Option
CARPENTER MICHAEL A officer: CEO Alternative Investments officer: CEO Alternative Invest..
Common Stock 23,708 $42.46 $1,006,523 Option
CARPENTER MICHAEL A officer: CEO Alternative Investments officer: CEO Alternative Invest..
Employee Stock Options (Right to Buy) 23,708 $42.46 $1,006,523 Option
BUSHNELL DAVID C officer: Senior Risk Officer officer: Senior Risk Officer
Common Stock 4,428 $41.9 $185,520 Option
BUSHNELL DAVID C officer: Senior Risk Officer officer: Senior Risk Officer
Employee Stock Options (Right to Buy) 4,428 $41.9 $185,520 Option
WILLUMSTAD ROBERT B director, officer: President and COO director, officer: President an..
Employee Stock Options (Right to Buy) 11,246 $46.34 $521,162 Option
WILLUMSTAD ROBERT B director, officer: President and COO director, officer: President an..
Common Stock 31,761 $48.21 $1,531,103 Sale
BUSHNELL DAVID C officer: Senior Risk Officer officer: Senior Risk Officer
Common Stock 19,000 $49.6 $942,400 Option
WILLUMSTAD ROBERT B director, officer: President and COO director, officer: President an..
Common Stock 23,378 $48.92 $1,143,675 Option
WILLUMSTAD ROBERT B director, officer: President and COO director, officer: President an..
Employee Stock Options (Right to Buy) 23,378 $48.92 $1,143,675 Option
THOMSON TODD S officer: Chair/CEO Global Wealth Mgt. officer: Chair/CEO Global Wealt..
Employee Stock Options (Right to Buy) 19,855 $33.63 $667,783 Option
THOMSON TODD S officer: Chair/CEO Global Wealth Mgt. officer: Chair/CEO Global Wealt..
Common Stock 31,974 $33.89 $1,083,727 Option
THOMSON TODD S officer: Chair/CEO Global Wealth Mgt. officer: Chair/CEO Global Wealt..
Employee Stock Options (Right to Buy) 172,651 $27.05 $4,669,692 Option
THOMSON TODD S officer: Chair/CEO Global Wealth Mgt. officer: Chair/CEO Global Wealt..
Common Stock 172,651 $27.05 $4,669,692 Option
WEILL SANFORD I director, officer: Chairman director, officer: Chairman
Common Stock 96,497 $42.11 $4,063,489 Option
PRINCE CHARLES director, officer: Chairman and CEO director, officer: Chairman and..
Employee Stock Options (Right to Buy) 42,887 $42.11 $1,805,972 Option
CARPENTER MICHAEL A officer: CEO Alternative Investments officer: CEO Alternative Invest..
Employee Stock Options (Right to Buy) 53,609 $42.11 $2,257,475 Option
RHODES WILLIAM R officer: Senior Vice Chairman officer: Senior Vice Chairman
Common Stock 53,609 $42.11 $2,257,475 Option
CARPENTER MICHAEL A officer: CEO Alternative Investments officer: CEO Alternative Invest..
Common Stock 53,609 $42.11 $2,257,475 Option
BUSHNELL DAVID C officer: Senior Risk Officer officer: Senior Risk Officer
Employee Stock Options (Right to Buy) 8,577 $42.11 $361,177 Option
WILLUMSTAD ROBERT B director, officer: President and COO director, officer: President an..
Common Stock 53,609 $42.11 $2,257,475 Option
PRINCE CHARLES director, officer: Chairman and CEO director, officer: Chairman and..
Common Stock 42,887 $42.11 $1,805,972 Option
BUSHNELL DAVID C officer: Senior Risk Officer officer: Senior Risk Officer
Common Stock 8,577 $42.11 $361,177 Option
WILLUMSTAD ROBERT B director, officer: President and COO director, officer: President an..
