RUNNING POINT CAPITAL ADVISORS, LLC Holdings

RUNNING POINT CAPITAL ADVISORS, LLC is an investment fund managing more than 150.94M US dollars. The largest holdings include Invesco QQQ Trust, ISHARES TR and iShares MSCI USA Equal Weighted ETF. In Q3 2022 the fund bought assets of total value of 9.99M US dollars and sold assets of total value of 13.42M US dollars.

$150.93M

portfolio value

-10.60%

quarter

-26.38%

1 year

RUNNING POINT CAPITAL ADVISORS, LLC portfolio changes

Portfolio changes (number of shares)
Period	Buy	Sel
Q1 2021	16063000	5323000
Q2 2021	37165000	781000
Q3 2021	12828000	6831000
Q4 2021	6077000	63881000
Q1 2022	22284000	17623000
Q2 2022	4952000	17385000
Q3 2022	9994000	13423000

RUNNING POINT CAPITAL ADVISORS, LLC 13F holdings

Stock	Position type	Portfolio share	Portfolio value	Avg. open price	Current price	P/L	Last change
Invesco QQQ Trust Portfolio share: 11.75% Portfolio value: 17.73M Avg. open price: $359.14 Current price: $287.73 P/L: -19.88% Bought +2.28% shares Q3 2022	share	11.75%	17.73M	$359.14	$287.73	-19.88%	Bought +2.28% shares Q3 2022
ISHARES TR Portfolio share: 8.19% Portfolio value: 12.36M Avg. open price: N/A Current price: N/A P/L: N/A Sold -1.30% shares Q3 2022	share	8.19%	12.36M	N/A	N/A	N/A	Sold -1.30% shares Q3 2022
iShares MSCI USA Equal Weighted ETF Portfolio share: 6.30% Portfolio value: 9.50M Avg. open price: $81.97 Current price: $75.63 P/L: -7.73% Bought +1.52% shares Q3 2022	share	6.30%	9.50M	$81.97	$75.63	-7.73%	Bought +1.52% shares Q3 2022
ISHARES TR Portfolio share: 6.23% Portfolio value: 9.40M Avg. open price: N/A Current price: N/A P/L: N/A Bought +7.76% shares Q3 2022	share	6.23%	9.40M	N/A	N/A	N/A	Bought +7.76% shares Q3 2022
iShares Core MSCI Emerging Markets ETF Portfolio share: 4.67% Portfolio value: 7.05M Avg. open price: $60.05 Current price: $48.11 P/L: -19.89% Bought +6.54% shares Q3 2022	share	4.67%	7.05M	$60.05	$48.11	-19.89%	Bought +6.54% shares Q3 2022
iShares Russell 3000 ETF Portfolio share: 3.52% Portfolio value: 5.32M Avg. open price: $278.5 Current price: $230.61 P/L: -17.20% Sold -0.80% shares Q2 2022	share	3.52%	5.32M	$278.5	$230.61	-17.20%	Sold -0.80% shares Q2 2022
Vanguard Real Estate Index Fund Portfolio share: 3.24% Portfolio value: 4.88M Avg. open price: $87.72 Current price: $86.03 P/L: -1.92% Bought +6.30% shares Q3 2022	share	3.24%	4.88M	$87.72	$86.03	-1.92%	Bought +6.30% shares Q3 2022
Vanguard Emerging Markets Government Bond Index Fund Portfolio share: 2.99% Portfolio value: 4.51M Avg. open price: $75.51 Current price: $61.99 P/L: -17.90% Sold -14.16% shares Q3 2022	share	2.99%	4.51M	$75.51	$61.99	-17.90%	Sold -14.16% shares Q3 2022
Vanguard Total International Bond Index Fund Portfolio share: 2.79% Portfolio value: 4.20M Avg. open price: $57.31 Current price: $49.15 P/L: -14.24% Sold -4.34% shares Q3 2022	share	2.79%	4.20M	$57.31	$49.15	-14.24%	Sold -4.34% shares Q3 2022
Dimensional U.S. Core Equity 2 ETF Portfolio share: 2.20% Portfolio value: 3.31M Avg. open price: N/A Current price: $25.29 P/L: N/A Sold -22.53% shares Q2 2022	share	2.20%	3.31M	N/A	$25.29	N/A	Sold -22.53% shares Q2 2022
SPDR Nuveen Bloomberg High Yield Municipal Bond ETF Portfolio share: 2.11% Portfolio value: 3.19M Avg. open price: $51.81 Current price: $49.86 P/L: -3.77% Bought +805.43% shares Q3 2022	share	2.11%	3.19M	$51.81	$49.86	-3.77%	Bought +805.43% shares Q3 2022
Closed-End Fund - Equity iShares U.S. Real Estate ETF Portfolio share: 2.01% Portfolio value: 3.04M Avg. open price: $101.56 Current price: $87.19 P/L: -14.15% Sold -4.83% shares Q3 2022	share	2.01%	3.04M	$101.56	$87.19	-14.15%	Sold -4.83% shares Q3 2022
Vanguard Emerging Markets Stock Index Fund Portfolio share: 1.85% Portfolio value: 2.79M Avg. open price: $51.21 Current price: $40.26 P/L: -21.39% Sold -40.01% shares Q3 2022	share	1.85%	2.79M	$51.21	$40.26	-21.39%	Sold -40.01% shares Q3 2022
Consumer Electronics Apple Inc. Portfolio share: 1.62% Portfolio value: 2.44M Avg. open price: $129.15 Current price: $146.61 P/L: +13.52% Bought +6.29% shares Q3 2022	share	1.62%	2.44M	$129.15	$146.61	+13.52%	Bought +6.29% shares Q3 2022
J P MORGAN EXCHANGE TRADED F Portfolio share: 1.59% Portfolio value: 2.39M Avg. open price: N/A Current price: N/A P/L: N/A Bought +5.16% shares Q3 2022	share	1.59%	2.39M	N/A	N/A	N/A	Bought +5.16% shares Q3 2022
Software—Infrastructure Microsoft Corporation Portfolio share: 1.51% Portfolio value: 2.27M Avg. open price: $261.05 Current price: $250.2 P/L: -4.16% Bought +5.05% shares Q3 2022	share	1.51%	2.27M	$261.05	$250.2	-4.16%	Bought +5.05% shares Q3 2022
Vanguard Global ex-U.S. Real Estate Index Fund Portfolio share: 1.50% Portfolio value: 2.25M Avg. open price: $54.83 Current price: $41.74 P/L: -23.87% Sold -24.32% shares Q3 2022	share	1.50%	2.25M	$54.83	$41.74	-23.87%	Sold -24.32% shares Q3 2022
Vanguard Developed Markets Index Fund Portfolio share: 1.45% Portfolio value: 2.18M Avg. open price: $48.56 Current price: $43.08 P/L: -11.28% Bought +6.00% shares Q3 2022	share	1.45%	2.18M	$48.56	$43.08	-11.28%	Bought +6.00% shares Q3 2022
Internet Content & Information Meta Platforms, Inc. Portfolio share: 1.39% Portfolio value: 2.10M Avg. open price: N/A Current price: $122.43 P/L: N/A Sold -12.56% shares Q3 2022	share	1.39%	2.10M	N/A	$122.43	N/A	Sold -12.56% shares Q3 2022
Closed-End Fund - Foreign iShares MSCI Emerging Markets ETF Portfolio share: 1.30% Portfolio value: 1.96M Avg. open price: N/A Current price: $39.09 P/L: N/A N/A Q3 2022	share	1.30%	1.96M	N/A	$39.09	N/A	N/A Q3 2022
iShares 1-5 Year Investment Grade Corporate Bond ETF Portfolio share: 1.23% Portfolio value: 1.85M Avg. open price: $52.84 Current price: $49.89 P/L: -5.58% Bought +7.26% shares Q3 2022	share	1.23%	1.85M	$52.84	$49.89	-5.58%	Bought +7.26% shares Q3 2022
iShares National Muni Bond ETF Portfolio share: 1.10% Portfolio value: 1.65M Avg. open price: $112.71 Current price: $106.17 P/L: -5.81% Bought +16.03% shares Q3 2022	share	1.10%	1.65M	$112.71	$106.17	-5.81%	Bought +16.03% shares Q3 2022
iShares California Muni Bond ETF Portfolio share: 1.04% Portfolio value: 1.56M Avg. open price: $56.46 Current price: $56.6 P/L: +0.25% Bought +98.64% shares Q3 2022	share	1.04%	1.56M	$56.46	$56.6	+0.25%	Bought +98.64% shares Q3 2022
Vanguard Total Intl Stock Idx Fund Portfolio share: 0.97% Portfolio value: 1.45M Avg. open price: $54.06 Current price: $53.09 P/L: -1.80% Bought +109.90% shares Q3 2022	share	0.97%	1.45M	$54.06	$53.09	-1.80%	Bought +109.90% shares Q3 2022
iShares Core U.S. Aggregate Bond ETF Portfolio share: 0.92% Portfolio value: 1.39M Avg. open price: $107.68 Current price: $98.54 P/L: -8.49% Bought +28.71% shares Q3 2022	share	0.92%	1.39M	$107.68	$98.54	-8.49%	Bought +28.71% shares Q3 2022
First Trust California Municipal High Income ETF Portfolio share: 0.90% Portfolio value: 1.35M Avg. open price: $53.75 Current price: $48.57 P/L: -9.63% Sold -25.50% shares Q3 2022	share	0.90%	1.35M	$53.75	$48.57	-9.63%	Sold -25.50% shares Q3 2022
Dimensional US Marketwide Value ETF Portfolio share: 0.89% Portfolio value: 1.34M Avg. open price: $31.6 Current price: $34.35 P/L: +8.70% Bought +0.21% shares Q3 2022	share	0.89%	1.34M	$31.6	$34.35	+8.70%	Bought +0.21% shares Q3 2022
