Sale
CHILCOTT BRET 10 percent owner 10 percent owner
Common Stock, par value $0.001 50,000 N/A N/A Option
MOONEY BARRETT director director
Options to purchase common stock, par value $0.001per share 20,000 N/A N/A Sale
MOONEY BARRETT director director
Common Stock, par value $0.001 20,000 N/A N/A Option
MOONEY BARRETT director director
Common Stock, par value $0.001 20,000 N/A N/A Option
BEGLEY GRANT A director director
Options to purchase common stock, par value $0.001per share 4,125 N/A N/A Sale
BEGLEY GRANT A director director
Common Stock, par value $0.001 4,125 N/A N/A Option
BEGLEY GRANT A director director
Common Stock, par value $0.001 4,125 N/A N/A Option
FERNANDEZ-MCGOVERN NICOLE M. officer: Chief Financial Offi.. officer: Chief Financial Officer
Options to purchase common stock, par value $0.001per share 26,500 N/A N/A Sale
FERNANDEZ-MCGOVERN NICOLE M. officer: Chief Financial Offi.. officer: Chief Financial Officer
Common Stock, par value $0.001 26,500 N/A N/A Option
FERNANDEZ-MCGOVERN NICOLE M. officer: Chief Financial Offi.. officer: Chief Financial Officer
Common Stock, par value $0.001 26,500 N/A N/A Option
INGARGIOLA LUISA director director
Options to purchase common stock, par value $0.001per share 18,750 N/A N/A Sale
INGARGIOLA LUISA director director
Common stock, par value $0.001 18,750 N/A N/A Option
INGARGIOLA LUISA director director
Common stock, par value $0.001 18,750 N/A N/A Option
INGARGIOLA LUISA director director
Common stock, par value $0.001 18,750 $0.42 $7,875 Option
INGARGIOLA LUISA director director
Options to purchase common stock, par value $0.001per share 18,750 $0.42 $7,875 Sale
CHILCOTT BRET 10 percent owner 10 percent owner
Common Stock, par value $0.001 50,000 N/A N/A Option
MOONEY BARRETT director director
Options to purchase common stock, par value $0.001 per share 20,000 N/A N/A Sale
MOONEY BARRETT director director
Common Stock, par value $0.001 20,000 N/A N/A Option
MOONEY BARRETT director director
Common Stock, par value $0.001 20,000 N/A N/A Option
FERNANDEZ-MCGOVERN NICOLE M. officer: Chief Financial Offi.. officer: Chief Financial Officer
Options to purchase common stock, par value $0.001 per share 35,000 N/A N/A Sale
FERNANDEZ-MCGOVERN NICOLE M. officer: Chief Financial Offi.. officer: Chief Financial Officer
Common Stock, par value $0.001 35,000 N/A N/A Option
FERNANDEZ-MCGOVERN NICOLE M. officer: Chief Financial Offi.. officer: Chief Financial Officer
Common Stock, par value $0.001 35,000 N/A N/A Sale
CHILCOTT BRET 10 percent owner 10 percent owner
Common Stock, par value $0.001 50,000 N/A N/A Option
FERNANDEZ-MCGOVERN NICOLE M. officer: Chief Financial Offi.. officer: Chief Financial Officer
Options to purchase common stock, par value $0.001 per share 70,000 N/A N/A Sale
FERNANDEZ-MCGOVERN NICOLE M. officer: Chief Financial Offi.. officer: Chief Financial Officer
Common Stock, par value $0.001 35,000 N/A N/A Option
FERNANDEZ-MCGOVERN NICOLE M. officer: Chief Financial Offi.. officer: Chief Financial Officer
Common Stock, par value $0.001 35,000 N/A N/A Option
MOONEY BARRETT director director
Options to purchase common stock, par value $0.001 per share 40,000 N/A N/A Sale
MOONEY BARRETT director director
Common Stock, par value $0.001 80,000 N/A N/A Option
MOONEY BARRETT director director
Common Stock, par value $0.001 80,000 N/A N/A Option
FERNANDEZ-MCGOVERN NICOLE M. officer: Chief Financial Offi.. officer: Chief Financial Officer
Options to purchase common stock, par value $0.001 per share 70,000 $0.06 $4,200 Option
GARDNER THOMAS J director director
Options to purchase common stock, par value $0.001per share 160,178 N/A N/A Option
GARDNER THOMAS J director director
Common Stock, par value $0.001 153,163 N/A N/A Sale
LOWE R ATTICUS director director
10% Series A Cumulative Redeemable Perpetual Preferred Stock 33,990 N/A N/A Sale
HELFERT LANCE W director director
10% Series A Cumulative Redeemable Perpetual Preferred Stock 33,990 N/A N/A Sale
LOWE R ATTICUS director director
Series A Preferred Stock 2,417,660 N/A N/A Purchase
LOWE R ATTICUS director director
10% Series A Cumulative Redeemable Perpetual Preferred Stock 56,990 N/A N/A Purchase
LOWE R ATTICUS director director
Common Stock 161,177 N/A N/A Sale
HELFERT LANCE W director director
Series A Preferred Stock 2,417,660 N/A N/A Purchase
HELFERT LANCE W director director
10% Series A Cumulative Redeemable Perpetual Preferred STock 56,990 N/A N/A Purchase
HELFERT LANCE W director director
Common Stock 161,177 N/A N/A Sale
MONTECITO VENTURE PARTNERS LLC 10 percent owner 10 percent owner
Series A Preferred Stock 2,417,660 N/A N/A Purchase
MONTECITO VENTURE PARTNERS LLC 10 percent owner 10 percent owner
10% Series A Cumulative Redeemable Perpetual Preferred Stock 56,990 N/A N/A Purchase
MONTECITO VENTURE PARTNERS LLC 10 percent owner 10 percent owner
Common Stock 161,177 N/A N/A Sale
KMAK THOMAS R. director director
Common Stock 41,571 N/A N/A Purchase
WEST COAST OPPORTUNITY FUND LLC 10 percent owner 10 percent owner
Common Stock 10,550,049 N/A N/A Purchase
WEST COAST OPPORTUNITY FUND LLC 10 percent owner 10 percent owner
Common Stock 298,662 N/A N/A Purchase
WEST COAST ASSET MANAGEMENT INC 10 percent owner 10 percent owner
Common Stock 1,500,000 N/A N/A