Sale
STEAMBOAT CAPITAL PARTNERS, LLC 10 percent owner 10 percent owner
Series B Convertible Preferred Stock 292 $40 $11,680 Sale
STEAMBOAT CAPITAL PARTNERS, LLC 10 percent owner 10 percent owner
Series D Cumulative Convertible Preferred Stock 1,624 $16.96 $27,543 Sale
STEAMBOAT CAPITAL PARTNERS, LLC 10 percent owner 10 percent owner
Series B Convertible Preferred Stock 614 $40 $24,560 Sale
STEAMBOAT CAPITAL PARTNERS, LLC 10 percent owner 10 percent owner
Series D Cumulative Convertible Preferred Stock 806 $16.96 $13,670 Sale
STEAMBOAT CAPITAL PARTNERS, LLC 10 percent owner 10 percent owner
Series B Convertible Preferred Stock 342 $40 $13,680 Sale
STEAMBOAT CAPITAL PARTNERS, LLC 10 percent owner 10 percent owner
Series D Cumulative Convertible Preferred Stock 1,462 $16.96 $24,796 Sale
STEAMBOAT CAPITAL PARTNERS, LLC 10 percent owner 10 percent owner
Series B Convertible Preferred Stock 510 $40 $20,400 Sale
STEAMBOAT CAPITAL PARTNERS, LLC 10 percent owner 10 percent owner
Series D Cumulative Convertible Preferred Stock 748 $16.96 $12,686 Sale
STEAMBOAT CAPITAL PARTNERS, LLC 10 percent owner 10 percent owner
Series B Convertible Preferred Stock 255 $40 $10,200 Sale
STEAMBOAT CAPITAL PARTNERS, LLC 10 percent owner 10 percent owner
Series D Cumulative Convertible Preferred Stock 1,440 $16.96 $24,422 Sale
STEAMBOAT CAPITAL PARTNERS, LLC 10 percent owner 10 percent owner
Series B Convertible Preferred Stock 501 $40 $20,040 Sale
STEAMBOAT CAPITAL PARTNERS, LLC 10 percent owner 10 percent owner
Series D Cumulative Convertible Preferred Stock 1,293 $16.96 $21,929 Sale
STEAMBOAT CAPITAL PARTNERS, LLC 10 percent owner 10 percent owner
Series B Convertible Preferred Stock 450 $40 $18,000 Sale
STEAMBOAT CAPITAL PARTNERS, LLC 10 percent owner 10 percent owner
Series D Cumulative Convertible Preferred Stock 1,283 $16.96 $21,760 Sale
STEAMBOAT CAPITAL PARTNERS, LLC 10 percent owner 10 percent owner
Series B Convertible Preferred Stock 488 $40 $19,520 Sale
STEAMBOAT CAPITAL PARTNERS, LLC 10 percent owner 10 percent owner
Series B Cumulative Preferred Stock 201 $40 $8,040 Sale
STEAMBOAT CAPITAL PARTNERS, LLC 10 percent owner 10 percent owner
Series B Cumulative Preferred Stock 2,831 $40 $113,240 Sale
STEAMBOAT CAPITAL PARTNERS, LLC 10 percent owner 10 percent owner
Series D Convertible Cumulative Preferred Stock 4,950 $16.96 $83,952 Option
POSKON PAULA director director
Subscription Rights (right to buy) 6,275 N/A N/A Option
FRANKLIN MICHAEL ANDREW officer: Interim CEO officer: Interim CEO
Subscription Rights (right to buy) 1,069 N/A N/A Option
CAMPBELL KERRY G. director director
Subscription Rights (right to buy) 4,000 $6.25 $25,000 Option
FRANKLIN MICHAEL ANDREW officer: Senior VP - Operations officer: Senior VP - Operations
Subscription Rights (right to buy) 1,069 $6.25 $6,681 Option
STILWELL JOSEPH director, 10 percent owner director, 10 percent owner
Subscription Rights (right to buy) 729,997 $6.25 $4,562,481 Purchase
CARTER STEFANI D
Common Stock 1,800 N/A N/A Sale
STILWELL JOSEPH director, 10 percent owner director, 10 percent owner
Cash-settled Total Return Swap (obligation to buy) 2,049 N/A N/A Sale
STILWELL JOSEPH director, 10 percent owner director, 10 percent owner
Cash-settled Total Return Swap (obligation to buy) 4,900 N/A N/A Sale
STILWELL JOSEPH director, 10 percent owner director, 10 percent owner
Cash-settled Total Return Swap (obligation to buy) 4,900 $6.08 $29,807 Sale
CAMPBELL KERRY G. director director
Series D Cumulative Convertible Preferred Stock 3,121 N/A N/A Sale
JONES ANDREW R director director
Series D Cumulative Convertible Preferred Stock 20,400 N/A N/A Sale
STILWELL JOSEPH director, 10 percent owner director, 10 percent owner
Series D Cumulative Convertible Preferred Stock 19,859 N/A N/A Sale
STILWELL JOSEPH director, 10 percent owner director, 10 percent owner
Cash-settled Total Return Swap (obligation to buy) 4,800 N/A N/A Purchase
KHOSHABA DANIEL director, 10 percent owner, officer: Chief.. director, 10 percent owner, off..
