TCW Strategic Income Fund
Insider trading & Transactions

Last updated: 8 Jan 2008

Transaction	Date	Insider	Security	Shares	Price per share	Total value
Purchase	8 Jan 2008	LYON THOMAS D officer: Senior V.P. officer: Senior V.P.	Common Stock	4,200	N/A	N/A
Purchase	23 Oct 2007	LYON THOMAS D officer: Senior V.P. officer: Senior V.P.	Common Stock	1,300	N/A	N/A
Purchase	3 Oct 2007	GAVIN JOHN A director director	Common Stock	5,000	N/A	N/A
Purchase	27 Aug 2007	PARKER CHARLES A director director	Common Stock	0	N/A	N/A
Purchase	21 Aug 2007	CALL RICHARD W director director	Common Stock	33,900	N/A	N/A
Purchase	16 Aug 2007	PARKER CHARLES A director director	Common Stock	300	N/A	N/A
Purchase	15 Aug 2007	GUNDLACH JEFFREY E officer: Senior V.P., other: Director o.. officer: Senior V.P., other: Di..	Common Stock	50,400	N/A	N/A
Purchase	15 Aug 2007	LYON THOMAS D officer: Senior V.P. officer: Senior V.P.	Common Stock	5,000	N/A	N/A
Purchase	14 Aug 2007	GUNDLACH JEFFREY E officer: Senior V.P., other: Director o.. officer: Senior V.P., other: Di..	Common Stock	143,000	N/A	N/A
Purchase	14 Aug 2007	LYON THOMAS D officer: Senior V.P. officer: Senior V.P.	Common Stock	10,000	N/A	N/A
Sale	7 Aug 2007	CALL RICHARD W director director	Common Stock	875	N/A	N/A
Purchase	25 Jul 2007	GUNDLACH JEFFREY E officer: Senior V.P., other: Director o.. officer: Senior V.P., other: Di..	Common Stock	55,200	N/A	N/A
Purchase	24 Jul 2007	GUNDLACH JEFFREY E officer: Senior V.P., other: Director o.. officer: Senior V.P., other: Di..	Common Stock	127,200	N/A	N/A
Sale	2 Jul 2007	CALL RICHARD W director director	Common Stock	750	N/A	N/A
Sale	4 Jun 2007	HADEN PATRICK C director director	Common Stock	6,700	N/A	N/A
Sale	1 Jun 2007	CALL RICHARD W director director	Common Stock	720	N/A	N/A
Sale	11 May 2007	CALL RICHARD W director director	Common Stock	700	N/A	N/A
Purchase	17 Apr 2007	LYON THOMAS D officer: Senior V.P. officer: Senior V.P.	Common Stock	1,330	N/A	N/A
Sale	2 Apr 2007	CALL RICHARD W director director	Common Stock	700	N/A	N/A
Sale	2 Mar 2007	CALL RICHARD W director director	Common Stock	700	N/A	N/A
Sale	16 Feb 2007	CALL RICHARD W director director	Common Stock	675	N/A	N/A
Sale	5 Jan 2007	CALL RICHARD W director director	Common Stock	725	N/A	N/A
Sale	5 Dec 2006	CALL RICHARD W director director	Common Stock	700	N/A	N/A
Purchase	22 Nov 2006	GUNDLACH JEFFREY E officer: Senior V.P., other: Director o.. officer: Senior V.P., other: Di..	Common Stock	2,500	N/A	N/A
Purchase	21 Nov 2006	LYON THOMAS D officer: Senior V.P. officer: Senior V.P.	Common Stock	2,200	N/A	N/A
Sale	13 Nov 2006	CALL RICHARD W director director	Common Stock	725	N/A	N/A
Sale	2 Oct 2006	CALL RICHARD W director director	Common Stock	725	N/A	N/A
Purchase	11 Sep 2006	ALBE ALVIN R JR officer: President & CEO officer: President & CEO	Common Stock	13,000	N/A	N/A
Purchase	8 Sep 2006	ALBE ALVIN R JR officer: President & CEO officer: President & CEO	Common Stock	24,100	N/A	N/A
Sale	5 Sep 2006	CALL RICHARD W director director	Common Stock	725	N/A	N/A