Fidelity Low Volatility Factor ETF Portfolio share: 0.83% Portfolio value: 1.24M Avg. open price: $44.61 Current price: $47.8 P/L: +7.15% Bought +175.20% shares Q3 2022	share	0.83%	1.24M	$44.61	$47.8	+7.15%	Bought +175.20% shares Q3 2022
SPDR Gold Shares Portfolio share: 0.82% Portfolio value: 1.23M Avg. open price: $166.7 Current price: $164.39 P/L: -1.38% Bought +6.39% shares Q3 2022	share	0.82%	1.23M	$166.7	$164.39	-1.38%	Bought +6.39% shares Q3 2022
iShares iBoxx $ Investment Grade Corporate Bond ETF Portfolio share: 0.74% Portfolio value: 1.11M Avg. open price: $127.19 Current price: $108.49 P/L: -14.70% Bought +2.56% shares Q3 2022	share	0.74%	1.11M	$127.19	$108.49	-14.70%	Bought +2.56% shares Q3 2022
Asset Management Ares Management Corporation Portfolio share: 0.71% Portfolio value: 1.07M Avg. open price: N/A Current price: $72.45 P/L: N/A Sold -18.75% shares Q3 2022	share	0.71%	1.07M	N/A	$72.45	N/A	Sold -18.75% shares Q3 2022
Invesco Financial Preferred ETF Portfolio share: 0.69% Portfolio value: 1.03M Avg. open price: $17.97 Current price: $15.16 P/L: -15.62% Bought +10.65% shares Q3 2022	share	0.69%	1.03M	$17.97	$15.16	-15.62%	Bought +10.65% shares Q3 2022
iShares J.P. Morgan USD Emerging Markets Bond ETF Portfolio share: 0.63% Portfolio value: 944K Avg. open price: $104.22 Current price: $86.09 P/L: -17.40% Bought +44.18% shares Q3 2022	share	0.63%	944K	$104.22	$86.09	-17.40%	Bought +44.18% shares Q3 2022
iShares 20+ Year Treasury Bond ETF Portfolio share: 0.56% Portfolio value: 846K Avg. open price: $127.36 Current price: $105.59 P/L: -17.09% Bought +45.25% shares Q3 2022	share	0.56%	846K	$127.36	$105.59	-17.09%	Bought +45.25% shares Q3 2022
J P MORGAN EXCHANGE TRADED F Portfolio share: 0.55% Portfolio value: 831K Avg. open price: N/A Current price: N/A P/L: N/A Sold -12.25% shares Q3 2022	share	0.55%	831K	N/A	N/A	N/A	Sold -12.25% shares Q3 2022
Invesco NASDAQ 100 ETF Portfolio share: 0.54% Portfolio value: 820K Avg. open price: $137.79 Current price: $118.39 P/L: -14.08% Bought +35.38% shares Q3 2022	share	0.54%	820K	$137.79	$118.39	-14.08%	Bought +35.38% shares Q3 2022
iShares Short-Term National Muni Bond ETF Portfolio share: 0.53% Portfolio value: 801K Avg. open price: $105.97 Current price: $104.36 P/L: -1.52% Bought +23.06% shares Q3 2022	share	0.53%	801K	$105.97	$104.36	-1.52%	Bought +23.06% shares Q3 2022
Global X U.S. Preferred ETF Portfolio share: 0.52% Portfolio value: 786K Avg. open price: $24.11 Current price: $20.4 P/L: -15.38% Bought +14.69% shares Q3 2022	share	0.52%	786K	$24.11	$20.4	-15.38%	Bought +14.69% shares Q3 2022
iShares International Developed Real Estate ETF Portfolio share: 0.51% Portfolio value: 767K Avg. open price: N/A Current price: $21.1 P/L: N/A N/A Q3 2022	share	0.51%	767K	N/A	$21.1	N/A	N/A Q3 2022
Invesco National AMT-Free Municipal Bond ETF Portfolio share: 0.45% Portfolio value: 680K Avg. open price: $25.7 Current price: $23.32 P/L: -9.25% Bought +10.26% shares Q3 2022	share	0.45%	680K	$25.7	$23.32	-9.25%	Bought +10.26% shares Q3 2022
ISHARES TR Portfolio share: 0.43% Portfolio value: 653K Avg. open price: N/A Current price: N/A P/L: N/A Sold -39.08% shares Q3 2022	share	0.43%	653K	N/A	N/A	N/A	Sold -39.08% shares Q3 2022
Invesco Ultra Short Duration ETF Portfolio share: 0.42% Portfolio value: 635K Avg. open price: $49.55 Current price: $49.44 P/L: -0.22% Bought +6.20% shares Q3 2022	share	0.42%	635K	$49.55	$49.44	-0.22%	Bought +6.20% shares Q3 2022
iShares Aaa - A Rated Corporate Bond ETF Portfolio share: 0.37% Portfolio value: 562K Avg. open price: $56.5 Current price: $47.34 P/L: -16.22% Sold -34.78% shares Q3 2022	share	0.37%	562K	$56.5	$47.34	-16.22%	Sold -34.78% shares Q3 2022
Invesco California AMT-Free Municipal Bond ETF Portfolio share: 0.35% Portfolio value: 528K Avg. open price: N/A Current price: $24.37 P/L: N/A Sold -40.50% shares Q3 2022	share	0.35%	528K	N/A	$24.37	N/A	Sold -40.50% shares Q3 2022
Internet Retail Amazon.com, Inc. Portfolio share: 0.34% Portfolio value: 516K Avg. open price: $621.83 Current price: $91.02 P/L: -85.36% Bought +15.28% shares Q3 2022	share	0.34%	516K	$621.83	$91.02	-85.36%	Bought +15.28% shares Q3 2022
SPDR Portfolio Developed World ex-US ETF Portfolio share: 0.33% Portfolio value: 498K Avg. open price: N/A Current price: $30.49 P/L: N/A Sold -16.64% shares Q1 2022	share	0.33%	498K	N/A	$30.49	N/A	Sold -16.64% shares Q1 2022
Dimensional International Value ETF Portfolio share: 0.33% Portfolio value: 497K Avg. open price: $28.89 Current price: $30.65 P/L: +6.09% Bought +0.52% shares Q3 2022	share	0.33%	497K	$28.89	$30.65	+6.09%	Bought +0.52% shares Q3 2022
Credit Services Visa Inc. Portfolio share: 0.28% Portfolio value: 416K Avg. open price: $227.44 Current price: $213.68 P/L: -6.05% Sold -0.72% shares Q3 2022	share	0.28%	416K	$227.44	$213.68	-6.05%	Sold -0.72% shares Q3 2022
GOLDMAN SACHS ETF TR Portfolio share: 0.28% Portfolio value: 415K Avg. open price: N/A Current price: N/A P/L: N/A N/A Q3 2022	share	0.28%	415K	N/A	N/A	N/A	N/A Q3 2022
Dimensional U.S. Small Cap ETF Portfolio share: 0.27% Portfolio value: 403K Avg. open price: N/A Current price: $53.24 P/L: N/A N/A Q4 2021	share	0.27%	403K	N/A	$53.24	N/A	N/A Q4 2021
iShares Core S&P Mid-Cap ETF Portfolio share: 0.26% Portfolio value: 398K Avg. open price: N/A Current price: $250.71 P/L: N/A N/A Q3 2022	share	0.26%	398K	N/A	$250.71	N/A	N/A Q3 2022
Oil & Gas Integrated Exxon Mobil Corporation Portfolio share: 0.25% Portfolio value: 382K Avg. open price: $85.56 Current price: $106.85 P/L: +24.89% Bought +5.15% shares Q3 2022	share	0.25%	382K	$85.56	$106.85	+24.89%	Bought +5.15% shares Q3 2022
SPDR Portfolio Emerging Markets ETF Portfolio share: 0.25% Portfolio value: 380K Avg. open price: $41.83 Current price: $34.16 P/L: -18.34% Sold -78.56% shares Q2 2022	share	0.25%	380K	$41.83	$34.16	-18.34%	Sold -78.56% shares Q2 2022
iShares ESG 1-5 Year USD Corporate Bond ETF Portfolio share: 0.25% Portfolio value: 375K Avg. open price: $24.09 Current price: $23.8 P/L: -1.20% Bought +39.94% shares Q3 2022	share	0.25%	375K	$24.09	$23.8	-1.20%	Bought +39.94% shares Q3 2022
Insurance Brokers BRP Group, Inc. Portfolio share: 0.25% Portfolio value: 374K Avg. open price: N/A Current price: $29.01 P/L: N/A N/A Q1 2022	share	0.25%	374K	N/A	$29.01	N/A	N/A Q1 2022
iShares Core S&P Small-Cap ETF Portfolio share: 0.24% Portfolio value: 366K Avg. open price: N/A Current price: $99.28 P/L: N/A N/A Q3 2022	share	0.24%	366K	N/A	$99.28	N/A	N/A Q3 2022
Asset Management Nuveen California AMT-Free Quality Municipal Income Fund Portfolio share: 0.24% Portfolio value: 360K Avg. open price: N/A Current price: $12.19 P/L: N/A N/A Q1 2022	share	0.24%	360K	N/A	$12.19	N/A	N/A Q1 2022
Banks—Diversified Citigroup Inc. Portfolio share: 0.23% Portfolio value: 353K Avg. open price: $69.67 Current price: $45.64 P/L: -34.49% Sold -0.26% shares Q3 2022	share	0.23%	353K	$69.67	$45.64	-34.49%	Sold -0.26% shares Q3 2022
Asset Management Nuveen California Quality Municipal Income Fund Portfolio share: 0.23% Portfolio value: 347K Avg. open price: $15.51 Current price: $11.16 P/L: -28.04% Sold -9.71% shares Q3 2022	share	0.23%	347K	$15.51	$11.16	-28.04%	Sold -9.71% shares Q3 2022
SPDR SER TR Portfolio share: 0.23% Portfolio value: 345K Avg. open price: $30.9 Current price: $26.35 P/L: -14.73% Sold -55.84% shares Q2 2022	share	0.23%	345K	$30.9	$26.35	-14.73%	Sold -55.84% shares Q2 2022
