Sale
MALEK FREDERIC V director director
Class A Common Stock 10,000 $38 $380,000 Sale
MALEK FREDERIC V director director
Class A Common Stock 10,200 $37.17 $379,134 Sale
MIDLER LAURENCE H officer: EVP, GC & Chief Risk Officer officer: EVP, GC & Chief Risk O..
Class A Common Stock 20,000 $37.67 $753,300 Option
MIDLER LAURENCE H officer: EVP, GC & Chief Risk Officer officer: EVP, GC & Chief Risk O..
Stock Option (Right to Buy) 20,000 $15.43 $308,500 Option
MIDLER LAURENCE H officer: EVP, GC & Chief Risk Officer officer: EVP, GC & Chief Risk O..
Class A Common Stock 20,000 $15.43 $308,500 Option
MIDLER LAURENCE H officer: EVP, GC & Chief Risk Officer officer: EVP, GC & Chief Risk O..
Stock Option (Right to Buy) 15,000 $11.44 $171,660 Option
MIDLER LAURENCE H officer: EVP, GC & Chief Risk Officer officer: EVP, GC & Chief Risk O..
Class A Common Stock 15,000 $11.44 $171,660 Sale
MIDLER LAURENCE H officer: EVP, GC & Chief Risk Officer officer: EVP, GC & Chief Risk O..
Class A Common Stock 15,000 $37.57 $563,475 Sale
BLUM CAPITAL PARTNERS LP 10 percent owner 10 percent owner
Common Stock 735,000 $37.37 $27,465,480 Sale
BLUM CAPITAL PARTNERS LP 10 percent owner 10 percent owner
Common Stock 555,636 $37.42 $20,791,899 Sale
BLUM CAPITAL PARTNERS LP 10 percent owner 10 percent owner
Common Stock 549,310 $37.62 $20,662,296 Option
BLAIN ROB officer: Executive Chairman, APAC officer: Executive Chairman, APAC
Class A Common Stock 45,000 $7.46 $335,835 Sale
BLAIN ROB officer: Executive Chairman, APAC officer: Executive Chairman, APAC
Class A Common Stock 45,000 $33.16 $1,492,335 Option
BLAIN ROB officer: Executive Chairman, APAC officer: Executive Chairman, APAC
Stock Option (Right to Buy) 45,000 $7.46 $335,835 Option
WHITE W BRETT director director
Class A Common Stock 225,000 $1.92 $432,675 Option
WHITE W BRETT director director
Stock Option (Right to Buy) 225,000 $1.92 $432,675 Sale
WHITE W BRETT director director
Class A Common Stock 365,846 $36.17 $13,233,382 Option
KAY KENNETH J officer: Sr. EVP & CFO officer: Sr. EVP & CFO
Class A Common Stock 79,787 $8.27 $659,918 Sale
KAY KENNETH J officer: Sr. EVP & CFO officer: Sr. EVP & CFO
Class A Common Stock 79,787 $37.09 $2,959,459 Option
KAY KENNETH J officer: Sr. EVP & CFO officer: Sr. EVP & CFO
Stock Option (Right to Buy) 79,787 $8.27 $659,918 Sale
KAY KENNETH J officer: Sr. EVP & CFO officer: Sr. EVP & CFO
Class A Common Stock 200 $37.4 $7,480 Option
KAY KENNETH J officer: Sr. EVP & CFO officer: Sr. EVP & CFO
Class A Common Stock 200 $37.4 $7,480 Option
KAY KENNETH J officer: Sr. EVP & CFO officer: Sr. EVP & CFO
Stock Option (Right to Buy) 200 $37.4 $7,480 Option
BOROK GIL officer: Dpty CFO & Chief Acctg Officer officer: Dpty CFO & Chief Acctg..
