Option
AYLWARD GEORGE R director, officer: Director, CEO and Pres.. director, officer: Director, CE..
Common Stock 2,500 N/A N/A Sale
BANK OF MONTREAL /CAN/ 10 percent owner 10 percent owner
Virtus Investment Partners, Inc. (VRTS): Common Stock 1,727,746 N/A N/A Option
AYLWARD GEORGE R director, officer: Director, CEO and Pres.. director, officer: Director, CE..
Stock Options 9,082 N/A N/A Option
AYLWARD GEORGE R director, officer: Director, CEO and Pres.. director, officer: Director, CE..
Common Stock 9,082 N/A N/A Sale
BRADLEY WILLIAM PATRICK III officer: EVP, Fund Services officer: EVP, Fund Services
Common Stock 210 N/A N/A Option
AYLWARD GEORGE R director, officer: Director, CEO and Pres.. director, officer: Director, CE..
Stock Options 7,266 N/A N/A Option
AYLWARD GEORGE R director, officer: Director, CEO and Pres.. director, officer: Director, CE..
Common Stock 7,266 N/A N/A Purchase
ANGERTHAL MICHAEL A officer: EVP, Chief Financial Officer officer: EVP, Chief Financial O..
Common Stock 135 N/A N/A Sale
WALTMAN FRANCIS G officer: EVP, Product Management officer: EVP, Product Management
Common Stock 750 N/A N/A Sale
WALTMAN FRANCIS G officer: EVP, Product Management officer: EVP, Product Management
Common Stock 2,250 N/A N/A Sale
BRADLEY WILLIAM PATRICK III officer: EVP, Fund Services officer: EVP, Fund Services
Common Stock 550 N/A N/A Sale
BRADLEY WILLIAM PATRICK III officer: EVP, Fund Services officer: EVP, Fund Services
Common Stock 478 N/A N/A Sale
BRADLEY WILLIAM PATRICK III officer: EVP, Fund Services officer: EVP, Fund Services
Common Stock 33 N/A N/A Sale
TREANOR MARK C director director
Common Stock, Par Value $0.01 per share 40 N/A N/A Sale
BAIO JAMES R director director
Common Stock, par value $0.01 per share 1,000 N/A N/A Sale
SWAN EDWARD M JR director director
Common Stock, par value $0.01 per share 1,000 N/A N/A Option
WALTMAN FRANCIS G officer: EVP, Product Management officer: EVP, Product Management
Employee Stock Option (right to buy) 7,933 N/A N/A Option
WALTMAN FRANCIS G officer: EVP, Product Management officer: EVP, Product Management
Common Stock, par value $0.01 per share 7,933 N/A N/A Sale
WALTMAN FRANCIS G officer: EVP, Product Management officer: EVP, Product Management
Common Stock, par value $0.01 per share 2,300 N/A N/A Sale
BAIO JAMES R director director
Common Stock, par value $0.01 per share 1,000 N/A N/A Sale
COFFEY DIANE M director director
Common Stock, par value $0.01 per share 1,000 N/A N/A Sale
FLEMING SUSAN S. director director
Common Stock, par value $0.01 per share 2,000 N/A N/A Option
AYLWARD GEORGE R director, officer: Director, CEO and Pres.. director, officer: Director, CE..
Employee Stock Option (right to buy) 2,361 N/A N/A Option
AYLWARD GEORGE R director, officer: Director, CEO and Pres.. director, officer: Director, CE..
Common Stock, par value $0.01 per share 2,361 N/A N/A Option
BRADLEY WILLIAM PATRICK III officer: EVP, Fund Services officer: EVP, Fund Services
Employee Stock Option (right to buy) 3,753 N/A N/A Sale
BRADLEY WILLIAM PATRICK III officer: EVP, Fund Services officer: EVP, Fund Services
Common Stock, par value $0.01 per share 3,753 N/A N/A Option
BRADLEY WILLIAM PATRICK III officer: EVP, Fund Services officer: EVP, Fund Services
Common Stock, par value $0.01 per share 3,753 N/A N/A Option
BRADLEY WILLIAM PATRICK III officer: EVP, Fund Services officer: EVP, Fund Services
Employee Stock Option (right to buy) 100 N/A N/A Sale
BRADLEY WILLIAM PATRICK III officer: EVP, Fund Services officer: EVP, Fund Services
Common Stock, par value $0.01 per share 100 N/A N/A Option
BRADLEY WILLIAM PATRICK III officer: EVP, Fund Services officer: EVP, Fund Services
Common Stock, par value $0.01 per share 100 N/A N/A Sale
BRADLEY WILLIAM PATRICK III officer: EVP, Fund Services officer: EVP, Fund Services
Common Stock, par value $0.01 per share 1,353 N/A N/A Sale
THORP JEFFREY 10 percent owner 10 percent owner
Common Stock 4,745 N/A N/A Purchase
TREANOR MARK C director director
Common Stock, par value $0.01 per share 1,060 N/A N/A Purchase
BAIO JAMES R director director
Common Stock, par value $0.01 per share 500 N/A N/A Purchase
PENA MARDELLE W officer: EVP, Chief HR Officer officer: EVP, Chief HR Officer
Common Stock, par value $0.01 per share 820 N/A N/A Purchase
BAIO JAMES R director director
Common Stock, par value $0.01 per share 500 N/A N/A Purchase
AYLWARD GEORGE R director, officer: Director, CEO and Pres.. director, officer: Director, CE..
Common Stock, par value $0.01 per share 750 N/A N/A Option
AYLWARD GEORGE R director, officer: Director, CEO and Pres.. director, officer: Director, CE..
Restricted Stock Units 7,808 N/A N/A Option
AYLWARD GEORGE R director, officer: Director, CEO and Pres.. director, officer: Director, CE..
Common Stock, par value $0.01 per share 7,808 N/A N/A Purchase
ANGERTHAL MICHAEL A officer: EVP, Chief Financial Officer officer: EVP, Chief Financial O..
Common Stock, par value $0.01 per share 2,000 N/A N/A Purchase
SWAN EDWARD M JR director director
Common Stock, par value $0.01 per share 1,000 N/A N/A Purchase
TREANOR MARK C director director
Common Stock, par value $0.01 per share 5,000 N/A N/A Purchase
SWAN EDWARD M JR director director
Common Stock, par value $0.01 per share 1,500 N/A N/A Purchase
CABRERA SUSAN F
Common Stock, par value $0.01 per share 1,000 N/A N/A Purchase
HOLT TIMOTHY A director director
Common Stock, par value $0.01 per share 6,400 N/A N/A Purchase
HOLT TIMOTHY A director director
Common Stock, par value $0.01 per share 3,600 N/A N/A Option
AYLWARD GEORGE R director, officer: Director, CEO and Pres.. director, officer: Director, CE..
Restricted Stock Units 13,042 N/A N/A Option
AYLWARD GEORGE R director, officer: Director, CEO and Pres.. director, officer: Director, CE..
Common Stock, par value $0.01 per share 13,042 N/A N/A Option
AYLWARD GEORGE R director, officer: Director, CEO and Pres.. director, officer: Director, CE..
Restricted Stock Units 808 N/A N/A Option
AYLWARD GEORGE R director, officer: Director, CEO and Pres.. director, officer: Director, CE..
Common Stock, par value $0.01 per share 808 N/A N/A