Purchase
ALTOMARI ALFRED director, officer: Chief Executive Officer director, officer: Chief Execut..
Common Stock 50,000 $0.45 $22,500 Purchase
PERCEPTIVE ADVISORS LLC 10 percent owner 10 percent owner
Warrants (right to buy) 2,687,280 $0.85 $2,284,188 Purchase
PERCEPTIVE ADVISORS LLC 10 percent owner 10 percent owner
Common Stock 5,734,560 $0.85 $4,874,376 Purchase
ALTOMARI ALFRED director, officer: Chief Executive Officer director, officer: Chief Execut..
Warrants (right to buy) 29,412 $0.85 $25,000 Purchase
ALTOMARI ALFRED director, officer: Chief Executive Officer director, officer: Chief Execut..
Common Stock 58,824 N/A N/A Purchase
REILLY DENNIS officer: Chief Financial Officer officer: Chief Financial Officer
Warrants (right to buy) 29,412 $0.85 $25,000 Purchase
REILLY DENNIS officer: Chief Financial Officer officer: Chief Financial Officer
Common Stock 58,824 N/A N/A Purchase
ALTOMARI ALFRED director, officer: Chief Executive Officer director, officer: Chief Execut..
Common Stock 26,200 $1.26 $33,091 Purchase
REILLY DENNIS officer: Chief Financial Officer officer: Chief Financial Officer
Common Stock 50,000 $1.08 $54,150 Purchase
ALTOMARI ALFRED director, officer: Chief Executive Officer director, officer: Chief Execut..
Common Stock 20,000 $1.61 $32,200 Purchase
REILLY DENNIS officer: Chief Financial Officer officer: Chief Financial Officer
Common Stock 20,000 $1.35 $27,000 Purchase
BUTCH JASON officer: Principal Accounting Officer officer: Principal Accounting O..
Common Stock 1,358 $1.99 $2,702 Purchase
BUTCH JASON officer: Principal Accounting Officer officer: Principal Accounting O..
Common Stock 8,642 $2.01 $17,370 Purchase
REILLY DENNIS officer: Chief Financial Officer officer: Chief Financial Officer
Common Stock 50,000 N/A N/A Purchase
ALTOMARI ALFRED director, officer: Chief Executive Officer director, officer: Chief Execut..
Common Stock 12,500 $2 $25,025 Option
CONWAY ROBERT G officer: SVP Chief Supply Chain Officer officer: SVP Chief Supply Chain..
Common Stock 4,149 $1.76 $7,302 Option
CONWAY ROBERT G officer: SVP Chief Supply Chain Officer officer: SVP Chief Supply Chain..
Employee Stock Option (Right to Buy) 4,149 N/A N/A Purchase
REILLY DENNIS officer: Chief Financial Officer officer: Chief Financial Officer
Common Stock 9,000 $2.85 $25,650 Option
REILLY DENNIS officer: Chief Financial Officer officer: Chief Financial Officer
Employee Stock Option (Right to Buy) 37,500 N/A N/A Option
ALTOMARI ALFRED director, officer: Chief Executive Officer director, officer: Chief Execut..
Common Stock 94,599 $1.76 $166,494 Option
ALTOMARI ALFRED director, officer: Chief Executive Officer director, officer: Chief Execut..
Employee Stock Option (Right to Buy) 94,599 $1.76 $166,494 Option
ALTOMARI ALFRED director, officer: Chief Executive Officer director, officer: Chief Execut..
Common Stock 50,000 $1.76 $88,000 Option
ALTOMARI ALFRED director, officer: Chief Executive Officer director, officer: Chief Execut..
Employee Stock Option (Right to Buy) 50,000 $1.76 $88,000 Purchase
PERCEPTIVE ADVISORS LLC 10 percent owner 10 percent owner
Common Stock 1,000,000 $1.75 $1,750,000 Purchase
REILLY DENNIS officer: Chief Financial Officer officer: Chief Financial Officer
Common Stock 75,000 $1.18 $88,125 Option
ALTOMARI ALFRED director, officer: Chief Executive Officer director, officer: Chief Execut..