Home Improvement Retail The Home Depot, Inc. Portfolio share: 0.23% Portfolio value: 343K Avg. open price: $315.61 Current price: $320.08 P/L: +1.42% Sold -2.36% shares Q3 2022	share	0.23%	343K	$315.61	$320.08	+1.42%	Sold -2.36% shares Q3 2022
Asset Management Nuveen Municipal High Income Opportunity Fund Portfolio share: 0.22% Portfolio value: 333K Avg. open price: $11.7 Current price: $11.18 P/L: -4.44% Bought +0.08% shares Q3 2022	share	0.22%	333K	$11.7	$11.18	-4.44%	Bought +0.08% shares Q3 2022
VanEck Vectors Intermediate Muni ETF Portfolio share: 0.22% Portfolio value: 329K Avg. open price: N/A Current price: $45.76 P/L: N/A N/A Q2 2022	share	0.22%	329K	N/A	$45.76	N/A	N/A Q2 2022
Invesco Global Water ETF Portfolio share: 0.21% Portfolio value: 323K Avg. open price: N/A Current price: $33.46 P/L: N/A N/A Q4 2020	share	0.21%	323K	N/A	$33.46	N/A	N/A Q4 2020
Asset Management BlackRock MuniHoldings California Quality Fund, Inc. Portfolio share: 0.21% Portfolio value: 322K Avg. open price: N/A Current price: $11 P/L: N/A N/A Q1 2022	share	0.21%	322K	N/A	$11	N/A	N/A Q1 2022
Drug Manufacturers—General Eli Lilly and Company Portfolio share: 0.21% Portfolio value: 312K Avg. open price: $316.2 Current price: $369.29 P/L: +16.79% Bought +9.67% shares Q3 2022	share	0.21%	312K	$316.2	$369.29	+16.79%	Bought +9.67% shares Q3 2022
Packaged Foods Beyond Meat, Inc. Portfolio share: 0.19% Portfolio value: 284K Avg. open price: N/A Current price: $13.69 P/L: N/A Sold -0.07% shares Q3 2022	share	0.19%	284K	N/A	$13.69	N/A	Sold -0.07% shares Q3 2022
Asset Management Nuveen AMT-Free Quality Municipal Income Fund Portfolio share: 0.18% Portfolio value: 276K Avg. open price: N/A Current price: $11.37 P/L: N/A Sold -8.13% shares Q3 2022	share	0.18%	276K	N/A	$11.37	N/A	Sold -8.13% shares Q3 2022
Vanguard Russell 2000 Index Fund Portfolio share: 0.18% Portfolio value: 272K Avg. open price: $68.37 Current price: $73.92 P/L: +8.12% Bought +16879.17% shares Q3 2022	share	0.18%	272K	$68.37	$73.92	+8.12%	Bought +16879.17% shares Q3 2022
Banks—Diversified The Bank of Nova Scotia Portfolio share: 0.17% Portfolio value: 261K Avg. open price: N/A Current price: $49.97 P/L: N/A Sold -0.38% shares Q3 2022	share	0.17%	261K	N/A	$49.97	N/A	Sold -0.38% shares Q3 2022
Drug Manufacturers—General Johnson & Johnson Portfolio share: 0.17% Portfolio value: 258K Avg. open price: $171.21 Current price: $178.78 P/L: +4.42% Bought +11.57% shares Q3 2022	share	0.17%	258K	$171.21	$178.78	+4.42%	Bought +11.57% shares Q3 2022
Vanguard Information Technology Index Fund Portfolio share: 0.17% Portfolio value: 251K Avg. open price: $398.92 Current price: $340.6 P/L: -14.62% Sold -2.16% shares Q3 2022	share	0.17%	251K	$398.92	$340.6	-14.62%	Sold -2.16% shares Q3 2022
Asset Management BlackRock Enhanced Capital and Income Fund, Inc. Portfolio share: 0.16% Portfolio value: 247K Avg. open price: N/A Current price: $17.95 P/L: N/A N/A Q1 2022	share	0.16%	247K	N/A	$17.95	N/A	N/A Q1 2022
Confectioners The Hershey Company Portfolio share: 0.16% Portfolio value: 246K Avg. open price: $215.83 Current price: $233.25 P/L: +8.07% Bought +5.19% shares Q3 2022	share	0.16%	246K	$215.83	$233.25	+8.07%	Bought +5.19% shares Q3 2022
Vanguard Short-Term Bond Index Fund Portfolio share: 0.16% Portfolio value: 245K Avg. open price: $81.32 Current price: $75.4 P/L: -7.28% Bought +6.74% shares Q3 2022	share	0.16%	245K	$81.32	$75.4	-7.28%	Bought +6.74% shares Q3 2022
VanEck IG Floating Rate ETF Portfolio share: 0.16% Portfolio value: 243K Avg. open price: $25.17 Current price: $24.78 P/L: -1.54% Bought +5.10% shares Q3 2022	share	0.16%	243K	$25.17	$24.78	-1.54%	Bought +5.10% shares Q3 2022
Vanguard Intermediate-Term Bond Index Fund Portfolio share: 0.16% Portfolio value: 242K Avg. open price: $89.12 Current price: $75.45 P/L: -15.34% Sold -54.58% shares Q3 2022	share	0.16%	242K	$89.12	$75.45	-15.34%	Sold -54.58% shares Q3 2022
Dimensional U.S. Targeted Value ETF Portfolio share: 0.16% Portfolio value: 238K Avg. open price: $42.25 Current price: $45.42 P/L: +7.50% Bought +0.30% shares Q3 2022	share	0.16%	238K	$42.25	$45.42	+7.50%	Bought +0.30% shares Q3 2022
Invesco Global Clean Energy ETF Portfolio share: 0.16% Portfolio value: 238K Avg. open price: N/A Current price: $20.46 P/L: N/A N/A Q4 2020	share	0.16%	238K	N/A	$20.46	N/A	N/A Q4 2020
Internet Content & Information Alphabet Inc. Portfolio share: 0.16% Portfolio value: 235K Avg. open price: $2,204.47 Current price: $99.48 P/L: -95.49% Bought +20.54% shares Q3 2022	share	0.16%	235K	$2,204.47	$99.48	-95.49%	Bought +20.54% shares Q3 2022
Auto Manufacturers Tesla, Inc. Portfolio share: 0.15% Portfolio value: 234K Avg. open price: $669.66 Current price: $182.45 P/L: -72.75% N/A Q3 2022	share	0.15%	234K	$669.66	$182.45	-72.75%	N/A Q3 2022
Vanguard Intermediate-Term Corporate Bond Index Fund Portfolio share: 0.15% Portfolio value: 233K Avg. open price: $94.99 Current price: $78.74 P/L: -17.11% Sold -10.73% shares Q3 2022	share	0.15%	233K	$94.99	$78.74	-17.11%	Sold -10.73% shares Q3 2022
Healthcare Plans UnitedHealth Group Incorporated Portfolio share: 0.15% Portfolio value: 232K Avg. open price: $504.43 Current price: $535.04 P/L: +6.07% N/A Q3 2022	share	0.15%	232K	$504.43	$535.04	+6.07%	N/A Q3 2022
Lumber & Wood Production Enviva Inc. Portfolio share: 0.15% Portfolio value: 228K Avg. open price: N/A Current price: $58.79 P/L: N/A N/A Q2 2022	share	0.15%	228K	N/A	$58.79	N/A	N/A Q2 2022
Telecom Services AT&T Inc. Portfolio share: 0.15% Portfolio value: 226K Avg. open price: $21.46 Current price: $18.75 P/L: -12.65% Bought +8.41% shares Q3 2022	share	0.15%	226K	$21.46	$18.75	-12.65%	Bought +8.41% shares Q3 2022
Credit Services Mastercard Incorporated Portfolio share: 0.15% Portfolio value: 222K Avg. open price: $346.04 Current price: $356.09 P/L: +2.90% Bought +3.32% shares Q3 2022	share	0.15%	222K	$346.04	$356.09	+2.90%	Bought +3.32% shares Q3 2022
Vanguard 500 Index Fund Portfolio share: 0.15% Portfolio value: 222K Avg. open price: $423.38 Current price: $367.34 P/L: -13.24% Sold -10.20% shares Q3 2022	share	0.15%	222K	$423.38	$367.34	-13.24%	Sold -10.20% shares Q3 2022
Asset Management BlackRock Enhanced Global Dividend Trust Portfolio share: 0.15% Portfolio value: 220K Avg. open price: N/A Current price: $9.94 P/L: N/A N/A Q1 2022	share	0.15%	220K	N/A	$9.94	N/A	N/A Q1 2022
Communication Equipment Cisco Systems, Inc. Portfolio share: 0.14% Portfolio value: 211K Avg. open price: $52.28 Current price: $49.33 P/L: -5.64% N/A Q3 2022	share	0.14%	211K	$52.28	$49.33	-5.64%	N/A Q3 2022
ISHARES TR Portfolio share: 0.14% Portfolio value: 209K Avg. open price: N/A Current price: N/A P/L: N/A N/A Q1 2022	share	0.14%	209K	N/A	N/A	N/A	N/A Q1 2022
iShares Russell 2000 ETF Portfolio share: 0.14% Portfolio value: 208K Avg. open price: $222.93 Current price: $182.83 P/L: -17.99% Sold -67.95% shares Q3 2022	share	0.14%	208K	$222.93	$182.83	-17.99%	Sold -67.95% shares Q3 2022
Insurance—Diversified Sun Life Financial Inc. Portfolio share: 0.14% Portfolio value: 206K Avg. open price: $54.59 Current price: $46.7 P/L: -14.45% Sold -3.50% shares Q3 2022	share	0.14%	206K	$54.59	$46.7	-14.45%	Sold -3.50% shares Q3 2022
Asset Management Invesco Trust for Investment Grade Municipals Portfolio share: 0.12% Portfolio value: 187K Avg. open price: N/A Current price: $9.99 P/L: N/A N/A Q1 2022	share	0.12%	187K	N/A	$9.99	N/A	N/A Q1 2022
