Sale
GOLDMAN SACHS GROUP INC 10 percent owner 10 percent owner
Common Units 47,351 N/A N/A Sale
GOLDMAN SACHS GROUP INC 10 percent owner 10 percent owner
Common Units 47,351 $2.78 $131,636 Sale
GOLDMAN SACHS GROUP INC 10 percent owner 10 percent owner
Common Units 68,737 N/A N/A Sale
GOLDMAN SACHS GROUP INC 10 percent owner 10 percent owner
Common Units 5,359 N/A N/A Sale
GOLDMAN SACHS GROUP INC 10 percent owner 10 percent owner
Common Units 7,001 N/A N/A Sale
GOLDMAN SACHS GROUP INC 10 percent owner 10 percent owner
Common Units 10,799 N/A N/A Sale
GOLDMAN SACHS GROUP INC 10 percent owner 10 percent owner
Common Units 800 N/A N/A Purchase
GOLDMAN SACHS GROUP INC 10 percent owner 10 percent owner
Common Units 51,600 N/A N/A Purchase
GOLDMAN SACHS GROUP INC 10 percent owner 10 percent owner
Common Units 51,600 $2.83 $145,770 Sale
GOLDMAN SACHS GROUP INC 10 percent owner 10 percent owner
Common Units 800 N/A N/A Purchase
GOLDMAN SACHS GROUP INC 10 percent owner 10 percent owner
Common Units 78,400 N/A N/A Purchase
GOLDMAN SACHS GROUP INC 10 percent owner 10 percent owner
Common Units 78,400 $2.92 $228,928 Sale
GOLDMAN SACHS GROUP INC 10 percent owner 10 percent owner
Common Units 1,658 N/A N/A Purchase
DURBIN SCOTT officer: Chief Executive Officer officer: Chief Executive Officer
Common Stock 5,000 N/A N/A Purchase
ATKINSON JAMES G. officer: CBO & President officer: CBO & President
Common Stock 375,000 N/A N/A Purchase
SCHELLER PATRICIA director, officer: Chief Executive Officer director, officer: Chief Execut..
Common Stock 12,500 N/A N/A Purchase
STONEPINE CAPITAL MANAGEMENT, LLC director, 10 percent owner director, 10 percent owner
Common Stock 1,250,000 N/A N/A Purchase
JANNEY DANIEL director director
Common Stock 500,000 N/A N/A Purchase
DURBIN SCOTT officer: Chief Executive Officer officer: Chief Executive Officer
Common Stock 1,500 N/A N/A Purchase
ATKINSON JAMES G. officer: CBO & President officer: CBO & President
Common Stock 100,000 N/A N/A Purchase
SCHELLER PATRICIA director, officer: Chief Executive Officer director, officer: Chief Execut..
Common Stock 6,000 N/A N/A Purchase
STONEPINE CAPITAL MANAGEMENT, LLC director, 10 percent owner director, 10 percent owner
Common Stock 300,000 N/A N/A Purchase
JANNEY DANIEL director director
Common Stock 200,000 N/A N/A Purchase
SCHELLER PATRICIA director, officer: Chief Executive Officer director, officer: Chief Execut..
Common Stock 588 N/A N/A Purchase
JANNEY DANIEL director director
Warrant to Purchase Common Stock 202,000 N/A N/A Purchase
SCHELLER PATRICIA director, officer: Chief Executive Officer director, officer: Chief Execut..
Common Stock 1,428 N/A N/A Purchase
SCHELLER PATRICIA director, officer: Chief Executive Officer director, officer: Chief Execut..
Common Stock 1,359 N/A N/A Purchase
ATKINSON JAMES G. officer: CBO & President officer: CBO & President
Common Stock 751,962 N/A N/A Purchase
SCHELLER PATRICIA director, officer: Chief Executive Officer director, officer: Chief Execut..
Common Stock 14,285 N/A N/A Purchase
STONEPINE CAPITAL, L.P. director, 10 percent owner director, 10 percent owner
Common Stock 2,857,142 N/A N/A Purchase
JANNEY DANIEL director director
Common Stock 857,142 N/A N/A Purchase
ALTA BIOEQUITIES MANAGEMENT, LLC 10 percent owner 10 percent owner
Common Stock 857,142 N/A N/A Purchase
SCHELLER PATRICIA director, officer: Chief Executive Officer director, officer: Chief Execut..
Common Stock 1,370 N/A N/A Purchase
SCHELLER PATRICIA director, officer: Chief Executive Officer director, officer: Chief Execut..
Common Stock 1,052 N/A N/A Purchase
ATKINSON JAMES G. officer: CBO & President officer: CBO & President
Common Stock 30,600 N/A N/A Purchase
COLELLA MARK SAMUEL director, 10 percent owner director, 10 percent owner
Common Stock 675,675 N/A N/A Purchase
5AM PARTNERS II, LLC 10 percent owner 10 percent owner
Common Stock 675,675 N/A N/A Purchase
ATKINSON JAMES G. officer: CBO & President officer: CBO & President
Common Stock 5,405,404 N/A N/A Purchase
SCHELLER PATRICIA director, officer: Chief Executive Officer director, officer: Chief Execut..
Common Stock 135,136 N/A N/A Purchase
JANNEY DANIEL director director
Common Stock 2,702,702 N/A N/A Purchase
ALTA BIOEQUITIES MANAGEMENT, LLC 10 percent owner 10 percent owner
Common Stock 2,702,702 N/A N/A Purchase
DURBIN SCOTT officer: Chief Executive Officer officer: Chief Executive Officer
Common Stock 40,541 N/A N/A Purchase
ROBBINS JIM B officer: SVP, Finance & Administration officer: SVP, Finance & Adminis..
Common Stock 67,568 N/A N/A Purchase
COLELLA MARK SAMUEL director, 10 percent owner director, 10 percent owner
Common Stock 5,215,664 N/A N/A Purchase
JANNEY DANIEL director director
Common Stock 1,895,788 N/A N/A Purchase
SMITH BRIGITTE director director
Common Stock 1,140,134 N/A N/A Purchase
GBS VENTURE PARTNERS PTY, LTD 10 percent owner 10 percent owner
Common Stock 947,872 N/A N/A Purchase
5AM PARTNERS II, LLC 10 percent owner 10 percent owner
Common Stock 5,215,664 N/A N/A Purchase
KAYNE FRED other: Shareholder other: Shareholder
Common Stock 1,670,000 N/A N/A Purchase
TAUSCHER MARK R director, officer: President & CEO director, officer: President & ..
Common Stock 32,000 N/A N/A