Advaxis
Insider trading & Transactions

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Transaction Date Insider Security Shares Price per share Total value Source
Purchase
ADAGE CAPITAL PARTNERS GP LLC
Common Stock, par value $0.001 ("Common Stock") 103,818 $14.28 $1,482,521
Sale
O'CONNOR DANIEL director, officer: Chief Execut..
 Common Stock 8,449 $15.44 $130,453
Sale
PETIT ROBERT officer: Chief Scientific Officer
 Common Stock 2,943 $15.44 $45,440
Purchase
ADAGE CAPITAL PARTNERS GP LLC
Common Stock, par value $0.001 500,000 $19 $9,500,000
Purchase
ADAGE CAPITAL PARTNERS GP LLC
Common Stock, par value $0.001 684,762 $7.5 $5,135,715
Sale
BERMAN RICHARD J director
 Common Stock 14,530 $2.63 $38,243
Purchase
O'CONNOR DANIEL director, officer: Chief Execut..
 Common Stock 3,333 $3 $9,999
Purchase
PETIT ROBERT officer: Chief Scientific Officer
 Common Stock Warrants 6,400 $500 $3,200,000
Purchase
PETIT ROBERT officer: Chief Scientific Officer
 Common Stock 12,800 $4 $51,200
Purchase
ROSENBLUM MARK J officer: Chief Financial Officer
 Common Stock 12,000 $4 $48,000
Purchase
O'CONNOR DANIEL director, officer: Chief Execut..
 Common Stock Warrants 6,750 $5 $33,750
Purchase
O'CONNOR DANIEL director, officer: Chief Execut..
 Common Stock 13,500 $4 $54,000
Purchase
APPEL RONI director
 Common Stock Warrants 6,250 $5 $31,250
Purchase
APPEL RONI director
 Common Stock 12,500 $4 $50,000
Purchase
PATTON JAMES P director
 Common Stock Warrants 12,500 $5 $62,500
Purchase
PATTON JAMES P director
 Common Stock 25,000 $4 $100,000
Purchase
O'CONNOR DANIEL director, officer: Chief Execut..
 Common stock 13,500 $4 $54,000
Purchase
ROSENBLUM MARK J officer: Chief Financial Officer
 Common Stock Warrants 6,000 $5 $30,000
Option
MOORE THOMAS A other: Former Director
 Common Stock Warrants 20,332 $5 $101,660
Option
MOORE THOMAS A other: Former Director
 Common Stock 40,783 $4 $163,132
Sale
BERMAN RICHARD J director
 Common Stock 100,000 $0.04 $3,500
Sale
BERMAN RICHARD J director
 Common Stock 277,632 $0.04 $10,550
Sale
BERMAN RICHARD J director
 Common Stock 300,000 $0.04 $11,100
Purchase
MOORE THOMAS A other: Former Director
 Common Stock Warrants (right to buy) 3,698,765 $0.15 $554,815
Sale
BERMAN RICHARD J director
 Common Stock 760,624 $0.16 $121,700
Purchase
COBB FREDRICK D officer: Vice President Finance
 Common Stock 40,695 $0.18 $7,325
Purchase
ROTHMAN JOHN F officer: Exec VP of Science and..
 Common Stock 61,043 $0.18 $10,988
Purchase
MOORE THOMAS A other: Former Director
 Common Stock 2,666,667 $0.15 $400,000
Purchase
ROTHMAN JOHN F officer: Exec VP of Science and..
 Common Stock 134,732 $0.16 $21,557
Purchase
COBB FREDRICK D officer: Vice President Finance
 Common Stock 49,641 $0.16 $7,943
Purchase
APPEL RONI director
 Common Stock 1,000,000 $0.2 $200,000
Purchase
APPEL RONI director
 Common Stock 238,095 $0.19 $44,048
Purchase
APPEL RONI director
 Common Stock 150,000 $1 $150,000

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Insider trading

Monitoring trades made by the management members or major shareholders of companies may help create a sharper picture of what is happening inside the companies. Base your decisions on buys or sells of the people involved and do the right thing at the right time.

Who is insider?

Every director or senior officer, as well as any other entity or individual owning more than 10% of the company’s shares on the stock market, is called an insider. Such people or entities are allowed to buy/sell the company's shares under strictly controlled conditions. Key premise here is that none of them can make trades based on non-public information about the company.

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