Invesco Preferred ETF Portfolio share: 0.12% Portfolio value: 180K Avg. open price: $12.34 Current price: $11.88 P/L: -3.73% Bought +51.53% shares Q3 2022	share	0.12%	180K	$12.34	$11.88	-3.73%	Bought +51.53% shares Q3 2022
Asset Management Invesco California Value Municipal Income Trust Portfolio share: 0.12% Portfolio value: 180K Avg. open price: N/A Current price: $10.04 P/L: N/A N/A Q1 2022	share	0.12%	180K	N/A	$10.04	N/A	N/A Q1 2022
Asset Management Invesco Ltd. Portfolio share: 0.12% Portfolio value: 178K Avg. open price: N/A Current price: $18.59 P/L: N/A Sold -0.34% shares Q3 2022	share	0.12%	178K	N/A	$18.59	N/A	Sold -0.34% shares Q3 2022
VanEck Preferred Securities ex Financials ETF Portfolio share: 0.11% Portfolio value: 172K Avg. open price: N/A Current price: $17.37 P/L: N/A N/A Q1 2022	share	0.11%	172K	N/A	$17.37	N/A	N/A Q1 2022
Banks—Regional New York Community Bancorp, Inc. Portfolio share: 0.11% Portfolio value: 171K Avg. open price: N/A Current price: $8.53 P/L: N/A N/A Q1 2022	share	0.11%	171K	N/A	$8.53	N/A	N/A Q1 2022
Biotechnology ACADIA Pharmaceuticals Inc. Portfolio share: 0.11% Portfolio value: 164K Avg. open price: N/A Current price: $15.24 P/L: N/A N/A Q1 2022	share	0.11%	164K	N/A	$15.24	N/A	N/A Q1 2022
Vanguard Short-Term Corporate Bond Index Fund Portfolio share: 0.11% Portfolio value: 161K Avg. open price: $81.43 Current price: $75.35 P/L: -7.46% Bought +10.15% shares Q3 2022	share	0.11%	161K	$81.43	$75.35	-7.46%	Bought +10.15% shares Q3 2022
iShares Preferred and Income Securities ETF Portfolio share: 0.10% Portfolio value: 158K Avg. open price: $37.11 Current price: $31.75 P/L: -14.45% N/A Q1 2022	share	0.10%	158K	$37.11	$31.75	-14.45%	N/A Q1 2022
ISHARES TR Portfolio share: 0.10% Portfolio value: 156K Avg. open price: N/A Current price: N/A P/L: N/A Bought +5272.73% shares Q3 2022	share	0.10%	156K	N/A	N/A	N/A	Bought +5272.73% shares Q3 2022
Asset Management BlackRock California Municipal Income Trust Portfolio share: 0.10% Portfolio value: 154K Avg. open price: N/A Current price: $10.91 P/L: N/A N/A Q1 2022	share	0.10%	154K	N/A	$10.91	N/A	N/A Q1 2022
ISHARES TR Portfolio share: 0.10% Portfolio value: 149K Avg. open price: N/A Current price: N/A P/L: N/A N/A Q1 2022	share	0.10%	149K	N/A	N/A	N/A	N/A Q1 2022
Internet Content & Information Alphabet Inc. Portfolio share: 0.10% Portfolio value: 146K Avg. open price: $2,261.34 Current price: $99.87 P/L: -95.58% Bought +30.52% shares Q3 2022	share	0.10%	146K	$2,261.34	$99.87	-95.58%	Bought +30.52% shares Q3 2022
Vanguard Total Bond Market Index Fund Portfolio share: 0.10% Portfolio value: 144K Avg. open price: $84.42 Current price: $72.92 P/L: -13.63% Sold -59.14% shares Q3 2022	share	0.10%	144K	$84.42	$72.92	-13.63%	Sold -59.14% shares Q3 2022
Asset Management BlackRock Municipal Income Trust Portfolio share: 0.09% Portfolio value: 143K Avg. open price: N/A Current price: $10.18 P/L: N/A N/A Q1 2022	share	0.09%	143K	N/A	$10.18	N/A	N/A Q1 2022
Communication Equipment Harmonic Inc. Portfolio share: 0.09% Portfolio value: 141K Avg. open price: N/A Current price: $13.43 P/L: N/A N/A Q1 2022	share	0.09%	141K	N/A	$13.43	N/A	N/A Q1 2022
Biotechnology Intercept Pharmaceuticals, Inc. Portfolio share: 0.09% Portfolio value: 140K Avg. open price: N/A Current price: $14.32 P/L: N/A Sold -0.11% shares Q2 2022	share	0.09%	140K	N/A	$14.32	N/A	Sold -0.11% shares Q2 2022
Asset Management Invesco Municipal Opportunity Trust Portfolio share: 0.09% Portfolio value: 137K Avg. open price: N/A Current price: $9.78 P/L: N/A N/A Q1 2022	share	0.09%	137K	N/A	$9.78	N/A	N/A Q1 2022
iShares 5-10 Year Investment Grade Corporate Bond ETF Portfolio share: 0.09% Portfolio value: 132K Avg. open price: $56.3 Current price: $50.23 P/L: -10.78% Sold -50.30% shares Q3 2022	share	0.09%	132K	$56.3	$50.23	-10.78%	Sold -50.30% shares Q3 2022
Asset Management Eaton Vance California Municipal Bond Fund Portfolio share: 0.08% Portfolio value: 128K Avg. open price: N/A Current price: $8.84 P/L: N/A N/A Q1 2022	share	0.08%	128K	N/A	$8.84	N/A	N/A Q1 2022
Asset Management Nuveen S&P 500 Buy-Write Income Fund Portfolio share: 0.08% Portfolio value: 119K Avg. open price: N/A Current price: $13.34 P/L: N/A N/A Q1 2022	share	0.08%	119K	N/A	$13.34	N/A	N/A Q1 2022
Asset Management PIMCO Corporate & Income Opportunity Fund Portfolio share: 0.08% Portfolio value: 118K Avg. open price: N/A Current price: $12.98 P/L: N/A N/A Q1 2022	share	0.08%	118K	N/A	$12.98	N/A	N/A Q1 2022
Asset Management Nuveen AMT-Free Municipal Credit Income Fund Portfolio share: 0.08% Portfolio value: 117K Avg. open price: N/A Current price: $12.52 P/L: N/A Sold -32.28% shares Q2 2022	share	0.08%	117K	N/A	$12.52	N/A	Sold -32.28% shares Q2 2022
Asset Management PIMCO High Income Fund Portfolio share: 0.08% Portfolio value: 116K Avg. open price: N/A Current price: $4.96 P/L: N/A N/A Q1 2022	share	0.08%	116K	N/A	$4.96	N/A	N/A Q1 2022
Asset Management BlackRock Energy and Resources Trust Portfolio share: 0.08% Portfolio value: 115K Avg. open price: N/A Current price: $12.62 P/L: N/A N/A Q1 2022	share	0.08%	115K	N/A	$12.62	N/A	N/A Q1 2022
iShares Core S&P 500 ETF Portfolio share: 0.08% Portfolio value: 115K Avg. open price: $371.65 Current price: $401.35 P/L: +7.99% N/A Q3 2022	share	0.08%	115K	$371.65	$401.35	+7.99%	N/A Q3 2022
Asset Management Invesco Value Municipal Income Trust Portfolio share: 0.08% Portfolio value: 115K Avg. open price: N/A Current price: $12.26 P/L: N/A N/A Q1 2022	share	0.08%	115K	N/A	$12.26	N/A	N/A Q1 2022
Asset Management Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund Portfolio share: 0.08% Portfolio value: 114K Avg. open price: N/A Current price: $8.09 P/L: N/A N/A Q1 2022	share	0.08%	114K	N/A	$8.09	N/A	N/A Q1 2022
Asset Management Nuveen Municipal Credit Income Fund Portfolio share: 0.08% Portfolio value: 114K Avg. open price: N/A Current price: $12.13 P/L: N/A Sold -20.61% shares Q2 2022	share	0.08%	114K	N/A	$12.13	N/A	Sold -20.61% shares Q2 2022
Asset Management Nuveen Quality Municipal Income Fund Portfolio share: 0.07% Portfolio value: 110K Avg. open price: N/A Current price: $11.64 P/L: N/A N/A Q1 2022	share	0.07%	110K	N/A	$11.64	N/A	N/A Q1 2022
Asset Management Eaton Vance Tax-Managed Global Diversified Equity Income Fund Portfolio share: 0.07% Portfolio value: 109K Avg. open price: N/A Current price: $7.86 P/L: N/A N/A Q1 2022	share	0.07%	109K	N/A	$7.86	N/A	N/A Q1 2022
Asset Management Eaton Vance Tax-Managed Diversified Equity Income Fund Portfolio share: 0.07% Portfolio value: 109K Avg. open price: N/A Current price: $11.65 P/L: N/A N/A Q1 2022	share	0.07%	109K	N/A	$11.65	N/A	N/A Q1 2022
N/A Nuveen Municipal Credit Opportunities Fund Portfolio share: 0.07% Portfolio value: 107K Avg. open price: N/A Current price: $12.08 P/L: N/A N/A Q1 2022	share	0.07%	107K	N/A	$12.08	N/A	N/A Q1 2022
Asset Management DNP Select Income Fund Inc. Portfolio share: 0.07% Portfolio value: 104K Avg. open price: N/A Current price: $11.08 P/L: N/A N/A Q1 2022	share	0.07%	104K	N/A	$11.08	N/A	N/A Q1 2022
Biotechnology Amicus Therapeutics, Inc. Portfolio share: 0.07% Portfolio value: 104K Avg. open price: N/A Current price: $12.37 P/L: N/A Sold -3.92% shares Q2 2022	share	0.07%	104K	N/A	$12.37	N/A	Sold -3.92% shares Q2 2022
