Purchase
GRISWOLD BENJAMIN H IV director director
Common Stock 20,036 N/A N/A Purchase
BOND TREVOR P director, officer: CEO director, officer: CEO
Common Stock 5,000 N/A N/A Option
CAREY WILLIAM P director, 10 percent owner, officer: Chair.. director, 10 percent owner, off..
Employee Stock Option (right to buy) 150,000 N/A N/A Option
CAREY WILLIAM P director, 10 percent owner, officer: Chair.. director, 10 percent owner, off..
Common Stock 150,000 N/A N/A Sale
VON KOELLER KARSTEN director director
Common Stock 6,832 N/A N/A Purchase
CAREY WILLIAM P director, 10 percent owner, officer: Chair.. director, 10 percent owner, off..
Common Stock 11,000 N/A N/A Purchase
CAREY WILLIAM P director, 10 percent owner, officer: Chair.. director, 10 percent owner, off..
Common Stock 1,000 N/A N/A Purchase
CAREY WILLIAM P director, 10 percent owner, officer: Chair.. director, 10 percent owner, off..
Common Stock 100 N/A N/A Purchase
CAREY WILLIAM P director, 10 percent owner, officer: Chair.. director, 10 percent owner, off..
Common Stock 2,310 N/A N/A Purchase
CAREY WILLIAM P director, 10 percent owner, officer: Chair.. director, 10 percent owner, off..
Common Stock 10,000 N/A N/A Purchase
CAREY WILLIAM P director, 10 percent owner, officer: Chair.. director, 10 percent owner, off..
Common Stock 10,000 N/A N/A Purchase
CAREY WILLIAM P director, 10 percent owner, officer: Chair.. director, 10 percent owner, off..
Common Stock 2,000 N/A N/A Sale
LAPUMA EDWARD V officer: Managing Director officer: Managing Director
Common Stock 1,300 N/A N/A Sale
LAPUMA EDWARD V officer: Managing Director officer: Managing Director
Common Stock 2,000 N/A N/A Sale
DUGAN GORDON F director, officer: CEO and President director, officer: CEO and Pres..
Common Stock 7,000 N/A N/A Sale
DUGAN GORDON F director, officer: CEO and President director, officer: CEO and Pres..
Common Stock 8,000 N/A N/A Sale
LAPUMA EDWARD V officer: Managing Director officer: Managing Director
Common Stock 300 N/A N/A Sale
LAPUMA EDWARD V officer: Managing Director officer: Managing Director
Common Stock 1,100 N/A N/A Sale
LAPUMA EDWARD V officer: Managing Director officer: Managing Director
Common Stock 600 N/A N/A Sale
LAPUMA EDWARD V officer: Managing Director officer: Managing Director
Common Stock 3,700 N/A N/A Sale
LAPUMA EDWARD V officer: Managing Director officer: Managing Director
Common Stock 1,600 N/A N/A Sale
LAPUMA EDWARD V officer: Managing Director officer: Managing Director
Common Stock 1,800 N/A N/A Sale
LAPUMA EDWARD V officer: Managing Director officer: Managing Director
Common Stock 620 N/A N/A Sale
LAPUMA EDWARD V officer: Managing Director officer: Managing Director
Common Stock 1,500 N/A N/A Sale
LAPUMA EDWARD V officer: Managing Director officer: Managing Director
Common Stock 1,006 N/A N/A Sale
LAPUMA EDWARD V officer: Managing Director officer: Managing Director
Common Stock 3,300 N/A N/A Sale
LAPUMA EDWARD V officer: Managing Director officer: Managing Director
Common Stock 100 N/A N/A Option
DUGAN GORDON F director, officer: CEO and President director, officer: CEO and Pres..
Employee Share Option 75,000 N/A N/A Option
DUGAN GORDON F director, officer: CEO and President director, officer: CEO and Pres..
Common Stock 75,000 N/A N/A Sale
DUGAN GORDON F director, officer: CEO and President director, officer: CEO and Pres..
Common Stock 17,500 N/A N/A Sale
DUGAN GORDON F director, officer: CEO and President director, officer: CEO and Pres..
Common Stock 7,500 N/A N/A Sale
LAPUMA EDWARD V officer: Managing Director officer: Managing Director
Common Stock 497 N/A N/A Sale
LAPUMA EDWARD V officer: Managing Director officer: Managing Director
Common Stock 2,000 N/A N/A Sale
LAPUMA EDWARD V officer: Managing Director officer: Managing Director
Common Stock 1,000 N/A N/A Sale
LAPUMA EDWARD V officer: Managing Director officer: Managing Director
Common Stock 1,000 N/A N/A Sale
LAPUMA EDWARD V officer: Managing Director officer: Managing Director
Common Stock 20,000 N/A N/A Purchase
CAREY FRANCIS director director
Common Stock 1,000 N/A N/A Purchase
BOND TREVOR P director, officer: CEO director, officer: CEO
Common Stock 1,700 N/A N/A Purchase
CAREY WILLIAM P director, 10 percent owner, officer: Chair.. director, 10 percent owner, off..
Common Stock 5,000 N/A N/A Purchase
CAREY WILLIAM P director, 10 percent owner, officer: Chair.. director, 10 percent owner, off..
Common Stock 5,000 N/A N/A Purchase
CAREY WILLIAM P director, 10 percent owner, officer: Chair.. director, 10 percent owner, off..
Common Stock 5,000 N/A N/A Purchase
CAREY WILLIAM P director, 10 percent owner, officer: Chair.. director, 10 percent owner, off..
Common Stock 5,000 N/A N/A Purchase
CAREY WILLIAM P director, 10 percent owner, officer: Chair.. director, 10 percent owner, off..
Common Stock 5,000 N/A N/A Purchase
CAREY WILLIAM P director, 10 percent owner, officer: Chair.. director, 10 percent owner, off..
Common Stock 5,000 N/A N/A Purchase
MILLER JOHN officer: Chief Investment Officer officer: Chief Investment Officer
Common Stock 1,900 N/A N/A Purchase
CAREY WILLIAM P director, 10 percent owner, officer: Chair.. director, 10 percent owner, off..
Common Stock 5,000 N/A N/A Purchase
CAREY WILLIAM P director, 10 percent owner, officer: Chair.. director, 10 percent owner, off..
Common Stock 5,000 N/A N/A Purchase
CAREY WILLIAM P director, 10 percent owner, officer: Chair.. director, 10 percent owner, off..
Common Stock 5,000 N/A N/A Purchase
CAREY WILLIAM P director, 10 percent owner, officer: Chair.. director, 10 percent owner, off..
Common Stock 5,000 N/A N/A Purchase
MITTELSTAEDT ROBERT E JR director director
Common Stock 1,800 N/A N/A