Option
GILMORE GEOFFREY officer: General Counsel officer: General Counsel
Common Stock 16,480 N/A N/A Option
ALTOMARI ALFRED director, officer: Chief Executive Officer director, officer: Chief Execut..
Restricted Stock Units 35,314 N/A N/A Option
ALTOMARI ALFRED director, officer: Chief Executive Officer director, officer: Chief Execut..
Common Stock 35,314 N/A N/A Sale
PERCEPTIVE ADVISORS LLC 10 percent owner 10 percent owner
Common Stock 298,628 $0.3 $89,588 Option
MCKEE WILLIAM director director
Restricted Stock Units 17,949 N/A N/A Option
MCKEE WILLIAM director director
Common Stock 17,949 N/A N/A Option
LELE ABHIJEET J director director
Restricted Stock Units 17,949 N/A N/A Option
LELE ABHIJEET J director director
Common Stock 17,949 N/A N/A Option
TURSI JAMES PATRICK director director
Restricted Stock Units 17,949 N/A N/A Option
TURSI JAMES PATRICK director director
Common Stock 17,949 N/A N/A Option
FISCHER SETH H. Z. director director
Restricted Stock Units 17,949 N/A N/A Option
FISCHER SETH H. Z. director director
Common Stock 17,949 N/A N/A Option
HUBBARD JOHN W director director
Restricted Stock Units 17,949 N/A N/A Option
HUBBARD JOHN W director director
Common Stock 17,949 N/A N/A Option
SHETTY AJIT director director
Restricted Stock Units 17,949 N/A N/A Option
SHETTY AJIT director director
Common Stock 17,949 N/A N/A Option
ALTOMARI ALFRED director, officer: Chief Executive Officer director, officer: Chief Execut..
Restricted Stock Units 16,667 N/A N/A Option
ALTOMARI ALFRED director, officer: Chief Executive Officer director, officer: Chief Execut..
Common Stock 16,667 N/A N/A Option
GARNER ELIZABETH officer: Sr. VP & Chief Medical Officer officer: Sr. VP & Chief Medical..
Common Stock 17,500 N/A N/A Option
GILMORE GEOFFREY officer: General Counsel officer: General Counsel
Restricted Stock Units 17,500 N/A N/A Option
GILMORE GEOFFREY officer: General Counsel officer: General Counsel
Common Stock 17,500 N/A N/A Option
COIANTE SCOTT M officer: Chief Financial Officer officer: Chief Financial Officer
Restricted Stock Units 17,500 N/A N/A Option
COIANTE SCOTT M officer: Chief Financial Officer officer: Chief Financial Officer
Common Stock 17,500 N/A N/A Option
SELMAN RENEE officer: Chief Commercial Officer officer: Chief Commercial Officer
Restricted Stock Units 17,500 N/A N/A Option
SELMAN RENEE officer: Chief Commercial Officer officer: Chief Commercial Officer
Common Stock 17,500 N/A N/A Option
GARNER ELIZABETH officer: Sr. VP & Chief Medical Officer officer: Sr. VP & Chief Medical..
Restricted Stock Units 17,500 N/A N/A Purchase
ALTOMARI ALFRED director, officer: Chief Executive Officer director, officer: Chief Execut..
Common Stock 10,000 $3.34 $33,400 Purchase
SELMAN RENEE officer: Chief Commercial Officer officer: Chief Commercial Officer
Common Stock 7,250 $3.35 $24,288 Option
SHETTY AJIT director director
Common Stock 7,000 $3.75 $26,250 Purchase
SELMAN RENEE officer: Chief Commercial Officer officer: Chief Commercial Officer
Common Stock 53,333 $3.68 $196,265 Purchase
ALTOMARI ALFRED director, officer: Chief Executive Officer director, officer: Chief Execut..
Common Stock 10,000 $3.51 $35,100 Option
ALTOMARI ALFRED director, officer: Chief Executive Officer director, officer: Chief Execut..
Employee Stock Option (Right to Buy) 30,000 $1.76 $52,800 Option
ALTOMARI ALFRED director, officer: Chief Executive Officer director, officer: Chief Execut..
Common Stock 30,000 $1.76 $52,800 Option
ALTOMARI ALFRED director, officer: Chief Executive Officer director, officer: Chief Execut..
Restricted Stock Units 16,667 N/A N/A Option
ALTOMARI ALFRED director, officer: Chief Executive Officer director, officer: Chief Execut..
Common Stock 16,667 N/A N/A Option
ALTOMARI ALFRED director, officer: Chief Executive Officer director, officer: Chief Execut..
Restricted Stock Units 16,666 N/A N/A Option
ALTOMARI ALFRED director, officer: Chief Executive Officer director, officer: Chief Execut..
Common Stock 16,666 N/A N/A Purchase
MOORIN JAY 10 percent owner 10 percent owner
Common Stock 393,700 $6.35 $2,499,995 Purchase
ALTOMARI ALFRED director, officer: Chief Executive Officer director, officer: Chief Execut..
Common Stock 2,500 $8.73 $21,825 Option
ALTOMARI ALFRED director, officer: Chief Executive Officer director, officer: Chief Execut..
Employee Stock Option (Right to Buy) 17,500 $1.76 $30,800 Option
ALTOMARI ALFRED director, officer: Chief Executive Officer director, officer: Chief Execut..
Common Stock 17,500 $1.76 $30,800 Purchase
MOORIN JAY 10 percent owner 10 percent owner
Common Stock 811,966 $5.85 $4,750,001 Purchase
AISLING CAPITAL III LP 10 percent owner 10 percent owner
Common Stock 811,966 $5.85 $4,750,001 Option
ALTOMARI ALFRED director, officer: Chief Executive Officer director, officer: Chief Execut..
Employee Stock Option (Right to Buy) 30,000 $1.76 $52,800 Option
ALTOMARI ALFRED director, officer: Chief Executive Officer director, officer: Chief Execut..
Common Stock 30,000 $1.76 $52,800 Purchase
INVESTOR AB 10 percent owner 10 percent owner
Common Stock, par value $0.0001 per share 2,509,949 $6 $15,059,694 Purchase
MOORIN JAY 10 percent owner 10 percent owner
Common Stock 1,120,833 $6 $6,724,998 Purchase
CARE CAPITAL III LLC 10 percent owner 10 percent owner
Common Stock 500,000 $6 $3,000,000 Purchase
SCHIFF ANDREW N 10 percent owner 10 percent owner
Common Stock 1,333,333 $6 $7,999,998 Purchase
INVESTOR AB 10 percent owner 10 percent owner
Common Stock, par value $0.0001 per share 1,000,000 $6 $6,000,000