Employee Stock Options (Right to Buy) 53,609 $42.11 $2,257,475 Option
MENEZES VICTOR J officer: Senior Vice Chairman officer: Senior Vice Chairman
Employee Stock Options (Right to Buy) 26,804 $42.11 $1,128,716 Option
MENEZES VICTOR J officer: Senior Vice Chairman officer: Senior Vice Chairman
Common Stock 26,804 $42.11 $1,128,716 Option
DRUSKIN ROBERT officer: Chief Operating Officer officer: Chief Operating Officer
Common Stock 26,804 $42.11 $1,128,716 Option
HANNON WILLIAM P officer: Controller officer: Controller
Employee Stock Options (Right to Buy) 5,361 $42.11 $225,752 Option
HANNON WILLIAM P officer: Controller officer: Controller
Common Stock 5,361 $42.11 $225,752 Option
WEILL SANFORD I director, officer: Chairman director, officer: Chairman
Employee Stock Option (Right to Buy) 96,497 $42.11 $4,063,489 Option
JONES THOMAS W officer: CEO Global Investment Mgt. officer: CEO Global Investment ..
Employee Stock Options (Right to Buy) 26,804 $42.11 $1,128,716 Option
JONES THOMAS W officer: CEO Global Investment Mgt. officer: CEO Global Investment ..
Common Stock 26,804 $42.11 $1,128,716 Option
DRUSKIN ROBERT officer: Chief Operating Officer officer: Chief Operating Officer
Employee Stock Options (Right to Buy) 26,804 $42.11 $1,128,716 Option
RHODES WILLIAM R officer: Senior Vice Chairman officer: Senior Vice Chairman
Employee Stock Options (Right to Buy) 53,609 $42.11 $2,257,475 Option
MAGNER MARJORIE officer: Chair CEO Global Consumer officer: Chair CEO Global Consu..
Employee Stock Options (Right to Buy) 16,082 $42.11 $677,213 Option
MAGNER MARJORIE officer: Chair CEO Global Consumer officer: Chair CEO Global Consu..
Common Stock 16,082 $42.11 $677,213 Option
PRINCE CHARLES director, officer: Chairman and CEO director, officer: Chairman and..
Employee Stock Options (Right to Buy) 15,942 $46.34 $738,784 Option
PRINCE CHARLES director, officer: Chairman and CEO director, officer: Chairman and..
Common Stock 15,942 $46.34 $738,784 Option
BUSHNELL DAVID C officer: Senior Risk Officer officer: Senior Risk Officer
Common Stock 4,427 $41.9 $185,478 Sale
PEARSON ANDRALL director director
Common Stock 11,570 $50.64 $585,905 Option
BUSHNELL DAVID C officer: Senior Risk Officer officer: Senior Risk Officer
Employee Stock Options (Right to Buy) 4,427 $41.9 $185,478 Sale
DRUSKIN ROBERT officer: Chief Operating Officer officer: Chief Operating Officer
Common Stock 6,000 $50.28 $301,680 Option
THOMSON TODD S officer: Chair/CEO Global Wealth Mgt. officer: Chair/CEO Global Wealt..
Employee Stock Options (Right to Buy) 27,047 $21.92 $592,816 Option
MENEZES VICTOR J officer: Senior Vice Chairman officer: Senior Vice Chairman
Deferred Share Units (1 for 1) 12,678 N/A N/A Option
RHODES WILLIAM R officer: Senior Vice Chairman officer: Senior Vice Chairman
Deferred Share Units (1 for 1) 7,556 N/A N/A Option
THOMSON TODD S officer: Chair/CEO Global Wealth Mgt. officer: Chair/CEO Global Wealt..
Common Stock 27,047 $21.92 $592,816 Option
WILLUMSTAD ROBERT B director, officer: President and COO director, officer: President an..
Employee Stock Options (Right to Buy) 844 $48.92 $41,289 Option
WILLUMSTAD ROBERT B director, officer: President and COO director, officer: President an..
Common Stock 1,728 $49.14 $84,914 Option
DRUSKIN ROBERT officer: Chief Operating Officer officer: Chief Operating Officer
Common Stock 55,754 $41.45 $2,310,725 Option
HANNON WILLIAM P officer: Controller officer: Controller
Employee Stock Options (Right to Buy) 20,586 $41.45 $853,187 Option
BUSHNELL DAVID C officer: Senior Risk Officer officer: Senior Risk Officer
Employee Stock Options (Right to Buy) 21,443 $41.45 $888,705