Purchase
HE JUNLI director, officer: CEO director, officer: CEO
Common Stock 2,700 $4.76 $12,852 Purchase
HE JUNLI director, officer: CEO director, officer: CEO
Common Stock 900 $4.92 $4,428 Purchase
HE JUNLI director, officer: CEO director, officer: CEO
Common Stock 1,500 $5.07 $7,605 Purchase
HE JUNLI director, officer: CEO director, officer: CEO
Common Stock 1,500 $5.43 $8,145 Purchase
HE JUNLI director, officer: CEO director, officer: CEO
Common Stock 3,400 $4.69 $15,946 Purchase
SHMERLING JAMES E. director director
Common Stock 6,864 $4.35 $29,858 Purchase
DST CAPITAL LLC 10 percent owner 10 percent owner
Common Stock 62,500 $6 $375,000 Sale
HE JUNLI director director
Common Stock 135 $6.83 $922 Sale
CHEN JING director director
Common Stock 48,532 $7.17 $347,974 Sale
YU HONG officer: PRESIDENT officer: PRESIDENT
Common Stock 83,676 $7.17 $599,957 Sale
DST CAPITAL LLC 10 percent owner 10 percent owner
Common Stock 1,952 $7.17 $13,996 Purchase
DST CAPITAL LLC 10 percent owner 10 percent owner
Warrants (right to buy) 4,139 $8.88 $36,754 Purchase
DST CAPITAL LLC 10 percent owner 10 percent owner
Common Stock 8,277 $5.92 $49,000 Purchase
GREEN DAVID director, officer: Interim CEO director, officer: Interim CEO
Warrant (right to buy) 36,232 $3.45 $125,000 Purchase
GREEN DAVID director, officer: Interim CEO director, officer: Interim CEO
Common Stock 72,464 $3.45 $250,001 Purchase
DST CAPITAL LLC 10 percent owner 10 percent owner
Warrant (right to buy) 250,000 $2 $500,000 Purchase
DST CAPITAL LLC 10 percent owner 10 percent owner
Common Stock 500,000 $2 $1,000,000 Purchase
DST CAPITAL LLC 10 percent owner 10 percent owner
Common Stock 150,000 $2 $300,000 Purchase
DST CAPITAL LLC 10 percent owner 10 percent owner
Warrant (right to buy) 75,000 $2 $150,000 Purchase
DST CAPITAL LLC 10 percent owner 10 percent owner
Common Stock 5,000 $4 $20,000 Purchase
DU XIAOYU 10 percent owner 10 percent owner
Common Stock 250,000 $3.6 $900,000 Purchase
YU HONG officer: President officer: President
Common Stock 4,705 $4.5 $21,173 Purchase
MCNAUGHTON THOMAS officer: Chief Financial Officer officer: Chief Financial Officer
Common Stock 2,500 $4.4 $11,000 Purchase
YU HONG officer: President officer: President
Common Stock 14,645 $4.39 $64,292 Purchase
YU HONG officer: President officer: President
Common Stock 650 $3.75 $2,438 Purchase
MCGORRY JAMES JOSEPH director, officer: Chief Executive Of.. director, officer: Chief Execut..
Common Stock 2,100 $4 $8,400 Purchase
YU HONG officer: President officer: President
Common Stock 22,000 $3.82 $84,040 Option
CANEPA JOHN J director director
Common Stock 912 N/A N/A Option
CANEPA JOHN J director director
Restricted Stock Units 912 N/A N/A Option
MCGORRY JAMES JOSEPH director, officer: Chief Executive Of.. director, officer: Chief Execut..
Common Stock 1,650 N/A N/A Option
MCGORRY JAMES JOSEPH director, officer: Chief Executive Of.. director, officer: Chief Execut..
Restricted Stock Units 1,650 N/A N/A Option
MCKEE BLAINE H. director director
Common Stock 912 N/A N/A Option
MCKEE BLAINE H. director director
Restricted Stock Units 912 N/A N/A Option
MCNAUGHTON THOMAS officer: Chief Financial Officer officer: Chief Financial Officer
Common Stock 928 N/A N/A Option
MCNAUGHTON THOMAS officer: Chief Financial Officer officer: Chief Financial Officer
Restricted Stock Units 928 N/A N/A Option
ROBINSON THOMAS H director director
Common Stock 912 N/A N/A Option
ROBINSON THOMAS H director director
Restricted Stock Units 912 N/A N/A Purchase
DST CAPITAL LLC 10 percent owner 10 percent owner
Common Stock 10,000 $3.26 $32,600 Purchase
DST CAPITAL LLC 10 percent owner 10 percent owner
Common Stock 1,572 $2.67 $4,197 Purchase
DST CAPITAL LLC 10 percent owner 10 percent owner
Common Stock 3,700 $2.6 $9,620 Purchase
DST CAPITAL LLC 10 percent owner 10 percent owner
Common Stock 5,000 $2.2 $11,000 Purchase
DST CAPITAL LLC 10 percent owner 10 percent owner
Common Stock 5,000 $2.16 $10,800 Purchase
DST CAPITAL LLC 10 percent owner 10 percent owner
Common Stock 200 $1.9 $380 Purchase
LAFRANCESCA SAVERIO director, officer: President and CMO director, officer: President an..
Common Stock 100,000 $0.37 $37,000 Purchase
LAFRANCESCA SAVERIO director, officer: President and CMO director, officer: President an..
Common Stock 150,000 $0.32 $48,000 Purchase
DERSIMONIAN HAROUT officer: Chief Scientific Officer officer: Chief Scientific Officer
Common Stock 10,000 $0.91 $9,100 Purchase
KENNEDY JOHN F director director
Common Stock 16,182 $0.93 $15,033 Purchase
MCGORRY JAMES JOSEPH director, officer: Chief Executive Of.. director, officer: Chief Execut..
Common Stock 25,000 $0.96 $24,000 Purchase
MCGORRY JAMES JOSEPH director, officer: Chief Executive Of.. director, officer: Chief Execut..
Common Stock 20,000 $1.07 $21,400 Purchase
ROBINSON THOMAS H director director
Common Stock 32,000 $1.17 $37,472