Option
CAMPBELL KERRY G. director director
Subscription Rights (right to buy) 4,000 N/A N/A Option
FRANKLIN MICHAEL ANDREW officer: Interim CEO officer: Interim CEO
Subscription Rights (right to buy) 1,069 N/A N/A Option
STILWELL JOSEPH director, 10 percent owner director, 10 percent owner
Subscription Rights (right to buy) 165,000 N/A N/A Option
POSKON PAULA director director
Subscription Rights (right to buy) 6,275 N/A N/A Purchase
CARTER STEFANI D
Common Stock 1,800 N/A N/A Sale
STILWELL JOSEPH director, 10 percent owner director, 10 percent owner
Cash-settled Total Return Swap (obligation to buy) 2,049 N/A N/A Sale
STILWELL JOSEPH director, 10 percent owner director, 10 percent owner
Cash-settled Total Return Swap (obligation to buy) 4,900 N/A N/A Sale
CAMPBELL KERRY G. director director
Series D Cumulative Convertible Preferred Stock 3,121 $16.96 $52,932 Sale
JONES ANDREW R director director
Series D Cumulative Convertible Preferred Stock 20,400 N/A N/A Sale
STILWELL JOSEPH director, 10 percent owner director, 10 percent owner
Series D Cumulative Convertible Preferred Stock 19,859 $16.96 $336,809 Sale
STILWELL JOSEPH director, 10 percent owner director, 10 percent owner
Cash-settled Total Return Swap (obligation to buy) 4,800 N/A N/A Purchase
KHOSHABA DANIEL director, 10 percent owner, officer: Chief.. director, 10 percent owner, off..
Common Stock 10,000 $4.08 $40,800 Sale
STILWELL JOSEPH director, 10 percent owner director, 10 percent owner
Cash-settled Total Return Swap (obligation to buy) 10,134 N/A N/A Purchase
KHOSHABA DANIEL director, 10 percent owner, officer: Chief.. director, 10 percent owner, off..
Common Stock 2,924 $4.19 $12,252 Purchase
KHOSHABA DANIEL director, 10 percent owner, officer: Chief.. director, 10 percent owner, off..
Common Stock 20,208 $4.21 $85,076 Sale
STILWELL JOSEPH director, 10 percent owner director, 10 percent owner
Cash-settled Total Return Swap (obligation to buy) 100 N/A N/A Sale
STILWELL JOSEPH director, 10 percent owner director, 10 percent owner
Cash-settled Total Return Swap (obligation to buy) 2,300 $5.65 $13,002 Sale
STILWELL JOSEPH director, 10 percent owner director, 10 percent owner
Cash-settled Total Return Swap (obligation to buy) 4,156 N/A N/A Sale
STILWELL JOSEPH director, 10 percent owner director, 10 percent owner
Cash-settled Total Return Swap (obligation to buy) 149 N/A N/A Sale
STILWELL JOSEPH director, 10 percent owner director, 10 percent owner
Cash-settled Total Return Swap (obligation to buy) 149 $5.65 $842 Sale
STILWELL JOSEPH director, 10 percent owner director, 10 percent owner
Cash-settled Total Return Swap (obligation to buy) 168 $5.65 $950 Sale
STILWELL JOSEPH director, 10 percent owner director, 10 percent owner
Cash-settled Total Return Swap (obligation to buy) 5,637 $5.65 $31,866 Sale
STILWELL JOSEPH director, 10 percent owner director, 10 percent owner
Cash-settled Total Return Swap (obligation to buy) 5,637 $5.65 $31,866 Sale
STILWELL JOSEPH director, 10 percent owner director, 10 percent owner
Cash-settled Total Return Swap (obligation to buy) 7,472 $5.65 $42,239 Sale
STILWELL JOSEPH director, 10 percent owner director, 10 percent owner
Cash-settled Total Return Swap (obligation to buy) 14,054 N/A N/A Sale
STILWELL JOSEPH director, 10 percent owner director, 10 percent owner
Cash-settled Total Return Swap (obligation to buy) 1,128 $5.65 $6,377 Sale
STILWELL JOSEPH director, 10 percent owner director, 10 percent owner
Cash-settled Total Return Swap (obligation to buy) 114,741 N/A N/A Sale
STILWELL JOSEPH director, 10 percent owner director, 10 percent owner
Cash-settled Total Return Swap (obligation to buy) 114,741 N/A N/A Sale
STILWELL JOSEPH director, 10 percent owner director, 10 percent owner
Cash-settled Total Return Swap (obligation to buy) 173,646 N/A N/A Sale
STILWELL JOSEPH director, 10 percent owner director, 10 percent owner
Cash-settled Total Return Swap (obligation to buy) 173,646 $5.65 $981,621 Sale
STILWELL JOSEPH director, 10 percent owner director, 10 percent owner
Cash-settled Total Return Swap (obligation to buy) 23,699 N/A N/A Sale
STILWELL JOSEPH director, 10 percent owner director, 10 percent owner
Cash-settled Total Return Swap (obligation to buy) 11,080 N/A N/A Sale
STILWELL JOSEPH director, 10 percent owner director, 10 percent owner
Series B Convertible Preferred Stock 8,200 $40 $328,000 Sale
JONES ANDREW R director director
Series D Cumulative Convertible Preferred Stock 1,200 N/A N/A Sale
JONES ANDREW R director director
Common Stock 34,441 N/A N/A Sale
STILWELL JOSEPH director, 10 percent owner director, 10 percent owner
Cash-settled Total Return Swap (obligation to buy) 40,100 $4.44 $178,204 Sale
STILWELL JOSEPH director, 10 percent owner director, 10 percent owner
Cash-settled Total Return Swap (obligation to buy) 40,100 $4.44 $178,204 Sale
STILWELL JOSEPH director, 10 percent owner director, 10 percent owner
Cash-settled Total Return Swap (obligation to buy) 40,100 N/A N/A Sale
STILWELL JOSEPH director, 10 percent owner director, 10 percent owner
Cash-settled Total Return Swap (obligation to buy) 40,100 $4.44 $178,204 Sale
JONES ANDREW R director director
Common Stock 1,667 N/A N/A Sale
JONES ANDREW R director director
Common Stock 11,064 $3.45 $38,171 Sale
STILWELL JOSEPH director, 10 percent owner director, 10 percent owner
Cash-settled Total Return Swap (obligation to buy) 4,062 N/A N/A Sale
JONES ANDREW R director director
Common Stock 1,400 N/A N/A Sale
STILWELL JOSEPH director, 10 percent owner director, 10 percent owner
Cash-settled Total Return Swap (obligation to buy) 6,075 $13.33 $80,998 Sale
STILWELL JOSEPH director, 10 percent owner director, 10 percent owner
Cash-settled Total Return Swap (obligation to buy) 5,985 N/A N/A Sale
STILWELL JOSEPH director, 10 percent owner director, 10 percent owner
Cash-settled Total Return Swap (obligation to buy) 31,617 $10 $316,170 Purchase
CAMPBELL KERRY G. director director
Common Stock 28,000 $3.31 $92,764 Purchase
STILWELL JOSEPH director, 10 percent owner director, 10 percent owner
Common Stock 1 $2.75 $3 Purchase
KHOSHABA DANIEL director, 10 percent owner, officer: Chief.. director, 10 percent owner, off..
Common Stock 5,000 N/A N/A Purchase
STILWELL JOSEPH director, 10 percent owner director, 10 percent owner
Common Stock 22 $2.75 $61