Tradeweb Markets
Insider trading & Transactions

Last updated: 4 Feb 2020

Transaction	Date	Insider	Security	Shares	Price per share	Total value
Option	4 Feb 2020	SPENCER JAMES officer: Chief Technology Officer officer: Chief Technology Officer	Class A common stock	5,104	N/A	N/A
Option	4 Feb 2020	SPENCER JAMES officer: Chief Technology Officer officer: Chief Technology Officer	Stock Option (Right to Buy)	5,104	N/A	N/A
Sale	4 Feb 2020	HULT WILLIAM director, officer: President director, officer: President	Class A common stock	19,743	N/A	N/A
Sale	4 Feb 2020	FRIEDMAN DOUGLAS officer: General Counsel and Secretary officer: General Counsel and Se..	Class A common stock	10,668	N/A	N/A
Sale	4 Feb 2020	SPENCER JAMES officer: Chief Technology Officer officer: Chief Technology Officer	Class A common stock	5,104	N/A	N/A
Option	3 Feb 2020	FRIEDMAN DOUGLAS officer: General Counsel and Secretary officer: General Counsel and Se..	Stock Option (Right to Buy)	10,000	N/A	N/A
Sale	3 Feb 2020	ZUCKER SCOTT officer: Chief Admin. and Risk Officer officer: Chief Admin. and Risk ..	Class A common stock	10,000	N/A	N/A
Option	3 Feb 2020	HULT WILLIAM director, officer: President director, officer: President	Stock Option (Right to Buy)	50,000	N/A	N/A
Option	3 Feb 2020	OLESKY LEE director, officer: Chief Executive Officer director, officer: Chief Execut..	Class A common stock	2,297	N/A	N/A
Option	3 Feb 2020	HULT WILLIAM director, officer: President director, officer: President	Class A common stock	50,000	N/A	N/A
Sale	3 Feb 2020	OLESKY LEE director, officer: Chief Executive Officer director, officer: Chief Execut..	Class A common stock	2,297	N/A	N/A
Sale	3 Feb 2020	SPENCER JAMES officer: Chief Technology Officer officer: Chief Technology Officer	Class A common stock	2,300	N/A	N/A
Option	3 Feb 2020	SPENCER JAMES officer: Chief Technology Officer officer: Chief Technology Officer	Class A common stock	2,300	N/A	N/A
Option	3 Feb 2020	FRIEDMAN DOUGLAS officer: General Counsel and Secretary officer: General Counsel and Se..	Class A common stock	10,000	N/A	N/A
Sale	3 Feb 2020	FRIEDMAN DOUGLAS officer: General Counsel and Secretary officer: General Counsel and Se..	Class A common stock	10,000	N/A	N/A
Option	3 Feb 2020	OLESKY LEE director, officer: Chief Executive Officer director, officer: Chief Execut..	Stock Option (Right to Buy)	2,297	N/A	N/A
Sale	3 Feb 2020	HULT WILLIAM director, officer: President director, officer: President	Class A common stock	50,000	N/A	N/A
Option	3 Feb 2020	SPENCER JAMES officer: Chief Technology Officer officer: Chief Technology Officer	Stock Option (Right to Buy)	2,300	N/A	N/A
Option	3 Feb 2020	ZUCKER SCOTT officer: Chief Admin. and Risk Officer officer: Chief Admin. and Risk ..	Stock Option (Right to Buy)	10,000	N/A	N/A
Option	3 Feb 2020	ZUCKER SCOTT officer: Chief Admin. and Risk Officer officer: Chief Admin. and Risk ..	Class A common stock	10,000	N/A	N/A
Option	31 Jan 2020	SPENCER JAMES officer: Chief Technology Officer officer: Chief Technology Officer	Class A common stock	35,367	N/A	N/A
Sale	31 Jan 2020	SPENCER JAMES officer: Chief Technology Officer officer: Chief Technology Officer	Class A common stock	35,367	N/A	N/A
Option	31 Jan 2020	SPENCER JAMES officer: Chief Technology Officer officer: Chief Technology Officer	Non-voting common units of Tradeweb Markets LLC	35,367	N/A	N/A
Option	28 Jan 2020	SPENCER JAMES officer: Chief Technology Officer officer: Chief Technology Officer	Class A common stock	6,766	N/A	N/A
Sale	28 Jan 2020	SPENCER JAMES officer: Chief Technology Officer officer: Chief Technology Officer	Class A common stock	6,766	N/A	N/A
Option	28 Jan 2020	SPENCER JAMES officer: Chief Technology Officer officer: Chief Technology Officer	Non-voting common units of Tradeweb Markets LLC	6,766	N/A	N/A
Sale	27 Jan 2020	SPENCER JAMES officer: Chief Technology Officer officer: Chief Technology Officer	Class A common stock	39,256	N/A	N/A
Option	27 Jan 2020	SPENCER JAMES officer: Chief Technology Officer officer: Chief Technology Officer	Stock Option (Right to Buy)	39,256	N/A	N/A
