Purchase
PORTARO ROSS officer: President Global Sales officer: President Global Sales
Common Shares 10,000 $0.85 $8,500 Purchase
SERAFINO DOMENIC officer: Chief Executive Officer officer: Chief Executive Officer
Restricted Stock Units 50,000 N/A N/A Purchase
PORTARO ROSS officer: President Global Sales officer: President Global Sales
Common Shares 20,000 $1.35 $27,000 Purchase
BARRY RICHARD SCOTT director, 10 percent owner director, 10 percent owner
Common Stock 3,920,000 $1.25 $4,900,000 Purchase
EW HEALTHCARE PARTNERS, L.P. 10 percent owner 10 percent owner
Common Stock 3,920,000 $1.25 $4,900,000 Purchase
HEALTHQUEST PARTNERS II, L.P. 10 percent owner 10 percent owner
Common Stock 1,600,000 $1.25 $2,000,000 Purchase
KONG GARHENG director, 10 percent owner director, 10 percent owner
Common Shares 1,600,000 $1.25 $2,000,000 Purchase
SULLIVAN KEITH J director director
Common Shares 80,000 $1.25 $100,000 Purchase
PORTARO ROSS officer: President Global Sales officer: President Global Sales
Common Shares 30,000 $1.35 $40,500 Purchase
SERAFINO DOMENIC director, officer: Chief Executive Officer director, officer: Chief Execut..
Common Shares 37,500 $1.32 $49,575 Purchase
SERAFINO DOMENIC director, officer: Chief Executive Officer director, officer: Chief Execut..
Common Shares 17,000 $1.48 $25,109 Purchase
SERAFINO DOMENIC director, officer: Chief Executive Officer director, officer: Chief Execut..
Common Shares 15,500 $1.6 $24,816 Purchase
IGER YONI officer: VP Clinical & Reg. Affairs, QA officer: VP Clinical & Reg. Aff..
Common Stock 5,181 $1.94 $10,051 Sale
SEDCO CAPITAL CAYMAN LTD 10 percent owner 10 percent owner
Common Stock 50,000 N/A N/A Sale
SEDCO CAPITAL CAYMAN LTD 10 percent owner 10 percent owner
Common Stock 57,933 N/A N/A Sale
SEDCO CAPITAL CAYMAN LTD 10 percent owner 10 percent owner
Common Stock 57,933 $3.28 $189,962 Sale
SEDCO CAPITAL CAYMAN LTD 10 percent owner 10 percent owner
Common Stock 100,000 N/A N/A Sale
SEDCO CAPITAL CAYMAN LTD 10 percent owner 10 percent owner
Common Stock 100,000 $3.21 $320,600 Sale
SEDCO CAPITAL CAYMAN LTD 10 percent owner 10 percent owner
Common Stock 14,679 N/A N/A Sale
SEDCO CAPITAL CAYMAN LTD 10 percent owner 10 percent owner
Common Stock 31,619 N/A N/A Sale
SEDCO CAPITAL CAYMAN LTD 10 percent owner 10 percent owner
Common Stock 16,646 N/A N/A Purchase
DELLA PENNA DOMENIC officer: Chief Financial Officer officer: Chief Financial Officer
Common Shares 40,000 N/A N/A Purchase
SERAFINO DOMENIC director, officer: Chief Executive Officer director, officer: Chief Execut..
Common Shares 40,000 $2.46 $98,240 Purchase
ZARING CHAD A officer: Chief Commercial Officer officer: Chief Commercial Officer
Common Shares 40,000 $2.09 $83,600 Option
SERAFINO DOMENIC director, officer: Chief Executive Officer director, officer: Chief Execut..
Common Shares 326,589 $0.9 $293,930 Option
SERAFINO DOMENIC director, officer: Chief Executive Officer director, officer: Chief Execut..
Employee Stock Option (Right to Buy) 311,003 $0.45 $139,951 Option
SERAFINO DOMENIC director, officer: Chief Executive Officer director, officer: Chief Execut..
Common Shares 326,589 $0.9 $293,930 Purchase
ZARING CHAD A officer: Chief Commercial Officer officer: Chief Commercial Officer
Common Stock 18,950 $2.74 $51,923 Purchase
ZARING CHAD A officer: Chief Commercial Officer officer: Chief Commercial Officer
Common Stock 21,050 $2.71 $57,046 Purchase
EW HEALTHCARE PARTNERS, L.P. 10 percent owner 10 percent owner
Series A Preferred Stock 539,999 N/A N/A Purchase
EW HEALTHCARE PARTNERS, L.P. 10 percent owner 10 percent owner
Warrant (rights to buy) 4,050,000 N/A N/A Purchase
HEALTHQUEST PARTNERS II, L.P. 10 percent owner 10 percent owner
Series A Preferred Stock 120,000 $3.5 $420,000 Purchase
HEALTHQUEST PARTNERS II, L.P. 10 percent owner 10 percent owner
Warrant (right to buy) 900,000 N/A N/A Purchase
BARRY RICHARD SCOTT director, 10 percent owner director, 10 percent owner
Series A Preferred Stock 539,999 N/A N/A Purchase
BARRY RICHARD SCOTT director, 10 percent owner director, 10 percent owner
Warrant (right to buy) 4,050,000 N/A N/A Purchase
KONG GARHENG director, 10 percent owner director, 10 percent owner
Series A Preferred Stock 120,000 $3.5 $420,000 Purchase
KONG GARHENG director, 10 percent owner director, 10 percent owner
Warrant (right to buy) 900,000 N/A N/A Purchase
BARRY RICHARD SCOTT director, 10 percent owner director, 10 percent owner
Warrant (right to buy) 4,050,000 N/A N/A Purchase
EW HEALTHCARE PARTNERS, L.P. 10 percent owner 10 percent owner
Series A Preferred Stock 539,999 N/A N/A Sale
SULLIVAN KEITH J director director
Common Stock 7,184 $2.91 $20,905 Sale
SULLIVAN KEITH J director director
Common Stock 100 $2.8 $280 Sale
SULLIVAN KEITH J director director
Common Stock 200 $3.15 $630 Sale
SULLIVAN KEITH J director director
Common Stock 5,716 $3.26 $18,634 Purchase
RHODES RYAN director, officer: President and CEO director, officer: President an..
Common Stock 66,666 N/A N/A Purchase
KLIMAN GILBERT H director, 10 percent owner director, 10 percent owner
Common Stock 2,000,000 N/A N/A Purchase
MOLL FREDERIC H director director
Common Stock 333,333 N/A N/A Purchase
INTERWEST PARTNERS IX, LP 10 percent owner 10 percent owner
Common Stock 2,000,000 N/A N/A Purchase
LEE RAY F officer: See Remarks officer: See Remarks
Common Stock 700 N/A N/A Purchase
ZINGARETTI GABRIELE officer: Chief Operations Officer officer: Chief Operations Officer
Common Stock 2,150 N/A N/A