Option
STEINHART RICHARD I officer: Chief Financial Officer officer: Chief Financial Officer
Restricted Stock Units 521 N/A N/A Option
RODRIGUEZ JAVIER officer: See Remarks officer: See Remarks
Common Stock 521 N/A N/A Option
RODRIGUEZ JAVIER officer: See Remarks officer: See Remarks
Restricted Stock Units 521 N/A N/A Option
O'NEILL VINCENT officer: See Remarks officer: See Remarks
Common Stock 521 N/A N/A Option
O'NEILL VINCENT officer: See Remarks officer: See Remarks
Restricted Stock Units 521 N/A N/A Sale
YOCCA FRANK officer: Chief Scientific Officer officer: Chief Scientific Officer
Common Stock 372 $1.28 $476 Sale
WILEY MATTHEW T. officer: Chief Commercial Officer officer: Chief Commercial Officer
Common Stock 244 $1.26 $308 Sale
STEINHART RICHARD I officer: Chief Financial Officer officer: Chief Financial Officer
Common Stock 372 $1.26 $469 Sale
RODRIGUEZ JAVIER officer: See Remarks officer: See Remarks
Common Stock 361 $1.26 $456 Sale
O'NEILL VINCENT officer: See Remarks officer: See Remarks
Common Stock 155 $1.29 $199 Sale
MEHTA VIMAL director, 10 percent owner, officer: CEO and P.. director, 10 percent owner, off..
Common Stock 2,134 $1.28 $2,740 Option
YOCCA FRANK officer: Chief Scientific Officer officer: Chief Scientific Officer
Common Stock 562 N/A N/A Option
YOCCA FRANK officer: Chief Scientific Officer officer: Chief Scientific Officer
Restricted Stock Units 562 N/A N/A Option
WILEY MATTHEW T. officer: Chief Commercial Officer officer: Chief Commercial Officer
Restricted Stock Units 750 N/A N/A Option
WILEY MATTHEW T. officer: Chief Commercial Officer officer: Chief Commercial Officer
Common Stock 750 N/A N/A Option
STEINHART RICHARD I officer: Chief Financial Officer officer: Chief Financial Officer
Restricted Stock Units 562 N/A N/A Option
STEINHART RICHARD I officer: Chief Financial Officer officer: Chief Financial Officer
Common Stock 562 N/A N/A Option
RODRIGUEZ JAVIER officer: See Remarks officer: See Remarks
Common Stock 562 N/A N/A Option
RODRIGUEZ JAVIER officer: See Remarks officer: See Remarks
Restricted Stock Units 562 N/A N/A Option
MEHTA VIMAL director, 10 percent owner, officer: CEO and P.. director, 10 percent owner, off..
Common Stock 3,500 N/A N/A Option
MEHTA VIMAL director, 10 percent owner, officer: CEO and P.. director, 10 percent owner, off..
Restricted Stock Units 3,500 N/A N/A Option
YOCCA FRANK officer: Chief Scientific Officer officer: Chief Scientific Officer
Common Stock 521 N/A N/A Option
YOCCA FRANK officer: Chief Scientific Officer officer: Chief Scientific Officer
Restricted Stock Units 521 N/A N/A Option
STEINHART RICHARD I officer: Chief Financial Officer officer: Chief Financial Officer
Common Stock 521 N/A N/A Option
STEINHART RICHARD I officer: Chief Financial Officer officer: Chief Financial Officer
Restricted Stock Units 521 N/A N/A Option
RODRIGUEZ JAVIER officer: See Remarks officer: See Remarks
Common Stock 521 N/A N/A Option
RODRIGUEZ JAVIER officer: See Remarks officer: See Remarks
Restricted Stock Units 521 N/A N/A Option
O'NEILL VINCENT officer: See Remarks officer: See Remarks
Common Stock 521 N/A N/A Option
O'NEILL VINCENT officer: See Remarks officer: See Remarks
Restricted Stock Units 521 N/A N/A Option
MEHTA VIMAL director, 10 percent owner, officer: CEO and P.. director, 10 percent owner, off..
Common Stock 2,609 N/A N/A Option
MEHTA VIMAL director, 10 percent owner, officer: CEO and P.. director, 10 percent owner, off..
Restricted Stock Units 2,609 N/A N/A Sale
MEHTA VIMAL director, 10 percent owner, officer: CEO and P.. director, 10 percent owner, off..
Common Stock 283,122 N/A N/A Sale
MEHTA VIMAL director, 10 percent owner, officer: CEO and P.. director, 10 percent owner, off..
Common Stock 126,014 $1.58 $199,606 Sale
MEHTA VIMAL director, 10 percent owner, officer: CEO and P.. director, 10 percent owner, off..
Common Stock 609,221 N/A N/A Sale
MEHTA VIMAL director, 10 percent owner, officer: CEO and P.. director, 10 percent owner, off..
Common Stock 126,014 $1.63 $205,529 Sale
MEHTA VIMAL director, 10 percent owner, officer: CEO and P.. director, 10 percent owner, off..
Common Stock 283,123 N/A N/A Sale
MEHTA VIMAL director, 10 percent owner, officer: CEO and P.. director, 10 percent owner, off..
Call Options (obligation to sell) 120 N/A N/A Sale
O'NEILL VINCENT officer: See Remarks officer: See Remarks
Common Stock 165 $2.62 $432 Sale
MEHTA VIMAL director, officer: CEO and President director, officer: CEO and Pres..
Common Stock 829 $2.62 $2,172 Sale
MEHTA VIMAL director, officer: CEO and President director, officer: CEO and Pres..
Common Stock 4,439 $2.63 $11,652 Sale
STEINHART RICHARD I officer: Chief Financial Officer officer: Chief Financial Officer
Common Stock 1,069 $2.64 $2,817 Sale
WILEY MATTHEW T. officer: CHIEF COMMERCIAL OFFICER officer: CHIEF COMMERCIAL OFFICER
Common Stock 1,008 $2.64 $2,656 Sale
RODRIGUEZ JAVIER officer: See Remarks officer: See Remarks
Common Stock 1,012 $2.64 $2,668 Sale
YOCCA FRANK officer: Chief Scientific Officer officer: Chief Scientific Officer
Common Stock 1,067 $2.64 $2,812 Option
O'NEILL VINCENT officer: See Remarks officer: See Remarks
Restricted Stock Units 2,250 N/A N/A Option
O'NEILL VINCENT officer: See Remarks officer: See Remarks
Common Stock 2,250 N/A N/A Option
MEHTA VIMAL director, officer: CEO and President director, officer: CEO and Pres..
Common Stock 14,000 N/A N/A Option
MEHTA VIMAL director, officer: CEO and President director, officer: CEO and Pres..
Restricted Stock Units 14,000 N/A N/A Option
STEINHART RICHARD I officer: Chief Financial Officer officer: Chief Financial Officer
Restricted Stock Units 2,250 N/A N/A Option
STEINHART RICHARD I officer: Chief Financial Officer officer: Chief Financial Officer
Common Stock 2,250 N/A N/A