Option
BUSHNELL DAVID C officer: Senior Risk Officer officer: Senior Risk Officer
Employee Stock Options (Right to Buy) 7,148 $41.45 $296,249 Option
DRUSKIN ROBERT officer: Chief Operating Officer officer: Chief Operating Officer
Common Stock 18,585 $41.45 $770,255 Option
CARPENTER MICHAEL A officer: CEO Alternative Investments officer: CEO Alternative Invest..
Common Stock 4,849 $49.62 $240,612 Option
CARPENTER MICHAEL A officer: CEO Alternative Investments officer: CEO Alternative Invest..
Employee Stock Options (Right to Buy) 4,849 $49.62 $240,612 Option
CARPENTER MICHAEL A officer: CEO Alternative Investments officer: CEO Alternative Invest..
Employee Stock Options (Right to Buy) 25,033 $49.36 $1,235,579 Option
CARPENTER MICHAEL A officer: CEO Alternative Investments officer: CEO Alternative Invest..
Common Stock 102,656 $49.36 $5,066,895 Option
CARPENTER MICHAEL A officer: CEO Alternative Investments officer: CEO Alternative Invest..
Common Stock 144,199 $47.94 $6,912,467 Option
CARPENTER MICHAEL A officer: CEO Alternative Investments officer: CEO Alternative Invest..
Employee Stock Options (Right to Buy) 90,705 $46.95 $4,258,963 Option
HANNON WILLIAM P officer: Controller officer: Controller
Common Stock 56,121 $42.43 $2,381,270 Option
HANNON WILLIAM P officer: Controller officer: Controller
Employee Stock Options (Right to Buy) 33,109 $40.21 $1,331,346 Option
RHODES WILLIAM R officer: Senior Vice Chairman officer: Senior Vice Chairman
Common Stock 96,955 $7.7 $746,069 Option
RHODES WILLIAM R officer: Senior Vice Chairman officer: Senior Vice Chairman
Employee Stock Options (Right to Buy) 96,955 $7.7 $746,069 Sale
RHODES WILLIAM R officer: Senior Vice Chairman officer: Senior Vice Chairman
Common Stock 60,000 $46.05 $2,763,000 Sale
HANNON WILLIAM P officer: Controller officer: Controller
Common Stock 100 $43.88 $4,388 Sale
CARPENTER MICHAEL A officer: CEO Alternative Investments officer: CEO Alternative Invest..
Common Stock 490 $45.95 $22,516 Option
WEILL SANFORD I director, officer: Chairman director, officer: Chairman
Employee Stock Options (Right to Buy) 499,950 $32.05 $16,023,397 Option
WEILL SANFORD I director, officer: Chairman director, officer: Chairman
Common Stock 499,950 $32.05 $16,023,397 Sale
HANNON WILLIAM P officer: Controller officer: Controller
Common Stock 5,000 $43.94 $219,700 Option
THOMSON TODD S officer: Chair/CEO Global Wealth Mgt. officer: Chair/CEO Global Wealt..
Employee Stock Options (Right to Buy) 10,567 $35.09 $370,796 Option
THOMSON TODD S officer: Chair/CEO Global Wealth Mgt. officer: Chair/CEO Global Wealt..
Common Stock 25,960 $35.32 $916,907 Option
THOMSON TODD S officer: Chair/CEO Global Wealth Mgt. officer: Chair/CEO Global Wealt..
Employee Stock Options (Right to Buy) 27,359 $35.09 $960,027 Option
THOMSON TODD S officer: Chair/CEO Global Wealth Mgt. officer: Chair/CEO Global Wealt..
Common Stock 27,359 $35.09 $960,027 Sale
DRUSKIN ROBERT officer: Chief Operating Officer officer: Chief Operating Officer
Common Stock 1,300 $43.99 $57,187 Option
THOMSON TODD S officer: Chair/CEO Global Wealth Mgt. officer: Chair/CEO Global Wealt..
Common Stock 12,374 $35.09 $434,204 Option
THOMSON TODD S officer: Chair/CEO Global Wealth Mgt. officer: Chair/CEO Global Wealt..
