Duke Energy
Insider trading & Transactions

Last updated: 3 Apr 2007

Transaction	Date	Insider	Security	Shares	Price per share	Total value
Option	3 Apr 2007	HANCE JAMES H JR director director	LTIP Phantom Stock Grant May 2006	2,600	N/A	N/A
Option	3 Apr 2007	SCHAPIRO MARY L director director	Common Stock	2,600	N/A	N/A
Option	3 Apr 2007	BROWNING MICHAEL G director director	Phantom Stock	2,600	N/A	N/A
Option	3 Apr 2007	BARNET WILLIAM III director director	Phantom Stock DSP II	2,600	N/A	N/A
Option	3 Apr 2007	HANCE JAMES H JR director director	Common Stock	2,600	N/A	N/A
Option	3 Apr 2007	COX PHILLIP R director director	Phantom Stock	2,600	N/A	N/A
Option	3 Apr 2007	BARNET WILLIAM III director director	LTIP Phantom Stock Grant May 2006	2,600	N/A	N/A
Option	3 Apr 2007	BERNHARDT GEORGE ALEXANDER SR director director	Common Stock	2,600	N/A	N/A
Option	3 Apr 2007	RHODES JAMES T director director	LTIP Phantom Stock Grant May 2006	2,600	N/A	N/A
Option	3 Apr 2007	COX PHILLIP R director director	Phantom Stock	2,600	N/A	N/A
Option	3 Apr 2007	BROWNING MICHAEL G director director	Phantom Stock	2,600	N/A	N/A
Option	3 Apr 2007	GRAY ANN MAYNARD director director	LTIP Phantom Stock Grant May 2006	2,600	N/A	N/A
Option	3 Apr 2007	SCHAPIRO MARY L director director	Phantom Stock	2,600	N/A	N/A
Option	3 Apr 2007	GRAY ANN MAYNARD director director	Common Stock	2,600	N/A	N/A
Option	3 Apr 2007	TAFT DUDLEY S director director	Common Stock	2,600	N/A	N/A
Option	3 Apr 2007	TAFT DUDLEY S director director	Phantom Stock	2,600	N/A	N/A
Option	28 Feb 2007	OCONNOR THOMAS C officer: GrpExec&Pres, Commercial Bus officer: GrpExec&Pres, Commerci..	LTIP Phantom Stock Grant Feb 2005	3,284	N/A	N/A
Option	28 Feb 2007	GRAY ANN MAYNARD director director	Common Stock	364	N/A	N/A
Option	28 Feb 2007	MC COLLUM WILLIAM R JR officer: Grp Exec;Chief Reg Gen Off.. officer: Grp Exec;Chief Reg Gen..	Common Stock	824	N/A	N/A
Option	28 Feb 2007	GRAY ANN MAYNARD director director	LTIP Phantom Stock Grant Feb 2005	364	N/A	N/A
Option	28 Feb 2007	BARRON HENRY B JR officer: Grp Exec;Chief Nuclear Officer officer: Grp Exec;Chief Nuclear..	LTIP Phantom Stock Grant Feb 2005	2,394	N/A	N/A
Option	28 Feb 2007	BARRON HENRY B JR officer: Grp Exec;Chief Nuclear Officer officer: Grp Exec;Chief Nuclear..	Common Stock	2,394	N/A	N/A
Option	28 Feb 2007	ROLFE CHRISTOPHER C officer: Grp Exec & Chief Admin Officer officer: Grp Exec & Chief Admin..	Common Stock	2,334	N/A	N/A
Option	28 Feb 2007	RHODES JAMES T director director	LTIP Phantom Stock Grant Feb 2005	364	N/A	N/A
Option	28 Feb 2007	ROLFE CHRISTOPHER C officer: Grp Exec & Chief Admin Officer officer: Grp Exec & Chief Admin..	LTIP Phantom Stock Grant Feb 2005	2,334	N/A	N/A
Option	28 Feb 2007	RHODES JAMES T director director	Common Stock	364	N/A	N/A
Option	28 Feb 2007	BERNHARDT GEORGE ALEXANDER SR director director	Phantom Stock DSP II	364	N/A	N/A
Option	28 Feb 2007	MC COLLUM WILLIAM R JR officer: Grp Exec;Chief Reg Gen Off.. officer: Grp Exec;Chief Reg Gen..	LTIP Phantom Stock Grant Feb 2005	824	N/A	N/A
Option	28 Feb 2007	BERNHARDT GEORGE ALEXANDER SR director director	LTIP Phantom Stock Grant Feb 2005	364	N/A	N/A
Option	28 Feb 2007	HAUSER DAVID L officer: Grp Exec & CFO officer: Grp Exec & CFO	LTIP Phantom Stock Grant Feb 2005	4,742	N/A	N/A
Option	28 Feb 2007	HAUSER DAVID L officer: Grp Exec & CFO officer: Grp Exec & CFO	Phantom Stock ESP II	4,742	N/A	N/A
