Sale
MALEK FREDERIC V director director
Class A Common Stock 10,000 $16.4 $164,000 Sale
MALEK FREDERIC V director director
Class A Common Stock 20,000 $16.3 $326,060 Sale
BLAIN ROB officer: Executive Chairman, APAC officer: Executive Chairman, APAC
Class A Common Stock 60,000 $17.15 $1,029,240 Sale
FRESE CALVIN W JR officer: Global Group President officer: Global Group President
Class A Common Stock 2,135 $14.05 $29,997 Sale
BOROK GIL officer: Dpty CFO & Chief Acctg Officer officer: Dpty CFO & Chief Acctg..
Class A Common Stock 755 $14.06 $10,617 Sale
MIDLER LAURENCE H officer: EVP, GC & Chief Risk Officer officer: EVP, GC & Chief Risk O..
Class A Common Stock 3,155 $14.05 $44,328 Sale
WHITE W BRETT director director
Class A Common Stock 7,239 $14.05 $101,708 Sale
BLUM CAPITAL PARTNERS LP 10 percent owner 10 percent owner
Common Stock 9,997,428 $12.88 $128,766,873 Sale
LAFITTE MICHAEL J officer: See Remarks officer: See Remarks
Class A Common Stock 3,849 $13.92 $53,590 Sale
MALEK FREDERIC V director director
Class A Common Stock 40,000 $12.13 $485,320 Option
WHITE W BRETT director director
Class A Common Stock 356,997 N/A N/A Sale
WHITE W BRETT director director
Class A Common Stock 162,070 $11.44 $1,853,757 Option
WHITE W BRETT director director
Deferred Compensation Stock Units 356,997 N/A N/A Option
FRESE CALVIN W JR officer: Global Group President officer: Global Group President
Class A Common Stock 83,140 N/A N/A Option
FRESE CALVIN W JR officer: Global Group President officer: Global Group President
Deferred Compensation Stock Units 83,140 N/A N/A Sale
FRESE CALVIN W JR officer: Global Group President officer: Global Group President
Class A Common Stock 57,473 $11.49 $660,537 Sale
BLAIN ROB officer: Executive Chairman, APAC officer: Executive Chairman, APAC
Class A Common Stock 25,776 $11 $283,536 Sale
BLAIN ROB officer: Executive Chairman, APAC officer: Executive Chairman, APAC
Class A Common Stock 21,611 $11 $237,721 Option
BLAIN ROB officer: Executive Chairman, APAC officer: Executive Chairman, APAC
Stock Option (Right to Buy) 124,716 $1.92 $239,829 Option
BLAIN ROB officer: Executive Chairman, APAC officer: Executive Chairman, APAC
Class A Common Stock 124,716 $1.92 $239,829 Sale
MIDLER LAURENCE H officer: EVP, GC & Chief Risk Officer officer: EVP, GC & Chief Risk O..
Class A Common Stock 6,300 $11.01 $69,369 Sale
WHITE W BRETT director director
Class A Common Stock 26,500 $11.64 $308,381 Sale
MIDLER LAURENCE H officer: EVP, GC & Chief Risk Officer officer: EVP, GC & Chief Risk O..
Class A Common Stock 5,400 $11.75 $63,461 Sale
STRONG MICHAEL J officer: Executive Chairman, EMEA officer: Executive Chairman, EMEA
Class A Common Stock 6,525 $11.73 $76,551 Sale
FRESE CALVIN W JR officer: Global Group President officer: Global Group President
Class A Common Stock 8,200 $11.75 $96,350 Option
BLAIN ROB officer: Executive Chairman, APAC officer: Executive Chairman, APAC
Stock Option (Right to Buy) 45,000 $7.46 $335,835 Option
BLAIN ROB officer: Executive Chairman, APAC officer: Executive Chairman, APAC
Class A Common Stock 45,000 $7.46 $335,835 Option
WHITE W BRETT director director
Class A Common Stock 262,233 $7.46 $1,957,045 Option
WHITE W BRETT director director
Stock Option (Right to Buy) 262,233 $7.46 $1,957,045 Option
STRONG MICHAEL J officer: Executive Chairman, EMEA officer: Executive Chairman, EMEA
Class A Common Stock 30,000 $7.46 $223,890 Option
STRONG MICHAEL J officer: Executive Chairman, EMEA officer: Executive Chairman, EMEA
Stock Option (Right to Buy) 30,000 $7.46 $223,890 Option
WIRTA RAYMOND E director director
Stock Option (Right to Buy) 200,000 $7.46 $1,492,600 Option
WIRTA RAYMOND E director director
Class A Common Stock 200,000 $7.46 $1,492,600 Option
FRESE CALVIN W JR officer: Global Group President officer: Global Group President
Stock Option (Right to Buy) 75,000 $7.46 $559,725 Sale
FRESE CALVIN W JR officer: Global Group President officer: Global Group President
Class A Common Stock 65,000 $9.45 $614,250 Option
FRESE CALVIN W JR officer: Global Group President officer: Global Group President
Class A Common Stock 75,000 $7.46 $559,725 Option
WIRTA RAYMOND E director director
Class A Common Stock 100,000 $7.46 $746,300 Option
MIDLER LAURENCE H officer: EVP, GC & Chief Risk Officer officer: EVP, GC & Chief Risk O..
Class A Common Stock 45,000 $7.46 $335,835 Sale
BOROK GIL officer: Dpty CFO & Chief Acctg Officer officer: Dpty CFO & Chief Acctg..
Class A Common Stock 16,800 $9.65 $162,154 Option
BOROK GIL officer: Dpty CFO & Chief Acctg Officer officer: Dpty CFO & Chief Acctg..
Stock Option (Right to Buy) 18,000 $7.46 $134,334 Option
MIDLER LAURENCE H officer: EVP, GC & Chief Risk Officer officer: EVP, GC & Chief Risk O..
Stock Option (Right to Buy) 45,000 $7.46 $335,835 Option
BOROK GIL officer: Dpty CFO & Chief Acctg Officer officer: Dpty CFO & Chief Acctg..
Class A Common Stock 18,000 $7.46 $134,334 Option
WIRTA RAYMOND E director director
Stock Option (Right to Buy) 100,000 $7.46 $746,300 Sale
MIDLER LAURENCE H officer: EVP, GC & Chief Risk Officer officer: EVP, GC & Chief Risk O..
Class A Common Stock 38,900 $9.5 $369,706 Sale
WIRTA RAYMOND E director director
Class A Common Stock 100,000 $7.46 $746,300 Sale
WIRTA RAYMOND E director director
Class A Common Stock 200,000 $2.59 $518,000 Purchase
BLUM CAPITAL PARTNERS LP 10 percent owner 10 percent owner
Common Stock 10,527,279 $3.77 $39,687,842 Sale
WIRTA RAYMOND E director director
Class A Common Stock 1,293,943 $7.9 $10,223,444 Sale
WIRTA RAYMOND E director director
Class A Common Stock 1,303,700 $8.22 $10,712,503 Sale
MIDLER LAURENCE H officer: EVP, GC & Chief Risk Officer officer: EVP, GC & Chief Risk O..
Class A Common Stock 800 $13.19 $10,549