Employee Stock Options (Right to Buy) 12,374 $35.09 $434,204 Sale
DRUSKIN ROBERT officer: Chief Operating Officer officer: Chief Operating Officer
Common Stock 1,400 $50.24 $70,336 Option
JONES THOMAS W officer: CEO Global Investment Mgt. officer: CEO Global Investment ..
Common Stock 85,325 $43.46 $3,708,395 Option
DRUSKIN ROBERT officer: Chief Operating Officer officer: Chief Operating Officer
Employee Stock Options (Right to Buy) 69,797 $51.41 $3,588,473 Option
JONES THOMAS W officer: CEO Global Investment Mgt. officer: CEO Global Investment ..
Employee Stock Options (Right to Buy) 85,325 $43.46 $3,708,395 Option
DRUSKIN ROBERT officer: Chief Operating Officer officer: Chief Operating Officer
Common Stock 69,797 $51.41 $3,588,473 Option
MAGNER MARJORIE officer: Chair CEO Global Consumer officer: Chair CEO Global Consu..
Employee Stock Options (Right to Buy) 51,897 $43.14 $2,238,629 Option
WILLUMSTAD ROBERT B director, officer: President and COO director, officer: President an..
Employee Stock Options (Right to Buy) 90,817 $43.14 $3,917,482 Option
PRINCE CHARLES director, officer: Chairman and CEO director, officer: Chairman and..
Common Stock 60,544 $43.14 $2,611,626 Option
PRINCE CHARLES director, officer: Chairman and CEO director, officer: Chairman and..
Employee Stock Options (Right to Buy) 60,544 $43.14 $2,611,626 Option
WILLUMSTAD ROBERT B director, officer: President and COO director, officer: President an..
Common Stock 90,817 $43.14 $3,917,482 Option
MENEZES VICTOR J officer: Senior Vice Chairman officer: Senior Vice Chairman
Common Stock 147,248 $43.14 $6,351,690 Option
MENEZES VICTOR J officer: Senior Vice Chairman officer: Senior Vice Chairman
Employee Stock Options (Right to Buy) 147,248 $43.14 $6,351,690 Option
DRUSKIN ROBERT officer: Chief Operating Officer officer: Chief Operating Officer
Common Stock 44,174 $43.14 $1,905,490 Option
DRUSKIN ROBERT officer: Chief Operating Officer officer: Chief Operating Officer
Employee Stock Options (Right to Buy) 44,174 $43.14 $1,905,490 Option
BUSHNELL DAVID C officer: Senior Risk Officer officer: Senior Risk Officer
Common Stock 7,362 $43.14 $317,567 Option
CARPENTER MICHAEL A officer: CEO Alternative Investments officer: CEO Alternative Invest..
Common Stock 147,248 $43.14 $6,351,690 Option
CARPENTER MICHAEL A officer: CEO Alternative Investments officer: CEO Alternative Invest..
Employee Stock Options (Right to Buy) 147,248 $43.14 $6,351,690 Option
MAGNER MARJORIE officer: Chair CEO Global Consumer officer: Chair CEO Global Consu..
Common Stock 51,897 $43.14 $2,238,629 Option
JONES THOMAS W officer: CEO Global Investment Mgt. officer: CEO Global Investment ..
Common Stock 46,917 $43.14 $2,023,812 Option
JONES THOMAS W officer: CEO Global Investment Mgt. officer: CEO Global Investment ..
Employee Stock Options (Right to Buy) 46,917 $43.14 $2,023,812 Option
HANNON WILLIAM P officer: Controller officer: Controller
Common Stock 13,219 $43.14 $570,215 Option
HANNON WILLIAM P officer: Controller officer: Controller
Employee Stock Options (Right to Buy) 13,219 $43.14 $570,215 Option
WEILL SANFORD I director, officer: Chairman director, officer: Chairman
Common Stock 529,768 $43.14 $22,852,072 Option
WEILL SANFORD I director, officer: Chairman director, officer: Chairman
Employee Stock Options (Right to Buy) 529,768 $43.14 $22,852,072 Option
BUSHNELL DAVID C officer: Senior Risk Officer officer: Senior Risk Officer
Employee Stock Options (Right to Buy) 7,362 $43.14 $317,567