Purchase	31 Aug 2006	ALBE ALVIN R JR officer: President & CEO officer: President & CEO	Common Stock	9,400	N/A	N/A
Purchase	30 Aug 2006	ALBE ALVIN R JR officer: President & CEO officer: President & CEO	Common Stock	25,000	N/A	N/A
Purchase	29 Aug 2006	ALBE ALVIN R JR officer: President & CEO officer: President & CEO	Common Stock	28,500	N/A	N/A
Purchase	14 Aug 2006	FONG MATTHEW K director director	Common Stock	5,000	N/A	N/A
Purchase	10 Aug 2006	GUNDLACH JEFFREY E officer: Senior V.P., other: Director o.. officer: Senior V.P., other: Di..	Common Stock	8,700	N/A	N/A
Purchase	9 Aug 2006	GUNDLACH JEFFREY E officer: Senior V.P., other: Director o.. officer: Senior V.P., other: Di..	Common Stock	41,300	N/A	N/A
Sale	8 Aug 2006	CALL RICHARD W director director	Common Stock	750	N/A	N/A
Purchase	4 Aug 2006	GAVIN JOHN A director director	Common Stock	2,100	N/A	N/A
Sale	5 Jul 2006	CALL RICHARD W director director	Common Stock	775	N/A	N/A
Purchase	28 Jun 2006	LYON THOMAS D officer: Senior V.P. officer: Senior V.P.	Common Stock	2,000	N/A	N/A
Purchase	8 Jun 2006	LYON THOMAS D officer: Senior V.P. officer: Senior V.P.	Common Stock	2,000	N/A	N/A
Sale	1 Jun 2006	CALL RICHARD W director director	Common Stock	750	N/A	N/A
Purchase	10 May 2006	LYON THOMAS D officer: Senior V.P. officer: Senior V.P.	Common Stock	725	N/A	N/A
Sale	5 May 2006	CALL RICHARD W director director	Common Stock	750	N/A	N/A
Sale	3 Apr 2006	CALL RICHARD W director director	Common Stock	750	N/A	N/A
Purchase	23 Mar 2006	ALBE ALVIN R JR officer: President & CEO officer: President & CEO	Common Stock	76,900	N/A	N/A
Purchase	22 Mar 2006	BEYER ROBERT D other: Director of Investment Advisor other: Director of Investment A..	Common Stock	5,420	N/A	N/A
Purchase	21 Mar 2006	BEYER ROBERT D other: Director of Investment Advisor other: Director of Investment A..	Common Stock	5,100	N/A	N/A
Purchase	21 Mar 2006	ALBE ALVIN R JR officer: President & CEO officer: President & CEO	Common Stock	10,400	N/A	N/A
Purchase	21 Mar 2006	GUNDLACH JEFFREY E officer: Senior V.P., other: Director o.. officer: Senior V.P., other: Di..	Common Stock	31,600	N/A	N/A

Showing 200 to 250 of 314 results.

Insider trading

Monitoring trades made by the management members or major shareholders of companies may help create a sharper picture of what is happening inside the companies. Base your decisions on buys or sells of the people involved and do the right thing at the right time.

Who is insider?

Every director or senior officer, as well as any other entity or individual owning more than 10% of the company’s shares on the stock market, is called an insider. Such people or entities are allowed to buy/sell the company's shares under strictly controlled conditions. Key premise here is that none of them can make trades based on non-public information about the company.

TCW Strategic Income Fund Insider trading & Transactions

Insider trading

Who is insider?

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TCW Strategic Income Fund
Insider trading & Transactions