SuRo Capital Corp.
Insider trading & Transactions

Last updated:

Transaction Date Insider Security Shares Price per share Total value Source
Purchase
KLEIN MARK D director, officer: Chairman, CE..
Common Stock 743 $5.49 $4,079
Purchase
GREEN ALLISON officer: See Remarks
Common Stock 9,100 $5.48 $49,868
Purchase
KLEIN MARK D director, officer: Chairman, CE..
Common Stock 39,000 $5.2 $202,800
Purchase
KLEIN MARK D director, officer: Chairman, CE..
Common Stock 32,257 $5.1 $164,511
Purchase
KLEIN MARK D director, officer: Chairman, CE..
Common Stock 10,000 $5.03 $50,300
Purchase
KLEIN MARK D director, officer: Chairman, CE..
Common Stock 12,000 $3.84 $46,080
Purchase
KLEIN MARK D director, officer: Chairman, CE..
Common Stock 14,815 $4.11 $60,890
Purchase
KLEIN MARK D director, officer: Chairman, CE..
Common Stock 19,000 $4.02 $76,380
Purchase
KLEIN MARK D director, officer: Chairman, CE..
Common Stock 19,000 $4.03 $76,570
Purchase
KLEIN MARK D director, officer: Chairman, CE..
Common Stock 11,885 $4 $47,540
Purchase
KLEIN MARK D director, officer: Chairman, CE..
Common Stock 18,900 $3.97 $75,033
Purchase
KLEIN MARK D director, officer: Chairman, CE..
Common Stock 19,000 $4 $76,000
Purchase
KLEIN MARK D director, officer: Chairman, CE..
Common Stock 2,400 $3.96 $9,504
Purchase
KLEIN MARK D director, officer: Chairman, CE..
Common Stock 9,000 $3.9 $35,100
Purchase
GREEN ALLISON officer: Chief Financial Office..
Common Stock 7,850 $3.8 $29,830
Purchase
GREEN ALLISON officer: Chief Financial Office..
Common Stock 5,058 $3.73 $18,866
Purchase
KLEIN MARK D director, officer: Chairman, Ch..
Common Stock 22,034 $3.77 $83,068
Purchase
KLEIN MARK D director, officer: Chairman, Ch..
Common Stock 21,521 $3.69 $79,412
Purchase
KLEIN MARK D director, officer: Chairman, Ch..
Common Stock 34,500 $3.7 $127,650
Purchase
KLEIN MARK D director, officer: Chairman, Ch..
Common Stock 1,545 $3.9 $6,026
Purchase
KLEIN MARK D director, officer: Chairman, CE..
Common Stock 25,000 $4.18 $104,500
Purchase
KLEIN MARK D director, officer: Chairman, CE..
Common Stock 25,000 $4.34 $108,500
Purchase
GREEN ALLISON officer: Chief Financial Office..
Common Stock 5,860 $12.76 $74,774
Purchase
KLEIN MARK D director, officer: Chairman, CE..
Common Stock 11,600 $11.37 $131,892
Purchase
KLEIN MARK D director, officer: Chairman, CE..
Common Stock 10,000 $11.76 $117,600
Sale
LOTT RONALD M. director
Common Stock 7,556 $15.45 $116,725
Purchase
LOTT RONALD M. director
Common Stock 325 $15.57 $5,060
Purchase
KLEIN MARK D director, officer: CEO and Pres..
Common Stock 6,500 $15.1 $98,150
Purchase
KLEIN MARK D director, officer: CEO and Pres..
Common Stock 2,950 N/A N/A
Purchase
KLEIN MARK D director, officer: CEO and Pres..
Common Stock 3,788 N/A N/A
Sale
BIRCH ROBERT S. 10 percent owner
Common Stock 18,000 N/A N/A
Sale
BIRCH ROBERT S. 10 percent owner
Common Stock 46,000 N/A N/A
Sale
BIRCH ROBERT S. 10 percent owner
Common Stock 62,582 N/A N/A
Sale
BIRCH ROBERT S. 10 percent owner
Common Stock 122,651 $14.79 $1,813,395
Sale
BIRCH ROBERT S. 10 percent owner
Common Stock 275,000 N/A N/A
Sale
BIRCH ROBERT S. 10 percent owner
Common Stock 111,000 $14.23 $1,579,308
Sale
BIRCH ROBERT S. 10 percent owner
Common Stock 100,000 N/A N/A
Sale
BIRCH ROBERT S. 10 percent owner
Common Stock 147,000 N/A N/A
Sale
BIRCH ROBERT S. 10 percent owner
Common Stock 11,000 N/A N/A
Sale
BIRCH ROBERT S. 10 percent owner
Common Stock 39,400 N/A N/A
Purchase
GREEN ALLISON officer: See Remarks
Common Stock 6,610 $11.99 $79,254
Purchase
GREEN ALLISON officer: See Remarks
Common Stock 10,000 $11.86 $118,600
Purchase
KLEIN MARK D director, officer: CEO and Pres..
Common Stock 1,000 N/A N/A
Purchase
KLEIN MARK D director, officer: CEO and Pres..
Common Stock 1,575 N/A N/A
Purchase
KLEIN MARK D director, officer: CEO and Pres..
Common Stock 17,109 $10.57 $180,842
Purchase
KLEIN MARK D director, officer: CEO and Pres..
Common Stock 24,661 N/A N/A
Purchase
KLEIN MARK D director, officer: CEO and Pres..
Common Stock 75,000 N/A N/A
Purchase
KLEIN MARK D director, officer: CEO and Pres..
Common Stock 2,200 $9.65 $21,230
Purchase
KLEIN MARK D director, officer: CEO and Pres..
Common Stock 4,750 N/A N/A
Purchase
BIRCH ROBERT S. 10 percent owner
Common Stock 12,000 $4.52 $54,240

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Insider trading

Monitoring trades made by the management members or major shareholders of companies may help create a sharper picture of what is happening inside the companies. Base your decisions on buys or sells of the people involved and do the right thing at the right time.

Who is insider?

Every director or senior officer, as well as any other entity or individual owning more than 10% of the company’s shares on the stock market, is called an insider. Such people or entities are allowed to buy/sell the company's shares under strictly controlled conditions. Key premise here is that none of them can make trades based on non-public information about the company.