Nuveen Dynamic Municipal Opportunities Fund Portfolio share: 0.07% Portfolio value: 103K Avg. open price: N/A Current price: $10.75 P/L: N/A N/A Q2 2022	share	0.07%	103K	N/A	$10.75	N/A	N/A Q2 2022
Invesco S&P 500 Quality ETF Portfolio share: 0.07% Portfolio value: 101K Avg. open price: N/A Current price: $45.54 P/L: N/A Sold -35.38% shares Q3 2022	share	0.07%	101K	N/A	$45.54	N/A	Sold -35.38% shares Q3 2022
Asset Management Calamos Convertible and High Income Fund Portfolio share: 0.07% Portfolio value: 101K Avg. open price: N/A Current price: $11.52 P/L: N/A N/A Q1 2022	share	0.07%	101K	N/A	$11.52	N/A	N/A Q1 2022
Asset Management Eaton Vance Municipal Bond Fund Portfolio share: 0.06% Portfolio value: 97K Avg. open price: N/A Current price: $10.2 P/L: N/A N/A Q1 2022	share	0.06%	97K	N/A	$10.2	N/A	N/A Q1 2022
Asset Management BlackRock Credit Allocation Income Trust Portfolio share: 0.06% Portfolio value: 95K Avg. open price: N/A Current price: $10.71 P/L: N/A N/A Q1 2022	share	0.06%	95K	N/A	$10.71	N/A	N/A Q1 2022
Asset Management Blackrock Resources & Commodities Strategy Trust Portfolio share: 0.06% Portfolio value: 92K Avg. open price: N/A Current price: $9.84 P/L: N/A N/A Q1 2022	share	0.06%	92K	N/A	$9.84	N/A	N/A Q1 2022
Asset Management Invesco Quality Municipal Income Trust Portfolio share: 0.06% Portfolio value: 91K Avg. open price: N/A Current price: $9.82 P/L: N/A N/A Q1 2022	share	0.06%	91K	N/A	$9.82	N/A	N/A Q1 2022
Asset Management Invesco Municipal Trust Portfolio share: 0.06% Portfolio value: 91K Avg. open price: N/A Current price: $9.79 P/L: N/A N/A Q1 2022	share	0.06%	91K	N/A	$9.79	N/A	N/A Q1 2022
Asset Management BlackRock Corporate High Yield Fund, Inc. Portfolio share: 0.06% Portfolio value: 86K Avg. open price: N/A Current price: $9.02 P/L: N/A N/A Q1 2022	share	0.06%	86K	N/A	$9.02	N/A	N/A Q1 2022
Asset Management Nuveen Municipal Value Fund, Inc. Portfolio share: 0.06% Portfolio value: 85K Avg. open price: N/A Current price: $8.65 P/L: N/A N/A Q1 2022	share	0.06%	85K	N/A	$8.65	N/A	N/A Q1 2022
REIT—Mortgage AGNC Investment Corp. Portfolio share: 0.06% Portfolio value: 84K Avg. open price: N/A Current price: $9.82 P/L: N/A Sold -0.94% shares Q3 2022	share	0.06%	84K	N/A	$9.82	N/A	Sold -0.94% shares Q3 2022
iShares Core S&P Total U.S. Stock Market ETF Portfolio share: 0.06% Portfolio value: 84K Avg. open price: $98.38 Current price: $88.61 P/L: -9.93% Sold -18.01% shares Q1 2022	share	0.06%	84K	$98.38	$88.61	-9.93%	Sold -18.01% shares Q1 2022
Asset Management Eaton Vance Risk-Managed Diversified Equity Income Fund Portfolio share: 0.06% Portfolio value: 83K Avg. open price: N/A Current price: $8.18 P/L: N/A N/A Q1 2022	share	0.06%	83K	N/A	$8.18	N/A	N/A Q1 2022
ISHARES INC Portfolio share: 0.06% Portfolio value: 83K Avg. open price: N/A Current price: N/A P/L: N/A Sold -7.88% shares Q4 2021	share	0.06%	83K	N/A	N/A	N/A	Sold -7.88% shares Q4 2021
ISHARES TR Portfolio share: 0.06% Portfolio value: 83K Avg. open price: N/A Current price: N/A P/L: N/A Sold -4.68% shares Q3 2022	share	0.06%	83K	N/A	N/A	N/A	Sold -4.68% shares Q3 2022
REIT—Retail The Macerich Company Portfolio share: 0.05% Portfolio value: 81K Avg. open price: N/A Current price: $12.31 P/L: N/A N/A Q1 2022	share	0.05%	81K	N/A	$12.31	N/A	N/A Q1 2022
Global X SuperDividend ETF Portfolio share: 0.05% Portfolio value: 79K Avg. open price: N/A Current price: $8.26 P/L: N/A N/A Q1 2022	share	0.05%	79K	N/A	$8.26	N/A	N/A Q1 2022
Telecom Services Lumen Technologies, Inc. Portfolio share: 0.05% Portfolio value: 78K Avg. open price: $11.22 Current price: $5.2 P/L: -53.66% Bought +0.66% shares Q3 2022	share	0.05%	78K	$11.22	$5.2	-53.66%	Bought +0.66% shares Q3 2022
iShares Global Infrastructure ETF Portfolio share: 0.05% Portfolio value: 77K Avg. open price: N/A Current price: $47.1 P/L: N/A Sold -28.29% shares Q4 2021	share	0.05%	77K	N/A	$47.1	N/A	Sold -28.29% shares Q4 2021
ISHARES TR Portfolio share: 0.05% Portfolio value: 73K Avg. open price: N/A Current price: N/A P/L: N/A N/A Q4 2021	share	0.05%	73K	N/A	N/A	N/A	N/A Q4 2021
Asset Management PIMCO California Municipal Income Fund III Portfolio share: 0.05% Portfolio value: 73K Avg. open price: N/A Current price: $8.56 P/L: N/A N/A Q1 2022	share	0.05%	73K	N/A	$8.56	N/A	N/A Q1 2022
ISHARES TR Portfolio share: 0.05% Portfolio value: 72K Avg. open price: N/A Current price: N/A P/L: N/A N/A Q4 2020	share	0.05%	72K	N/A	N/A	N/A	N/A Q4 2020
Information Technology Services Conduent Incorporated Portfolio share: 0.04% Portfolio value: 67K Avg. open price: N/A Current price: $4.04 P/L: N/A N/A Q1 2022	share	0.04%	67K	N/A	$4.04	N/A	N/A Q1 2022
Asset Management Nuveen Preferred Securities Income Fund Portfolio share: 0.04% Portfolio value: 66K Avg. open price: N/A Current price: $6.99 P/L: N/A N/A Q1 2022	share	0.04%	66K	N/A	$6.99	N/A	N/A Q1 2022
SPDR S&P Health Care Equipment ETF Portfolio share: 0.04% Portfolio value: 63K Avg. open price: N/A Current price: $91.36 P/L: N/A N/A Q4 2020	share	0.04%	63K	N/A	$91.36	N/A	N/A Q4 2020
Asset Management Prospect Capital Corporation Portfolio share: 0.04% Portfolio value: 62K Avg. open price: N/A Current price: $7.43 P/L: N/A N/A Q1 2022	share	0.04%	62K	N/A	$7.43	N/A	N/A Q1 2022
Biotechnology Karyopharm Therapeutics Inc. Portfolio share: 0.04% Portfolio value: 55K Avg. open price: N/A Current price: $5.23 P/L: N/A N/A Q1 2022	share	0.04%	55K	N/A	$5.23	N/A	N/A Q1 2022
Health Information Services Tabula Rasa HealthCare, Inc. Portfolio share: 0.03% Portfolio value: 48K Avg. open price: N/A Current price: $4.4 P/L: N/A Sold -0.23% shares Q2 2022	share	0.03%	48K	N/A	$4.4	N/A	Sold -0.23% shares Q2 2022
Integrated Freight & Logistics Pitney Bowes Inc. Portfolio share: 0.03% Portfolio value: 47K Avg. open price: N/A Current price: $3.95 P/L: N/A N/A Q1 2022	share	0.03%	47K	N/A	$3.95	N/A	N/A Q1 2022
Asset Management BlackRock Enhanced International Dividend Trust Portfolio share: 0.03% Portfolio value: 45K Avg. open price: N/A Current price: $5.21 P/L: N/A N/A Q1 2022	share	0.03%	45K	N/A	$5.21	N/A	N/A Q1 2022
iShares Edge MSCI Intl Value Factor ETF Portfolio share: 0.03% Portfolio value: 45K Avg. open price: N/A Current price: $23.31 P/L: N/A N/A Q1 2022	share	0.03%	45K	N/A	$23.31	N/A	N/A Q1 2022
iShares Core MSCI International Developed Markets ETF Portfolio share: 0.03% Portfolio value: 42K Avg. open price: N/A Current price: $57.09 P/L: N/A Sold -11.34% shares Q3 2022	share	0.03%	42K	N/A	$57.09	N/A	Sold -11.34% shares Q3 2022
Closed-End Fund - Equity Vanguard Total Stock Market Index Fund Portfolio share: 0.03% Portfolio value: 41K Avg. open price: $192.9 Current price: $199.98 P/L: +3.67% Sold -70.46% shares Q1 2022	share	0.03%	41K	$192.9	$199.98	+3.67%	Sold -70.46% shares Q1 2022
Biotechnology Atara Biotherapeutics, Inc. Portfolio share: 0.03% Portfolio value: 38K Avg. open price: N/A Current price: $4.65 P/L: N/A N/A Q1 2022	share	0.03%	38K	N/A	$4.65	N/A	N/A Q1 2022
Vanguard Long-Term Treasury Index Fund Portfolio share: 0.02% Portfolio value: 37K Avg. open price: N/A Current price: $64.89 P/L: N/A Sold -85.81% shares Q3 2022	share	0.02%	37K	N/A	$64.89	N/A	Sold -85.81% shares Q3 2022
Biotechnology Wave Life Sciences Ltd. Portfolio share: 0.02% Portfolio value: 36K Avg. open price: N/A Current price: $4.25 P/L: N/A N/A Q1 2022	share	0.02%	36K	N/A	$4.25	N/A	N/A Q1 2022
