Purchase
MALVEY KENNETH P other: Member of Investment Committee other: Member of Investment Com..
Common Shares 500 N/A N/A Purchase
MALVEY KENNETH P other: Member of Investment Committee other: Member of Investment Com..
Common Shares 1,000 N/A N/A Purchase
CICCOTELLO CONRAD S director director
Common Shares 100 N/A N/A Purchase
MALVEY KENNETH P other: Member of Investment Committee other: Member of Investment Com..
Common Shares 500 N/A N/A Purchase
MATLACK TERRY director, other: Member of Investment Commit.. director, other: Member of Inve..
Common Shares 2,000 N/A N/A Purchase
KESSENS BRIAN ALAN other: Member of Investment Committee other: Member of Investment Com..
Common Shares 100 N/A N/A Purchase
SALLEE MATTHEW officer: President, other: Member of Invest.. officer: President, other: Memb..
Common Shares 400 N/A N/A Purchase
MALVEY KENNETH P other: Member of Investment Committee other: Member of Investment Com..
Common Shares 199 N/A N/A Purchase
ADAMS P. BRADLEY officer: CEO & Princ Financial Officer officer: CEO & Princ Financial ..
Common Shares 20 N/A N/A Purchase
ADAMS P. BRADLEY officer: CEO & Princ Financial Officer officer: CEO & Princ Financial ..
Common Shares 470 N/A N/A Purchase
ADAMS P. BRADLEY officer: CEO & Princ Financial Officer officer: CEO & Princ Financial ..
Common Shares 183 N/A N/A Purchase
ADAMS P. BRADLEY officer: CEO & Princ Financial Officer officer: CEO & Princ Financial ..
Common Shares 452 N/A N/A Purchase
ADAMS P. BRADLEY officer: CEO & Princ Financial Officer officer: CEO & Princ Financial ..
Common Shares 183 N/A N/A Purchase
CICCOTELLO CONRAD S director director
Common Shares 100 N/A N/A Purchase
BIRZER H KEVIN director director
Common Shares 100 N/A N/A Purchase
MATLACK TERRY director, other: Member of Investment Commit.. director, other: Member of Inve..
Common Shares 1,500 N/A N/A Purchase
MICK JAMES RYAN other: Member of Investment Committee other: Member of Investment Com..
Common Shares 50 N/A N/A Purchase
ADAMS P. BRADLEY officer: CEO & Princ Financial Officer officer: CEO & Princ Financial ..
Common Shares 100 N/A N/A Purchase
BIRZER H KEVIN director director
Common Shares 600 N/A N/A Purchase
SALLEE MATTHEW officer: President, other: Member of Invest.. officer: President, other: Memb..
Common Shares 100 N/A N/A Purchase
ADAMS P. BRADLEY officer: CEO & Princ Financial Officer officer: CEO & Princ Financial ..
Common Shares 100 N/A N/A Purchase
BIRZER H KEVIN director director
Common Shares 100 N/A N/A Purchase
HEATH CHARLES E director director
Common Shares 200 N/A N/A Purchase
MATLACK TERRY director, other: Member of Investment Commit.. director, other: Member of Inve..
Common Shares 600 N/A N/A Purchase
BIRZER H KEVIN director director
Common Shares 100 N/A N/A Purchase
HEATH CHARLES E director director
Common Shares 100 N/A N/A Purchase
MATLACK TERRY director, other: Member of Investment Commit.. director, other: Member of Inve..
Common Shares 1,200 N/A N/A Purchase
BIRZER H KEVIN director director
Common Shares 100 N/A N/A Purchase
MASSACHUSETTS MUTUAL LIFE INSURANCE CO 10 percent owner 10 percent owner
Series E MRPS 900,000 N/A N/A Purchase
MASSACHUSETTS MUTUAL LIFE INSURANCE CO 10 percent owner 10 percent owner
Series D MRPS 1,100,000 N/A N/A Purchase
KNIGHTS OF COLUMBUS 10 percent owner 10 percent owner
Preferred Stock 4.34% 600,000 N/A N/A Purchase
KNIGHTS OF COLUMBUS 10 percent owner 10 percent owner
Preferred Stock 4.01% 300,000 N/A N/A Purchase
BIRZER H KEVIN director director
Common Shares 100 N/A N/A Purchase
HEATH CHARLES E director director
Common Shares 322 N/A N/A Purchase
ATHENE HOLDING LTD 10 percent owner 10 percent owner
Series E Mandatory Redeemable Preferred Stock 280,000 N/A N/A Purchase
ATHENE HOLDING LTD 10 percent owner 10 percent owner
Series D Mandatory Redeemable Preferred Stock 480,000 N/A N/A Sale
BIRZER H KEVIN director director
Common Shares 0 N/A N/A Sale
BIRZER H KEVIN director director
Common Shares 1 N/A N/A Purchase
BERNEY RAND C director director
Common Shares 227 N/A N/A Sale
GRAHAM JOHN R director director
Common Shares 1 N/A N/A Sale
HAMEL ZACHARY A officer: Senior Vice President officer: Senior Vice President
Common Shares 14 N/A N/A Purchase
ING LIFE INSURANCE & ANNUITY CO other: See explanation below other: See explanation below
Floating Rate Notes, Series P, due 2018 2,000,000 N/A N/A Purchase
ING USA ANNUITY & LIFE INSURANCE CO other: SEE EXPLANATION.. other: SEE EXPLANATION BELOW
FLOATING RATE NOTES, SERIES P, DUE 2018 1,000,000 N/A N/A Sale
ADAMS P. BRADLEY officer: CEO & Princ Financial Officer officer: CEO & Princ Financial ..
Common Shares 0 N/A N/A Purchase
ADAMS P. BRADLEY officer: CEO & Princ Financial Officer officer: CEO & Princ Financial ..
Common Shares 4 N/A N/A Purchase
ATHENE HOLDING LTD 10 percent owner 10 percent owner
Preferred B Stock 75,000 N/A N/A Purchase
ADAMS P. BRADLEY officer: CEO & Princ Financial Officer officer: CEO & Princ Financial ..
Common Shares 32 N/A N/A Sale
MALVEY KENNETH P other: Member of Investment Committee other: Member of Investment Com..
Common Shares 123 N/A N/A Purchase
ADAMS P. BRADLEY officer: CEO & Princ Financial Officer officer: CEO & Princ Financial ..
Common Shares 39 N/A N/A Sale
SCHULTE DAVID J officer: Senior Vice President officer: Senior Vice President
Common Shares 0 N/A N/A