Purchase
NICHOLSON WILLIAM W director director
Common stock, par value $0.001 3,289,474 N/A N/A Purchase
LITTLE HARBOR LLC 10 percent owner 10 percent owner
Common stock, par value $0.001 3,289,474 N/A N/A Sale
PASTOR DARIN RICHARD 10 percent owner 10 percent owner
Common Stock 246,049 N/A N/A Sale
CAPSTONE FINANCIAL GROUP, INC. 10 percent owner 10 percent owner
Common Stock 138,157 N/A N/A Purchase
CAPSTONE FINANCIAL GROUP, INC. 10 percent owner 10 percent owner
Put option (right to sell) 51,973,684 N/A N/A Sale
CAPSTONE FINANCIAL GROUP, INC. 10 percent owner 10 percent owner
Series A Warrant (right to buy) 51,973,684 N/A N/A Sale
CAPSTONE FINANCIAL GROUP, INC. 10 percent owner 10 percent owner
Series B Warrant (right to buy) 4,368,421 N/A N/A Sale
CAPSTONE FINANCIAL GROUP, INC. 10 percent owner 10 percent owner
Contingent Call Option (right to buy) 1,000,000 N/A N/A Sale
CAPSTONE FINANCIAL GROUP, INC. 10 percent owner 10 percent owner
Contingent Call Option (right to buy) 1,500,000 N/A N/A Sale
CAPSTONE FINANCIAL GROUP, INC. 10 percent owner 10 percent owner
Common Stock 246,049 N/A N/A Sale
PASTOR DARIN RICHARD 10 percent owner 10 percent owner
Common Stock 138,157 N/A N/A Sale
PASTOR DARIN RICHARD 10 percent owner 10 percent owner
Contingent Call Option (right to buy) 1,000,000 N/A N/A Purchase
PASTOR DARIN RICHARD 10 percent owner 10 percent owner
Put option (right to sell) 51,973,684 N/A N/A Sale
PASTOR DARIN RICHARD 10 percent owner 10 percent owner
Series A Warrant (right to buy) 51,973,684 N/A N/A Sale
PASTOR DARIN RICHARD 10 percent owner 10 percent owner
Series B Warrant (right to buy) 4,368,421 N/A N/A Sale
PASTOR DARIN RICHARD 10 percent owner 10 percent owner
Contingent Call Option (right to buy) 1,500,000 N/A N/A Sale
PASTOR DARIN RICHARD 10 percent owner 10 percent owner
Common Stock 855,263 N/A N/A Sale
PASTOR DARIN RICHARD 10 percent owner 10 percent owner
Third-party call option (right to buy) 855,263 N/A N/A Sale
CAPSTONE FINANCIAL GROUP, INC. 10 percent owner 10 percent owner
Common Stock 855,263 N/A N/A Sale
CAPSTONE FINANCIAL GROUP, INC. 10 percent owner 10 percent owner
Common Stock 855,263 N/A N/A Sale
CAPSTONE FINANCIAL GROUP, INC. 10 percent owner 10 percent owner
Third-party call option (right to buy) 855,263 N/A N/A Sale
PASTOR DARIN RICHARD 10 percent owner 10 percent owner
Common Stock 855,263 N/A N/A Sale
PASTOR DARIN RICHARD 10 percent owner 10 percent owner
Common Stock 263,157 N/A N/A Sale
PASTOR DARIN RICHARD 10 percent owner 10 percent owner
Third-party call option (right to buy) 263,157 N/A N/A Sale
CAPSTONE FINANCIAL GROUP, INC. 10 percent owner 10 percent owner
Common Stock 263,157 N/A N/A Sale
CAPSTONE FINANCIAL GROUP, INC. 10 percent owner 10 percent owner
Common Stock 263,157 N/A N/A Sale
CAPSTONE FINANCIAL GROUP, INC. 10 percent owner 10 percent owner
Third-party call option (right to buy) 263,157 N/A N/A Sale
PASTOR DARIN RICHARD 10 percent owner 10 percent owner
Common Stock 263,157 N/A N/A Sale
PASTOR DARIN RICHARD 10 percent owner 10 percent owner
Common Stock 263,157 N/A N/A Sale
PASTOR DARIN RICHARD 10 percent owner 10 percent owner
Common Stock 263,157 N/A N/A Sale
PASTOR DARIN RICHARD 10 percent owner 10 percent owner
Third-party call option (right to buy) 263,157 N/A N/A Sale
CAPSTONE FINANCIAL GROUP, INC. 10 percent owner 10 percent owner
Common Stock 263,157 N/A N/A Sale
CAPSTONE FINANCIAL GROUP, INC. 10 percent owner 10 percent owner
Common Stock 263,157 N/A N/A Sale
CAPSTONE FINANCIAL GROUP, INC. 10 percent owner 10 percent owner
Third-party call option (right to buy) 263,157 N/A N/A Sale
CAPSTONE FINANCIAL GROUP, INC. 10 percent owner 10 percent owner
Common Stock 118,684 N/A N/A Sale
CAPSTONE FINANCIAL GROUP, INC. 10 percent owner 10 percent owner
Common Stock 20,000 N/A N/A Sale
CAPSTONE FINANCIAL GROUP, INC. 10 percent owner 10 percent owner
Third-party call option (right to buy) 20,000 N/A N/A Sale
PASTOR DARIN RICHARD 10 percent owner 10 percent owner
Common Stock 20,000 N/A N/A Sale
PASTOR DARIN RICHARD 10 percent owner 10 percent owner
Third-party call option (right to buy) 20,000 N/A N/A Sale
PASTOR DARIN RICHARD 10 percent owner 10 percent owner
Common Stock 118,684 N/A N/A Sale
PASTOR DARIN RICHARD 10 percent owner 10 percent owner
Common Stock 190,654 N/A N/A Sale
PASTOR DARIN RICHARD 10 percent owner 10 percent owner
Common Stock 184,209 N/A N/A Sale
PASTOR DARIN RICHARD 10 percent owner 10 percent owner
Third-party call option (right to buy) 157,894 N/A N/A Sale
CAPSTONE FINANCIAL GROUP, INC. 10 percent owner 10 percent owner
Common Stock 184,209 N/A N/A Sale
CAPSTONE FINANCIAL GROUP, INC. 10 percent owner 10 percent owner
Third-party call option (right to buy) 157,894 N/A N/A Sale
CAPSTONE FINANCIAL GROUP, INC. 10 percent owner 10 percent owner
Common Stock 190,654 N/A N/A Sale
CAPSTONE FINANCIAL GROUP, INC. 10 percent owner 10 percent owner
Common Stock 131,579 N/A N/A Sale
CAPSTONE FINANCIAL GROUP, INC. 10 percent owner 10 percent owner
Third-party call option (right to buy) 131,579 N/A N/A Sale
PASTOR DARIN RICHARD 10 percent owner 10 percent owner
Common Stock 131,578 N/A N/A Sale
PASTOR DARIN RICHARD 10 percent owner 10 percent owner
Common Stock 131,579 N/A N/A