Drug Manufacturers—Specialty & Generic Societal CDMO, Inc. Portfolio share: 0.02% Portfolio value: 33K Avg. open price: N/A Current price: $1.51 P/L: N/A N/A Q1 2022	share	0.02%	33K	N/A	$1.51	N/A	N/A Q1 2022
iShares 0-5 Year TIPS Bond ETF Portfolio share: 0.02% Portfolio value: 32K Avg. open price: N/A Current price: $97.64 P/L: N/A N/A Q2 2022	share	0.02%	32K	N/A	$97.64	N/A	N/A Q2 2022
Asset Management Virtus Convertible & Income Fund Portfolio share: 0.02% Portfolio value: 32K Avg. open price: N/A Current price: $3.58 P/L: N/A N/A Q1 2022	share	0.02%	32K	N/A	$3.58	N/A	N/A Q1 2022
Invesco Emerging Markets Sovereign Debt ETF Portfolio share: 0.02% Portfolio value: 31K Avg. open price: N/A Current price: $19.16 P/L: N/A Sold -87.95% shares Q3 2022	share	0.02%	31K	N/A	$19.16	N/A	Sold -87.95% shares Q3 2022
VanEck Gold Miners ETF Portfolio share: 0.02% Portfolio value: 29K Avg. open price: N/A Current price: $28.84 P/L: N/A N/A Q4 2020	share	0.02%	29K	N/A	$28.84	N/A	N/A Q4 2020
iShares 1-3 Year Treasury Bond ETF Portfolio share: 0.02% Portfolio value: 29K Avg. open price: N/A Current price: $81.18 P/L: N/A Sold -44.41% shares Q3 2022	share	0.02%	29K	N/A	$81.18	N/A	Sold -44.41% shares Q3 2022
ISHARES INC Portfolio share: 0.02% Portfolio value: 28K Avg. open price: N/A Current price: N/A P/L: N/A Bought +1147.46% shares Q4 2021	share	0.02%	28K	N/A	N/A	N/A	Bought +1147.46% shares Q4 2021
Biotechnology Olema Pharmaceuticals, Inc. Portfolio share: 0.02% Portfolio value: 28K Avg. open price: N/A Current price: $2.79 P/L: N/A N/A Q1 2022	share	0.02%	28K	N/A	$2.79	N/A	N/A Q1 2022
Vanguard Mid-Cap Value Index Fund Portfolio share: 0.02% Portfolio value: 27K Avg. open price: $149.86 Current price: $139.92 P/L: -6.63% Bought +0.46% shares Q3 2022	share	0.02%	27K	$149.86	$139.92	-6.63%	Bought +0.46% shares Q3 2022
REIT—Mortgage Arlington Asset Investment Corp. Portfolio share: 0.02% Portfolio value: 27K Avg. open price: N/A Current price: $3.02 P/L: N/A N/A Q1 2022	share	0.02%	27K	N/A	$3.02	N/A	N/A Q1 2022
Specialty Business Services Quad/Graphics, Inc. Portfolio share: 0.02% Portfolio value: 26K Avg. open price: N/A Current price: $3.54 P/L: N/A N/A Q1 2022	share	0.02%	26K	N/A	$3.54	N/A	N/A Q1 2022
ISHARES TR Portfolio share: 0.02% Portfolio value: 26K Avg. open price: N/A Current price: N/A P/L: N/A N/A Q1 2022	share	0.02%	26K	N/A	N/A	N/A	N/A Q1 2022
Biotechnology Gritstone bio, Inc. Portfolio share: 0.02% Portfolio value: 26K Avg. open price: N/A Current price: $2.87 P/L: N/A N/A Q1 2022	share	0.02%	26K	N/A	$2.87	N/A	N/A Q1 2022
Vanguard Long-Term Corporate Bond Index Fund Portfolio share: 0.02% Portfolio value: 24K Avg. open price: $102.21 Current price: $79.51 P/L: -22.21% Bought +33.06% shares Q2 2022	share	0.02%	24K	$102.21	$79.51	-22.21%	Bought +33.06% shares Q2 2022
Biotechnology Puma Biotechnology, Inc. Portfolio share: 0.02% Portfolio value: 24K Avg. open price: N/A Current price: $4.31 P/L: N/A N/A Q1 2022	share	0.02%	24K	N/A	$4.31	N/A	N/A Q1 2022
SPDR Bloomberg Short Term International Treasury Bond ETF Portfolio share: 0.02% Portfolio value: 23K Avg. open price: N/A Current price: $26.59 P/L: N/A N/A Q4 2021	share	0.02%	23K	N/A	$26.59	N/A	N/A Q4 2021
Drug Manufacturers—Specialty & Generic Amneal Pharmaceuticals, Inc. Portfolio share: 0.01% Portfolio value: 20K Avg. open price: N/A Current price: $2.37 P/L: N/A N/A Q1 2022	share	0.01%	20K	N/A	$2.37	N/A	N/A Q1 2022
Biotechnology AMARIN CORP PLC Portfolio share: 0.01% Portfolio value: 18K Avg. open price: N/A Current price: $1.18 P/L: N/A N/A Q1 2022	share	0.01%	18K	N/A	$1.18	N/A	N/A Q1 2022
Invesco S&P 500 Pure Growth ETF Portfolio share: 0.01% Portfolio value: 17K Avg. open price: N/A Current price: $160.32 P/L: N/A N/A Q4 2020	share	0.01%	17K	N/A	$160.32	N/A	N/A Q4 2020
Biotechnology Inovio Pharmaceuticals, Inc. Portfolio share: 0.01% Portfolio value: 17K Avg. open price: N/A Current price: $1.85 P/L: N/A N/A Q1 2022	share	0.01%	17K	N/A	$1.85	N/A	N/A Q1 2022
iShares Russell Mid-Cap ETF Portfolio share: 0.01% Portfolio value: 17K Avg. open price: N/A Current price: $70.15 P/L: N/A Sold -33.00% shares Q4 2021	share	0.01%	17K	N/A	$70.15	N/A	Sold -33.00% shares Q4 2021
Biotechnology Xeris Biopharma Holdings, Inc. Portfolio share: 0.01% Portfolio value: 16K Avg. open price: N/A Current price: $1.52 P/L: N/A N/A Q1 2022	share	0.01%	16K	N/A	$1.52	N/A	N/A Q1 2022
JPMorgan International Growth ETF Portfolio share: 0.01% Portfolio value: 16K Avg. open price: $74.04 Current price: $54.63 P/L: -26.22% Sold -45.09% shares Q3 2022	share	0.01%	16K	$74.04	$54.63	-26.22%	Sold -45.09% shares Q3 2022
Biotechnology Gemini Therapeutics, Inc. Portfolio share: 0.01% Portfolio value: 16K Avg. open price: N/A Current price: $1.7 P/L: N/A N/A Q1 2022	share	0.01%	16K	N/A	$1.7	N/A	N/A Q1 2022
Biotechnology Sorrento Therapeutics, Inc. Portfolio share: 0.01% Portfolio value: 16K Avg. open price: N/A Current price: $1.19 P/L: N/A N/A Q1 2022	share	0.01%	16K	N/A	$1.19	N/A	N/A Q1 2022
Biotechnology Assembly Biosciences, Inc. Portfolio share: 0.01% Portfolio value: 16K Avg. open price: N/A Current price: $1.32 P/L: N/A N/A Q1 2022	share	0.01%	16K	N/A	$1.32	N/A	N/A Q1 2022
Medical Devices Accelerate Diagnostics, Inc. Portfolio share: 0.01% Portfolio value: 15K Avg. open price: N/A Current price: $0.75 P/L: N/A N/A Q1 2022	share	0.01%	15K	N/A	$0.75	N/A	N/A Q1 2022
Vanguard High Dividend Yield Index Fund Portfolio share: 0.01% Portfolio value: 14K Avg. open price: $104.01 Current price: $111.02 P/L: +6.74% N/A Q3 2022	share	0.01%	14K	$104.01	$111.02	+6.74%	N/A Q3 2022
Biotechnology Adverum Biotechnologies, Inc. Portfolio share: 0.01% Portfolio value: 14K Avg. open price: N/A Current price: $0.66 P/L: N/A N/A Q1 2022	share	0.01%	14K	N/A	$0.66	N/A	N/A Q1 2022
Drug Manufacturers—Specialty & Generic Aquestive Therapeutics, Inc. Portfolio share: 0.01% Portfolio value: 12K Avg. open price: N/A Current price: $0.92 P/L: N/A N/A Q1 2022	share	0.01%	12K	N/A	$0.92	N/A	N/A Q1 2022
Vanguard Small Cap Index Fund Portfolio share: 0.01% Portfolio value: 12K Avg. open price: $213 Current price: $191.4 P/L: -10.14% Sold -41.67% shares Q4 2021	share	0.01%	12K	$213	$191.4	-10.14%	Sold -41.67% shares Q4 2021
Vanguard Value Index Fund Portfolio share: 0.01% Portfolio value: 12K Avg. open price: N/A Current price: $143.56 P/L: N/A N/A Q4 2021	share	0.01%	12K	N/A	$143.56	N/A	N/A Q4 2021
Biotechnology Clovis Oncology, Inc. Portfolio share: 0.01% Portfolio value: 12K Avg. open price: N/A Current price: $0.29 P/L: N/A N/A Q1 2022	share	0.01%	12K	N/A	$0.29	N/A	N/A Q1 2022
Biotechnology Adaptimmune Therapeutics plc Portfolio share: 0.01% Portfolio value: 11K Avg. open price: N/A Current price: $1.95 P/L: N/A N/A Q1 2022	share	0.01%	11K	N/A	$1.95	N/A	N/A Q1 2022
iShares Russell 2000 Value ETF Portfolio share: 0.01% Portfolio value: 10K Avg. open price: $165.91 Current price: $145.61 P/L: -12.24% Bought +300.00% shares Q1 2022	share	0.01%	10K	$165.91	$145.61	-12.24%	Bought +300.00% shares Q1 2022
iShares Residential and Multisector Real Estate ETF Portfolio share: 0.01% Portfolio value: 10K Avg. open price: $85.4 Current price: $71.9 P/L: -15.80% Bought +9.77% shares Q4 2021	share	0.01%	10K	$85.4	$71.9	-15.80%	Bought +9.77% shares Q4 2021
REIT—Healthcare Facilities Diversified Healthcare Trust Portfolio share: 0.01% Portfolio value: 10K Avg. open price: N/A Current price: $0.85 P/L: N/A N/A Q1 2022	share	0.01%	10K	N/A	$0.85	N/A	N/A Q1 2022