Option	28 Feb 2007	SHAW RUTH G officer: Exec Adv to Chairman,Pres&CEO officer: Exec Adv to Chairman,P..	Common Stock	4,652	N/A	N/A
Option	28 Feb 2007	SHAW RUTH G officer: Exec Adv to Chairman,Pres&CEO officer: Exec Adv to Chairman,P..	LTIP Phantom Stock Grant Feb 2005	4,652	N/A	N/A
Option	28 Feb 2007	YOUNG STEVEN K officer: EVP & CFO officer: EVP & CFO	Common Stock	820	N/A	N/A
Option	28 Feb 2007	YOUNG STEVEN K officer: EVP & CFO officer: EVP & CFO	LTIP Phantom Stock Grant Feb 2005	820	N/A	N/A
Option	28 Feb 2007	OCONNOR THOMAS C officer: GrpExec&Pres, Commercial Bus officer: GrpExec&Pres, Commerci..	Common Stock	3,284	N/A	N/A
Option	28 Feb 2007	TRENT KEITH officer: EVPGridSolution;PresMidwest&FL officer: EVPGridSolution;PresMi..	LTIP Phantom Stock Grant Feb 2005	1,742	N/A	N/A
Option	28 Feb 2007	TRENT KEITH officer: EVPGridSolution;PresMidwest&FL officer: EVPGridSolution;PresMi..	Phantom Stock ESP II	1,742	N/A	N/A
Option	24 Feb 2007	RHODES JAMES T director director	Common Stock	300	N/A	N/A
Option	24 Feb 2007	BERNHARDT GEORGE ALEXANDER SR director director	Phantom Stock DSP II	300	N/A	N/A
Option	24 Feb 2007	BERNHARDT GEORGE ALEXANDER SR director director	LTIP Phantom Stock Grant Feb 2004	300	N/A	N/A
Option	24 Feb 2007	GRAY ANN MAYNARD director director	LTIP Phantom Stock Grant Feb 2004	300	N/A	N/A
Option	24 Feb 2007	GRAY ANN MAYNARD director director	Common Stock	300	N/A	N/A
Option	24 Feb 2007	RHODES JAMES T director director	LTIP Phantom Stock Grant Feb 2004	300	N/A	N/A
Option	22 Feb 2007	SHAW RUTH G officer: Exec Adv to Chairman,Pres&CEO officer: Exec Adv to Chairman,P..	LTIP Phantom Stock Grant Feb 2004	17,550	N/A	N/A
Option	22 Feb 2007	MC COLLUM WILLIAM R JR officer: Grp Exec;Chief Reg Gen Off.. officer: Grp Exec;Chief Reg Gen..	LTIP Phantom Stock Grant Feb 2004	3,108	N/A	N/A
Option	22 Feb 2007	ROLFE CHRISTOPHER C officer: Grp Exec & Chief Admin Officer officer: Grp Exec & Chief Admin..	LTIP Phantom Stock Grant Feb 2004	2,854	N/A	N/A
Option	22 Feb 2007	ROLFE CHRISTOPHER C officer: Grp Exec & Chief Admin Officer officer: Grp Exec & Chief Admin..	Common Stock	19,124	N/A	N/A
Option	22 Feb 2007	OCONNOR THOMAS C officer: GrpExec&Pres, Commercial Bus officer: GrpExec&Pres, Commerci..	Common Stock	27,786	N/A	N/A
Option	22 Feb 2007	BARRON HENRY B JR officer: Grp Exec;Chief Nuclear Officer officer: Grp Exec;Chief Nuclear..	LTIP Phantom Stock Grant Feb 2004	6,204	N/A	N/A

Showing 850 to 900 of 984 results.

Insider trading

Monitoring trades made by the management members or major shareholders of companies may help create a sharper picture of what is happening inside the companies. Base your decisions on buys or sells of the people involved and do the right thing at the right time.

Who is insider?

Every director or senior officer, as well as any other entity or individual owning more than 10% of the company’s shares on the stock market, is called an insider. Such people or entities are allowed to buy/sell the company's shares under strictly controlled conditions. Key premise here is that none of them can make trades based on non-public information about the company.

Duke Energy Insider trading & Transactions

Insider trading

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Duke Energy
Insider trading & Transactions