Option
NANDABALAN KRISHNAN director, 10 percent owner director, 10 percent owner
Stock Options 34,111 $0.41 $13,986 Option
NANDABALAN KRISHNAN director, 10 percent owner director, 10 percent owner
Common Stock 34,111 $0.41 $13,986 Option
MEHTA VIMAL director, 10 percent owner, officer: CEO and P.. director, 10 percent owner, off..
Common Stock 30,000 $0.41 $12,300 Option
MEHTA VIMAL director, 10 percent owner, officer: CEO and P.. director, 10 percent owner, off..
Stock Option (Right to Buy) 30,000 $0.41 $12,300 Sale
MEHTA VIMAL director, 10 percent owner, officer: CEO and P.. director, 10 percent owner, off..
Common Stock 9,887 $19.92 $196,949 Sale
MEHTA VIMAL director, 10 percent owner, officer: CEO and P.. director, 10 percent owner, off..
Common Stock 20,113 $19.21 $386,371 Sale
MEHTA VIMAL director, 10 percent owner, officer: CEO and P.. director, 10 percent owner, off..
Common Stock 7,206 $20.19 $145,489 Option
MEHTA VIMAL director, 10 percent owner, officer: CEO and P.. director, 10 percent owner, off..
Stock Option (Right to Buy) 30,000 $0.41 $12,300 Option
MEHTA VIMAL director, 10 percent owner, officer: CEO and P.. director, 10 percent owner, off..
Common Stock 30,000 $0.41 $12,300 Sale
MEHTA VIMAL director, 10 percent owner, officer: CEO and P.. director, 10 percent owner, off..
Common Stock 22,794 $19.86 $452,689 Sale
NANDABALAN KRISHNAN director, 10 percent owner director, 10 percent owner
Common Stock 32,550 $15 $488,250 Option
NANDABALAN KRISHNAN director, 10 percent owner director, 10 percent owner
Common Stock 32,550 $0.41 $13,346 Option
NANDABALAN KRISHNAN director, 10 percent owner director, 10 percent owner
Stock Options 32,550 $0.41 $13,346 Option
NANDABALAN KRISHNAN director, 10 percent owner director, 10 percent owner
Common Stock 27,450 $0.41 $11,255 Sale
NANDABALAN KRISHNAN director, 10 percent owner director, 10 percent owner
Common Stock 27,450 $15 $411,750 Option
NANDABALAN KRISHNAN director, 10 percent owner director, 10 percent owner
Stock Options 27,450 $0.41 $11,255 Sale
BIOXCEL LLC
Common Stock 473,250 $30.83 $14,589,351 Sale
MEHTA VIMAL director, 10 percent owner, officer: CEO, Pres.. director, 10 percent owner, off..
Common Stock 473,250 $30.83 $14,589,351 Sale
NANDABALAN KRISHNAN director, 10 percent owner director, 10 percent owner
Common Stock 473,250 $30.83 $14,589,351 Sale
BIOXCEL HOLDINGS, INC.
Common Stock 473,250 N/A N/A Sale
YOCCA FRANK officer: Chief Scientific Officer officer: Chief Scientific Officer
Common Stock 15,000 $48.89 $733,275 Option
O'NEILL VINCENT officer: Chief Medical Officer officer: Chief Medical Officer
Employee Stock Option (right to buy) 25,000 N/A N/A Sale
O'NEILL VINCENT officer: Chief Medical Officer officer: Chief Medical Officer
Common Stock 25,000 $21.64 $541,100 Option
O'NEILL VINCENT officer: Chief Medical Officer officer: Chief Medical Officer
Common Stock 25,000 $5.71 $142,625 Sale
YOCCA FRANK officer: Chief Scientific Officer officer: Chief Scientific Officer
Common Stock 15,000 $24.3 $364,455 Sale
YOCCA FRANK officer: Chief Scientific Officer officer: Chief Scientific Officer
Common Stock 15,000 $58.53 $877,950 Sale
YOCCA FRANK officer: Chief Scientific Officer officer: Chief Scientific Officer
Common Stock 15,000 $58.53 $877,950 Option
STEINHART RICHARD I officer: Chief Financial Officer officer: Chief Financial Officer
Common Stock 3,750 $5.55 $20,813 Option
STEINHART RICHARD I officer: Chief Financial Officer officer: Chief Financial Officer
Stock Option 3,750 $5.55 $20,813 Sale
STEINHART RICHARD I officer: Chief Financial Officer officer: Chief Financial Officer
Common Stock 3,750 $5.55 $20,813 Sale
YOCCA FRANK officer: Chief Scientific Officer officer: Chief Scientific Officer
Common Stock 15,000 $48.08 $721,125 Option
YOCCA FRANK officer: Chief Scientific Officer officer: Chief Scientific Officer
Common Stock 15,000 $0.41 $6,150 Option
YOCCA FRANK officer: Chief Scientific Officer officer: Chief Scientific Officer
Employee Stock Option (right to buy) 15,000 $0.41 $6,150 Sale
YOCCA FRANK officer: Chief Scientific Officer officer: Chief Scientific Officer
Common Stock 15,000 N/A N/A Sale
O'NEILL VINCENT officer: Chief Medical Officer officer: Chief Medical Officer
Common Stock 25,000 $50.4 $1,259,900 Sale
O'NEILL VINCENT officer: Chief Medical Officer officer: Chief Medical Officer
Common Stock 25,000 $50.4 $1,259,900 Option
O'NEILL VINCENT officer: Chief Medical Officer officer: Chief Medical Officer
Employee Stock Option (right to buy) 25,000 N/A N/A Option
O'NEILL VINCENT officer: Chief Medical Officer officer: Chief Medical Officer
Common Stock 25,000 $0.41 $10,250 Sale
O'NEILL VINCENT officer: Chief Medical Officer officer: Chief Medical Officer
Common Stock 25,000 $52.19 $1,304,625 Option
O'NEILL VINCENT officer: Chief Medical Officer officer: Chief Medical Officer
Employee Stock Option (right to buy) 25,000 N/A N/A Option
O'NEILL VINCENT officer: Chief Medical Officer officer: Chief Medical Officer
Common Stock 25,000 $0.41 $10,250 Sale
O'NEILL VINCENT officer: Chief Medical Officer officer: Chief Medical Officer
Common Stock 25,000 $52.19 $1,304,625 Sale
O'NEILL VINCENT officer: Chief Medical Officer officer: Chief Medical Officer
Common Stock 25,000 $25.63 $640,750 Option
YOCCA FRANK officer: Chief Scientific Officer officer: Chief Scientific Officer
Common Stock 80,000 $0.41 $32,800 Option
YOCCA FRANK officer: Chief Scientific Officer officer: Chief Scientific Officer
Stock Option 80,000 $0.41 $32,800 Purchase
MUELLER PETER director director
Common Stock 1,554 N/A N/A Purchase
MUELLER PETER director director
Common Stock 6,646 N/A N/A Purchase
MUELLER PETER director director
Common Stock 1,800 N/A N/A Purchase
MEHTA VIMAL director, 10 percent owner, officer: CEO, Pres.. director, 10 percent owner, off..
Common Stock 974 N/A N/A Purchase
MEHTA VIMAL director, 10 percent owner, officer: CEO, Pres.. director, 10 percent owner, off..
Common Stock 2,625 $8.67 $22,759