Vanguard Mid Cap Index Fund Portfolio share: 0.01% Portfolio value: 8K Avg. open price: $212.29 Current price: $211.89 P/L: -0.19% Sold -99.61% shares Q4 2021	share	0.01%	8K	$212.29	$211.89	-0.19%	Sold -99.61% shares Q4 2021
iShares Global Clean Energy ETF Portfolio share: 0.01% Portfolio value: 8K Avg. open price: $24.17 Current price: $21 P/L: -13.10% Sold -9.57% shares Q1 2022	share	0.01%	8K	$24.17	$21	-13.10%	Sold -9.57% shares Q1 2022
Biotechnology AVROBIO, Inc. Portfolio share: 0.00% Portfolio value: 6K Avg. open price: N/A Current price: $0.89 P/L: N/A N/A Q1 2022	share	0.00%	6K	N/A	$0.89	N/A	N/A Q1 2022
Invesco S&P 500 Low Volatility ETF Portfolio share: 0.00% Portfolio value: 6K Avg. open price: N/A Current price: $64.65 P/L: N/A Sold -50.00% shares Q4 2021	share	0.00%	6K	N/A	$64.65	N/A	Sold -50.00% shares Q4 2021
Biotechnology Orchard Therapeutics plc Portfolio share: 0.00% Portfolio value: 5K Avg. open price: N/A Current price: $0.45 P/L: N/A Sold -6.57% shares Q3 2022	share	0.00%	5K	N/A	$0.45	N/A	Sold -6.57% shares Q3 2022
iShares Russell Mid-Cap Value ETF Portfolio share: 0.00% Portfolio value: 5K Avg. open price: N/A Current price: $109.19 P/L: N/A N/A Q4 2021	share	0.00%	5K	N/A	$109.19	N/A	N/A Q4 2021
Biotechnology Solid Biosciences Inc. Portfolio share: 0.00% Portfolio value: 5K Avg. open price: N/A Current price: $6.46 P/L: N/A N/A Q1 2022	share	0.00%	5K	N/A	$6.46	N/A	N/A Q1 2022
Global X Uranium ETF Portfolio share: 0.00% Portfolio value: 4K Avg. open price: N/A Current price: $20 P/L: N/A N/A Q2 2022	share	0.00%	4K	N/A	$20	N/A	N/A Q2 2022
Vanguard Financials Index Fund Portfolio share: 0.00% Portfolio value: 4K Avg. open price: N/A Current price: $85.21 P/L: N/A N/A Q1 2022	share	0.00%	4K	N/A	$85.21	N/A	N/A Q1 2022
Diagnostics & Research Chembio Diagnostics, Inc. Portfolio share: 0.00% Portfolio value: 4K Avg. open price: N/A Current price: $0.29 P/L: N/A N/A Q1 2022	share	0.00%	4K	N/A	$0.29	N/A	N/A Q1 2022
VanEck Agribusiness ETF Portfolio share: 0.00% Portfolio value: 4K Avg. open price: N/A Current price: $90.83 P/L: N/A N/A Q2 2022	share	0.00%	4K	N/A	$90.83	N/A	N/A Q2 2022
Drug Manufacturers—Specialty & Generic Athenex, Inc. Portfolio share: 0.00% Portfolio value: 3K Avg. open price: N/A Current price: $0.19 P/L: N/A N/A Q1 2022	share	0.00%	3K	N/A	$0.19	N/A	N/A Q1 2022
Vanguard Small Cap Value Index Fund Portfolio share: 0.00% Portfolio value: 3K Avg. open price: N/A Current price: $164.85 P/L: N/A N/A Q4 2021	share	0.00%	3K	N/A	$164.85	N/A	N/A Q4 2021
SPDR Portfolio S&P 500 Value ETF Portfolio share: 0.00% Portfolio value: 3K Avg. open price: N/A Current price: $40 P/L: N/A N/A Q4 2021	share	0.00%	3K	N/A	$40	N/A	N/A Q4 2021
Biotechnology Akebia Therapeutics, Inc. Portfolio share: 0.00% Portfolio value: 3K Avg. open price: N/A Current price: $0.29 P/L: N/A N/A Q1 2022	share	0.00%	3K	N/A	$0.29	N/A	N/A Q1 2022
iShares Morningstar Mid-Cap Growth ETF Portfolio share: 0.00% Portfolio value: 2K Avg. open price: $69.94 Current price: $56.2 P/L: -19.64% Sold -94.81% shares Q3 2022	share	0.00%	2K	$69.94	$56.2	-19.64%	Sold -94.81% shares Q3 2022
iShares Biotechnology ETF Portfolio share: 0.00% Portfolio value: 0 Avg. open price: N/A Current price: $135.49 P/L: N/A Sold -100.00% shares Q3 2022	share	0.00%	0	N/A	$135.49	N/A	Sold -100.00% shares Q3 2022
Biotechnology Nabriva Therapeutics plc Portfolio share: 0.00% Portfolio value: 0 Avg. open price: N/A Current price: $2.14 P/L: N/A Sold -100.00% shares Q3 2022	share	0.00%	0	N/A	$2.14	N/A	Sold -100.00% shares Q3 2022
Aerospace & Defense The Boeing Company Portfolio share: 0.00% Portfolio value: 0 Avg. open price: $235.63 Current price: $185.1 P/L: -21.45% Sold -100.00% shares Q3 2022	share	0.00%	0	$235.63	$185.1	-21.45%	Sold -100.00% shares Q3 2022
iShares S&P Mid-Cap 400 Growth ETF Portfolio share: 0.00% Portfolio value: 0 Avg. open price: N/A Current price: $71.09 P/L: N/A Sold -100.00% shares Q3 2022	share	0.00%	0	N/A	$71.09	N/A	Sold -100.00% shares Q3 2022
Biotechnology Tricida, Inc. Portfolio share: 0.00% Portfolio value: 0 Avg. open price: N/A Current price: $0.23 P/L: N/A Sold -100.00% shares Q3 2022	share	0.00%	0	N/A	$0.23	N/A	Sold -100.00% shares Q3 2022
Tobacco British American Tobacco p.l.c. Portfolio share: 0.00% Portfolio value: 0 Avg. open price: $42.16 Current price: $42.35 P/L: +0.45% Sold -100.00% shares Q3 2022	share	0.00%	0	$42.16	$42.35	+0.45%	Sold -100.00% shares Q3 2022
REIT—Diversified DigitalBridge Group, Inc. Portfolio share: 0.00% Portfolio value: 0 Avg. open price: N/A Current price: $13.96 P/L: N/A Sold -100.00% shares Q3 2022	share	0.00%	0	N/A	$13.96	N/A	Sold -100.00% shares Q3 2022
Biotechnology Epizyme, Inc. Portfolio share: 0.00% Portfolio value: 0 Avg. open price: N/A Current price: $1.46 P/L: N/A Sold -100.00% shares Q3 2022	share	0.00%	0	N/A	$1.46	N/A	Sold -100.00% shares Q3 2022
REIT—Mortgage Annaly Capital Management, Inc. Portfolio share: 0.00% Portfolio value: 0 Avg. open price: N/A Current price: $21.26 P/L: N/A Sold -100.00% shares Q3 2022	share	0.00%	0	N/A	$21.26	N/A	Sold -100.00% shares Q3 2022
Fidelity MSCI Utilities Index ETF Portfolio share: 0.00% Portfolio value: 0 Avg. open price: N/A Current price: $45.71 P/L: N/A Sold -100.00% shares Q3 2022	share	0.00%	0	N/A	$45.71	N/A	Sold -100.00% shares Q3 2022
Vanguard Communication Services Index Fund Portfolio share: 0.00% Portfolio value: 0 Avg. open price: N/A Current price: $87.71 P/L: N/A Sold -100.00% shares Q3 2022	share	0.00%	0	N/A	$87.71	N/A	Sold -100.00% shares Q3 2022
First Trust TCW Securitized Plus ETF Portfolio share: 0.00% Portfolio value: 0 Avg. open price: $25.8 Current price: $21.5 P/L: -16.68% Sold -100.00% shares Q3 2022	share	0.00%	0	$25.8	$21.5	-16.68%	Sold -100.00% shares Q3 2022
Biotechnology La Jolla Pharmaceutical Company Portfolio share: 0.00% Portfolio value: 0 Avg. open price: N/A Current price: $6.22 P/L: N/A Sold -100.00% shares Q3 2022	share	0.00%	0	N/A	$6.22	N/A	Sold -100.00% shares Q3 2022
ISHARES TR Portfolio share: 0.00% Portfolio value: 0 Avg. open price: N/A Current price: N/A P/L: N/A Sold -100.00% shares Q3 2022	share	0.00%	0	N/A	N/A	N/A	Sold -100.00% shares Q3 2022
iShares Core 1-5 Year USD Bond ETF Portfolio share: 0.00% Portfolio value: 0 Avg. open price: N/A Current price: $46.56 P/L: N/A Sold -100.00% shares Q3 2022	share	0.00%	0	N/A	$46.56	N/A	Sold -100.00% shares Q3 2022
Invesco Dynamic Software ETF Portfolio share: 0.00% Portfolio value: 0 Avg. open price: N/A Current price: $94 P/L: N/A Sold -100.00% shares Q3 2022	share	0.00%	0	N/A	$94	N/A	Sold -100.00% shares Q3 2022
Drug Manufacturers—Specialty & Generic Aerie Pharmaceuticals, Inc. Portfolio share: 0.00% Portfolio value: 0 Avg. open price: N/A Current price: $15.25 P/L: N/A Sold -100.00% shares Q3 2022	share	0.00%	0	N/A	$15.25	N/A	Sold -100.00% shares Q3 2022
Invesco Solar ETF Portfolio share: 0.00% Portfolio value: 0 Avg. open price: N/A Current price: $81.9 P/L: N/A Sold -100.00% shares Q3 2022	share	0.00%	0	N/A	$81.9	N/A	Sold -100.00% shares Q3 2022
iShares 7-10 Year Treasury Bond ETF Portfolio share: 0.00% Portfolio value: 0 Avg. open price: N/A Current price: $97.68 P/L: N/A Sold -100.00% shares Q3 2022	share	0.00%	0	N/A	$97.68	N/A	Sold -100.00% shares Q3 2022