Common Stock 10,000 N/A N/A Sale
STILWELL JOSEPH director, 10 percent owner director, 10 percent owner
Cash-settled Total Return Swap (obligation to buy) 10,134 N/A N/A Purchase
KHOSHABA DANIEL director, 10 percent owner, officer: Chief.. director, 10 percent owner, off..
Common Stock 2,924 N/A N/A Purchase
KHOSHABA DANIEL director, 10 percent owner, officer: Chief.. director, 10 percent owner, off..
Common Stock 20,208 N/A N/A Sale
STILWELL JOSEPH director, 10 percent owner director, 10 percent owner
Cash-settled Total Return Swap (obligation to buy) 100 N/A N/A Sale
STILWELL JOSEPH director, 10 percent owner director, 10 percent owner
Cash-settled Total Return Swap (obligation to buy) 2,300 N/A N/A Sale
STILWELL JOSEPH director, 10 percent owner director, 10 percent owner
Cash-settled Total Return Swap (obligation to buy) 2,300 $5.65 $13,002 Sale
STILWELL JOSEPH director, 10 percent owner director, 10 percent owner
Cash-settled Total Return Swap (obligation to buy) 4,156 N/A N/A Sale
STILWELL JOSEPH director, 10 percent owner director, 10 percent owner
Cash-settled Total Return Swap (obligation to buy) 149 N/A N/A Sale
STILWELL JOSEPH director, 10 percent owner director, 10 percent owner
Cash-settled Total Return Swap (obligation to buy) 168 N/A N/A Sale
STILWELL JOSEPH director, 10 percent owner director, 10 percent owner
Cash-settled Total Return Swap (obligation to buy) 168 $5.65 $950 Sale
STILWELL JOSEPH director, 10 percent owner director, 10 percent owner
Cash-settled Total Return Swap (obligation to buy) 5,637 N/A N/A Sale
STILWELL JOSEPH director, 10 percent owner director, 10 percent owner
Cash-settled Total Return Swap (obligation to buy) 7,472 N/A N/A Sale
STILWELL JOSEPH director, 10 percent owner director, 10 percent owner
Cash-settled Total Return Swap (obligation to buy) 14,054 N/A N/A Sale
STILWELL JOSEPH director, 10 percent owner director, 10 percent owner
Cash-settled Total Return Swap (obligation to buy) 1,128 N/A N/A Sale
STILWELL JOSEPH director, 10 percent owner director, 10 percent owner
Cash-settled Total Return Swap (obligation to buy) 114,741 N/A N/A Sale
STILWELL JOSEPH director, 10 percent owner director, 10 percent owner
Cash-settled Total Return Swap (obligation to buy) 173,646 N/A N/A Sale
STILWELL JOSEPH director, 10 percent owner director, 10 percent owner
Cash-settled Total Return Swap (obligation to buy) 173,646 $5.65 $981,621 Sale
STILWELL JOSEPH director, 10 percent owner director, 10 percent owner
Cash-settled Total Return Swap (obligation to buy) 23,699 N/A N/A