Sale
MCFARLAND KATHARINA G. director director
Common Stock 3,996 $4.89 $19,548 Sale
SMALES KELLY director director
Common Stock 3,996 $4.89 $19,548 Sale
MCFARLAND KATHARINA G. director director
Common Stock 840 $4.85 $4,074 Sale
SMALES KELLY director director
Common Stock 475 $4.85 $2,304 Sale
SMALES KELLY director director
Common Stock 766 $4.9 $3,753 Sale
PARIKH PRIMIT director, officer: PRESIDENT AND CEO director, officer: PRESIDENT AN..
Common Stock 6,000 $4.8 $28,806 Sale
MCFARLAND KATHARINA G. director director
Common Stock 3,996 $4.81 $19,225 Sale
SMALES KELLY director director
Common Stock 3,996 $4.81 $19,225 Sale
SMALES KELLY director director
Common Stock 471 $4.82 $2,271 Sale
MCFARLAND KATHARINA G. director director
Common Stock 833 $4.82 $4,015 Sale
SMALES KELLY director director
Common Stock 766 $3.9 $2,987 Sale
SMALES KELLY director director
Common Stock 2,187 $3.61 $7,895 Sale
SMALES KELLY director director
Common Stock 3,995 $2.63 $10,499 Sale
MCFARLAND KATHARINA G. director director
Common Stock 3,995 $2.7 $10,798 Sale
MCFARLAND KATHARINA G. director director
Common Stock 3,515 $3.01 $10,580 Sale
SMALES KELLY director director
Common Stock 656 $2.89 $1,895 Sale
SMALES KELLY director director
Common Stock 3,227 $2.82 $9,094 Option
SMALES KELLY director director
Common Stock 1,173 $3.3 $3,871 Option
SMALES KELLY director director
Subscription Rights (right to buy) 15,312 $3.3 $50,530 Option
PARIKH PRIMIT director, officer: President and CEO director, officer: President an..
Common Stock 3,100 $3.3 $10,230 Option
PARIKH PRIMIT director, officer: President and CEO director, officer: President an..
Subscription Rights (right to buy) 40,493 $3.3 $133,627 Option
MISHRA UMESH director, officer: Chief Technology Officer director, officer: Chief Techno..
Common Stock 7,500 $3.3 $24,750 Option
MISHRA UMESH director, officer: Chief Technology Officer director, officer: Chief Techno..
Subscription Rights (right to buy) 97,967 $3.3 $323,291 Option
MCFARLAND KATHARINA G. director director
Common Stock 3,014 $3.3 $9,946 Option
MCFARLAND KATHARINA G. director director
Subscription Rights (right to buy) 19,687 $3.3 $64,967 Option
MCAULAY CAMERON officer: Chief Financial Officer officer: Chief Financial Officer
Common Stock 3,031 $3.3 $10,002 Option
MCAULAY CAMERON officer: Chief Financial Officer officer: Chief Financial Officer
Subscription Rights (right to buy) 36,870 $3.3 $121,671 Option
HUMPHREYS MICHAEL JULIAN director director
Common Stock 1,675 $3.3 $5,528 Option
HUMPHREYS MICHAEL JULIAN director director
Subscription Rights (right to buy) 21,875 $3.3 $72,188 Purchase
KKR PHORM INVESTORS L.P. 10 percent owner 10 percent owner
Common Stock 1,735,988 $3.3 $5,728,760 Sale
PARIKH PRIMIT officer: President and COO officer: President and COO
Common Stock 1,648 $5.63 $9,285 Sale
PARIKH PRIMIT officer: President and COO officer: President and COO
Common Stock 1,852 $6.04 $11,177 Option
PARIKH PRIMIT officer: President and COO officer: President and COO
Stock Option (right to buy) 1,000 $4.34 $4,340 Sale
PARIKH PRIMIT officer: President and COO officer: President and COO
Common Stock 2,000 $6.64 $13,282 Option
PARIKH PRIMIT officer: President and COO officer: President and COO
Common Stock 1,000 $4.34 $4,340 Sale
RIVAS MARIO director, officer: Chief Executive Officer director, officer: Chief Execut..
Common Stock 3,571 $5.67 $20,262 Sale
PARIKH PRIMIT officer: President and COO officer: President and COO
Common Stock 8,927 $5.67 $50,652 Sale
MISHRA UMESH director, officer: Chief Technology Officer director, officer: Chief Techno..
Common Stock 1,785 $5.67 $10,128 Sale
MCAULAY CAMERON officer: Chief Financial Officer officer: Chief Financial Officer
Common Stock 2,806 $5.67 $15,921 Sale
PARIKH PRIMIT officer: Chief Operating Officer officer: Chief Operating Officer
Common Stock 3,000 $7.38 $22,131 Purchase
KKR PHORM INVESTORS L.P. 10 percent owner 10 percent owner
Contractual Right to Purchase Warrant (Right to Buy) 104,167 N/A N/A Purchase
KKR PHORM INVESTORS L.P. 10 percent owner 10 percent owner
Contractual Right to Purchase 500,000 $5 $2,500,000 Purchase
KKR PHORM INVESTORS L.P. 10 percent owner 10 percent owner
Warrant (Right to Buy) 208,333 $6 $1,249,998 Purchase
KKR PHORM INVESTORS L.P. 10 percent owner 10 percent owner
Common Stock 1,000,000 $5 $5,000,000 Purchase
KKR PHORM INVESTORS L.P. 10 percent owner 10 percent owner
Common Stock 1,250,000 N/A N/A Purchase
TOMPKINS MARK N. other: Former Director and 10% Owner other: Former Director and 10% ..
Common Stock, par value $0.0001 25,000 $4 $100,000