Showing TOP 235 RUNNING POINT CAPITAL ADVISORS's 13F holdings.

Frequently Asked Questions (FAQ)

What is the biggest position of RUNNING POINT CAPITAL ADVISORS, LLC?

The biggest position of the RUNNING POINT CAPITAL ADVISORS, LLC is Invesco QQQ Trust (QQQ) with 11.75% portfolio share worth of 17.74M US dollars.

Top 5 RUNNING POINT CAPITAL ADVISORS's holdings represent 37.15% of the portfolio:

Invesco QQQ Trust (QQQ) – 11.75%
ISHARES TR () – 8.19%
iShares MSCI USA Equal Weighted ETF (EUSA) – 6.3%
ISHARES TR () – 6.23%
iShares Core MSCI Emerging Markets ETF (IEMG) – 4.67%

Who is the portfolio manager of RUNNING POINT CAPITAL ADVISORS, LLC?

The portfolio manager of the RUNNING POINT CAPITAL ADVISORS, LLC is .

What is the total asset value of the RUNNING POINT CAPITAL ADVISORS, LLC portfolio?

RUNNING POINT CAPITAL ADVISORS, LLC total asset value (portfolio value) is 150.94M US dollars.

Who is ?

is the portfolio manager of the RUNNING POINT CAPITAL ADVISORS, LLC.

What is (RUNNING POINT CAPITAL ADVISORS, LLC) fund performance?

RUNNING POINT CAPITAL ADVISORS's quarterly performance is -10.60%, annualy -26.38%.

What is the RUNNING POINT CAPITAL ADVISORS, LLC CIK?

RUNNING POINT CAPITAL ADVISORS's Central Index Key is 0001840629 .