Class A Common Stock 14,625 $22.36 $326,971 Sale
KAY KENNETH J officer: Sr. EVP & CFO officer: Sr. EVP & CFO
Class A Common Stock 45,500 $37.42 $1,702,610 Option
MIDLER LAURENCE H officer: EVP, GC & Chief Risk Officer officer: EVP, GC & Chief Risk O..
Stock Option (Right to Buy) 10,000 $7.46 $74,630 Sale
WIRTA RAYMOND E director director
Class A Common Stock 208,461 $36.89 $7,690,335 Option
KAY KENNETH J officer: Sr. EVP & CFO officer: Sr. EVP & CFO
Class A Common Stock 45,500 $1.92 $87,497 Sale
BOROK GIL officer: Dpty CFO & Chief Acctg Officer officer: Dpty CFO & Chief Acctg..
Class A Common Stock 14,625 $22.36 $326,971 Sale
MIDLER LAURENCE H officer: EVP, GC & Chief Risk Officer officer: EVP, GC & Chief Risk O..
Class A Common Stock 10,000 $7.46 $74,630 Option
KAY KENNETH J officer: Sr. EVP & CFO officer: Sr. EVP & CFO
Stock Option (Right to Buy) 45,500 $1.92 $87,497 Option
MIDLER LAURENCE H officer: EVP, GC & Chief Risk Officer officer: EVP, GC & Chief Risk O..
Class A Common Stock 10,000 $7.46 $74,630 Option
BOROK GIL officer: Dpty CFO & Chief Acctg Officer officer: Dpty CFO & Chief Acctg..
Stock Option (Right to Buy) 14,625 $22.36 $326,971 Sale
WIRTA RAYMOND E director director
Class A Common Stock 83,339 $36.03 $3,002,454 Sale
WIRTA RAYMOND E director director
Class A Common Stock 8,200 $36.37 $298,201 Option
FRESE CALVIN W JR officer: Global Group President officer: Global Group President
Class A Common Stock 156,324 $20.64 $3,226,684 Sale
FRESE CALVIN W JR officer: Global Group President officer: Global Group President
Class A Common Stock 168,447 $22.98 $3,871,081 Option
FRESE CALVIN W JR officer: Global Group President officer: Global Group President
Stock Option (Right to Buy) 156,324 $20.64 $3,226,684 Sale
MALEK FREDERIC V director director
Class A Common Stock 45,000 $30 $1,350,000 Sale
MALEK FREDERIC V director director
Class A Common Stock 49,500 $27.83 $1,377,585 Sale
BOROK GIL officer: Dpty CFO & Chief Acctg Officer officer: Dpty CFO & Chief Acctg..
Class A Common Stock 204 $25.05 $5,111 Sale
KAY KENNETH J officer: Sr. EVP & CFO officer: Sr. EVP & CFO
Class A Common Stock 1,300 $25.05 $32,569 Sale
FRESE CALVIN W JR officer: Global Group President officer: Global Group President
Class A Common Stock 1,458 $25.05 $36,527 Sale
MIDLER LAURENCE H officer: EVP, GC & Chief Risk Officer officer: EVP, GC & Chief Risk O..
Class A Common Stock 814 $25.05 $20,393 Sale
KAY KENNETH J officer: Sr. EVP & CFO officer: Sr. EVP & CFO
Class A Common Stock 103,092 $1.92 $198,246 Option
KAY KENNETH J officer: Sr. EVP & CFO officer: Sr. EVP & CFO
Stock Option (Right to Buy) 103,092 $1.92 $198,246 Option
KAY KENNETH J officer: Sr. EVP & CFO officer: Sr. EVP & CFO
Class A Common Stock 103,092 $1.92 $198,246 Sale
MALEK FREDERIC V director director
Class A Common Stock 5,000 $24.25 $121,250 Sale
MALEK FREDERIC V director director
Class A Common Stock 10,000 $24 $240,000 Option
FRESE CALVIN W JR officer: Global Group President officer: Global Group President
Stock Option (Right to Buy) 150,000 $13.46 $2,019,300