Common Stock 16,541 $0.71 $11,744 Purchase
ALTOMARI ALFRED director, officer: Chief Executive Officer director, officer: Chief Execut..
Common Stock 10,000 $2.71 $27,100 Option
ALTOMARI ALFRED director, officer: Chief Executive Officer director, officer: Chief Execut..
Employee Stock Option (Right to Buy) 16,541 N/A N/A Purchase
PERCEPTIVE ADVISORS LLC 10 percent owner 10 percent owner
Common Stock 3,000,000 $3 $9,000,000 Purchase
PERCEPTIVE ADVISORS LLC 10 percent owner 10 percent owner
Common Stock 5,333,800 $1.11 $5,936,519 Purchase
PERCEPTIVE ADVISORS LLC 10 percent owner 10 percent owner
Common Stock 435,015 $1.69 $735,175 Sale
PERCEPTIVE ADVISORS LLC 10 percent owner 10 percent owner
Common Stock 760,291 $0.44 $334,528 Sale
PERCEPTIVE ADVISORS LLC 10 percent owner 10 percent owner
Common Stock 3,815,349 N/A N/A Purchase
PERCEPTIVE ADVISORS LLC 10 percent owner 10 percent owner
Common Stock 2,300,000 $0.95 $2,185,000 Purchase
ALTOMARI ALFRED director, officer: Chief Executive Officer director, officer: Chief Execut..
Common Stock 20,000 N/A N/A Purchase
LELE ABHIJEET J director director
Common Stock 20,000 $1.54 $30,800 Purchase
ALTOMARI ALFRED director, officer: Chief Executive Officer director, officer: Chief Execut..
Common Stock 25,000 N/A N/A Option
GARNER ELIZABETH officer: Sr. VP & Chief Medical Officer officer: Sr. VP & Chief Medical..
Common Stock 17,500 N/A N/A Option
GILMORE GEOFFREY officer: General Counsel officer: General Counsel
Restricted Stock Units 17,500 N/A N/A Option
GILMORE GEOFFREY officer: General Counsel officer: General Counsel
Common Stock 17,500 N/A N/A Option
COIANTE SCOTT M officer: Chief Financial Officer officer: Chief Financial Officer
Restricted Stock Units 17,500 N/A N/A Option
COIANTE SCOTT M officer: Chief Financial Officer officer: Chief Financial Officer
Common Stock 17,500 N/A N/A Option
GARNER ELIZABETH officer: Sr. VP & Chief Medical Officer officer: Sr. VP & Chief Medical..
Restricted Stock Units 17,500 N/A N/A Option
COIANTE SCOTT M officer: Chief Financial Officer officer: Chief Financial Officer
Common Stock 16,070 N/A N/A Option
COIANTE SCOTT M officer: Chief Financial Officer officer: Chief Financial Officer
Restricted Stock Units 16,070 N/A N/A Option
GARNER ELIZABETH officer: Sr. VP & Chief Medical Officer officer: Sr. VP & Chief Medical..
Restricted Stock Units 18,565 N/A N/A Option
GARNER ELIZABETH officer: Sr. VP & Chief Medical Officer officer: Sr. VP & Chief Medical..
Common Stock 18,565 N/A N/A Option
CONWAY ROBERT G officer: SVP Chief Supply Chain Officer officer: SVP Chief Supply Chain..
Restricted Stock Units 8,625 N/A N/A Option
CONWAY ROBERT G officer: SVP Chief Supply Chain Officer officer: SVP Chief Supply Chain..
Common Stock 8,625 N/A N/A Option
GILMORE GEOFFREY officer: General Counsel officer: General Counsel
Restricted Stock Units 16,480 N/A N/A