Option	27 Jan 2020	SPENCER JAMES officer: Chief Technology Officer officer: Chief Technology Officer	Class A common stock	39,256	N/A	N/A
Sale	24 Jan 2020	OLESKY LEE director, officer: Chief Executive Officer director, officer: Chief Execut..	Class A common stock	67,085	N/A	N/A
Option	24 Jan 2020	SPENCER JAMES officer: Chief Technology Officer officer: Chief Technology Officer	Stock Option (Right to Buy)	73,465	N/A	N/A
Option	24 Jan 2020	SPENCER JAMES officer: Chief Technology Officer officer: Chief Technology Officer	Class A common stock	73,465	N/A	N/A
Option	24 Jan 2020	OLESKY LEE director, officer: Chief Executive Officer director, officer: Chief Execut..	Stock Option (Right to Buy)	67,085	N/A	N/A
Option	24 Jan 2020	OLESKY LEE director, officer: Chief Executive Officer director, officer: Chief Execut..	Class A common stock	67,085	N/A	N/A
Sale	24 Jan 2020	SPENCER JAMES officer: Chief Technology Officer officer: Chief Technology Officer	Class A common stock	73,465	N/A	N/A
Sale	23 Jan 2020	OLESKY LEE director, officer: Chief Executive Officer director, officer: Chief Execut..	Class A common stock	9,766	N/A	N/A
Option	23 Jan 2020	OLESKY LEE director, officer: Chief Executive Officer director, officer: Chief Execut..	Class A common stock	9,766	N/A	N/A
Option	23 Jan 2020	OLESKY LEE director, officer: Chief Executive Officer director, officer: Chief Execut..	Stock Option (Right to Buy)	9,766	N/A	N/A
Option	22 Jan 2020	OLESKY LEE director, officer: Chief Executive Officer director, officer: Chief Execut..	Class A common stock	101,744	N/A	N/A
Option	22 Jan 2020	OLESKY LEE director, officer: Chief Executive Officer director, officer: Chief Execut..	Stock Option (Right to Buy)	101,744	N/A	N/A
Sale	22 Jan 2020	OLESKY LEE director, officer: Chief Executive Officer director, officer: Chief Execut..	Class A common stock	101,744	N/A	N/A
Option	21 Jan 2020	OLESKY LEE director, officer: Chief Executive Officer director, officer: Chief Execut..	Class A common stock	111,674	N/A	N/A
Sale	21 Jan 2020	WARSHAW ROBERT J officer: Chief Financial Officer officer: Chief Financial Officer	Class A common stock	1,791	N/A	N/A
Sale	21 Jan 2020	OLESKY LEE director, officer: Chief Executive Officer director, officer: Chief Execut..	Class A common stock	111,674	N/A	N/A
Option	21 Jan 2020	WARSHAW ROBERT J officer: Chief Financial Officer officer: Chief Financial Officer	Class A common stock	1,791	N/A	N/A
Option	21 Jan 2020	OLESKY LEE director, officer: Chief Executive Officer director, officer: Chief Execut..	Stock Option (Right to Buy)	111,674	N/A	N/A
Option	21 Jan 2020	WARSHAW ROBERT J officer: Chief Financial Officer officer: Chief Financial Officer	Stock Option (Right to Buy)	1,791	N/A	N/A
Option	17 Jan 2020	OLESKY LEE director, officer: Chief Executive Officer director, officer: Chief Execut..	Stock Option (Right to Buy)	81,004	N/A	N/A
Option	17 Jan 2020	ZUCKER SCOTT officer: Chief Admin. and Risk Officer officer: Chief Admin. and Risk ..	Class A common stock	7,460	N/A	N/A
Option	17 Jan 2020	ZUCKER SCOTT officer: Chief Admin. and Risk Officer officer: Chief Admin. and Risk ..	Stock Option (Right to Buy)	7,460	N/A	N/A

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Insider trading

Monitoring trades made by the management members or major shareholders of companies may help create a sharper picture of what is happening inside the companies. Base your decisions on buys or sells of the people involved and do the right thing at the right time.

Who is insider?

Every director or senior officer, as well as any other entity or individual owning more than 10% of the company’s shares on the stock market, is called an insider. Such people or entities are allowed to buy/sell the company's shares under strictly controlled conditions. Key premise here is that none of them can make trades based on non-public information about the company.

Tradeweb Markets Insider trading & Transactions

Insider trading

Who is insider?

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Tradeweb Markets
Insider trading & Transactions