every director or senior officer, as well as any other entity or individual owning more than 10% of the company’s shares on the stock market, is called an insider. Such people or entities are allowed to buy/sell the company's shares under strictly controlled conditions. Key premise here is that none of them can make trades based on non-public information about the company.

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