Duke Energy
Insider trading & Transactions

Last updated:

Transaction Date Insider Security Shares Price per share Total value Source
Option
MC COLLUM WILLIAM R JR officer: Grp Exec;Chief Reg Gen..
Common Stock 9,018 N/A N/A
Option
TRENT KEITH officer: EVPGridSolution;PresMi..
LTIP Phantom Stock Grant Feb 2004 2,412 N/A N/A
Option
TRENT KEITH officer: EVPGridSolution;PresMi..
Common Stock 6,999 N/A N/A
Option
SHAW RUTH G officer: Exec Adv to Chairman,P..
Common Stock 50,893 N/A N/A
Option
HAUSER DAVID L officer: Grp Exec & CFO
Common Stock 36,649 N/A N/A
Option
BARRON HENRY B JR officer: Grp Exec;Chief Nuclear..
Common Stock 17,996 N/A N/A
Option
HAUSER DAVID L officer: Grp Exec & CFO
LTIP Phantom Stock Grant Feb 2004 12,636 N/A N/A
Option
ROLFE CHRISTOPHER C officer: Grp Exec & Chief Admin..
Performance Shares 16,270 N/A N/A
Option
YOUNG STEVEN K officer: EVP & CFO
Common Stock 7,169 N/A N/A
Option
OCONNOR THOMAS C officer: GrpExec&Pres, Commerci..
LTIP Phantom Stock Grant Feb 2004 9,582 N/A N/A
Option
YOUNG STEVEN K officer: EVP & CFO
LTIP Phantom Stock Grant Feb 2004 2,472 N/A N/A
Purchase
HANCE JAMES H JR director
Common Stock 766 N/A N/A
Purchase
RHODES JAMES T director
Common Stock 927 N/A N/A
Option
ROGERS JAMES E director
Stock Option (Right to buy) 583,233 $23.64 $13,786,462
Option
ROGERS JAMES E director
Common Stock 799,449 $24.24 $19,377,045
Sale
OCONNOR THOMAS C officer: GrpExec&Pres, Commerci..
Common Stock 31,000 $31.52 $976,965
Option
OCONNOR THOMAS C officer: GrpExec&Pres, Commerci..
Common Stock 31,000 $13.77 $426,870
Option
OCONNOR THOMAS C officer: GrpExec&Pres, Commerci..
Stock Option (Right to Buy) 31,000 $13.77 $426,870
Sale
BARRON HENRY B JR officer: Grp Exec;Chief Nuclear..
Common Stock 500 $31.61 $15,805
Purchase
AGNELLI ROGER director
Common Stock 118 N/A N/A
Purchase
RHODES JAMES T director
Common Stock 471 N/A N/A
Purchase
HANCE JAMES H JR director
Common Stock 328 N/A N/A
Sale
SHAW RUTH G officer: Exec Adv to Chairman,P..
Common Stock 10,000 $29.55 $295,450
Option
OCONNOR THOMAS C officer: GrpExec&Pres, Commerci..
Phantom Stock (Chairman's Award August 1999) 9,333 N/A N/A
Option
SHAW RUTH G officer: Exec Adv to Chairman,P..
Phantom Stock (Chairman's Award August 1999) 18,667 N/A N/A
Option
GOOD LYNN J director, officer: Chairman, Pr..
Stock Option (Right to buy) 27,425 $21.95 $601,869
Option
YOUNG STEVEN K officer: EVP & CFO
Common Stock 8,000 N/A N/A
Option
FOWLER FRED J officer: GrpExec&Pres - Duke En..
Phantom Stock (Chairman's Award August 1999) 40,000 N/A N/A
Option
HAUSER DAVID L officer: Grp Exec & CFO
Phantom Stock (Chairman's Award August 1999) 12,000 N/A N/A
Option
SHAW RUTH G officer: Exec Adv to Chairman,P..
Common Stock 18,667 N/A N/A
Option
OCONNOR THOMAS C officer: GrpExec&Pres, Commerci..
Common Stock 9,333 N/A N/A
Option
GOOD LYNN J director, officer: Chairman, Pr..
Common Stock 27,425 $21.95 $601,869
Option
MOGG JIM W officer: Advisor to the Chairman
Common Stock 24,000 N/A N/A
Sale
GOOD LYNN J director, officer: Chairman, Pr..
Common Stock 23,772 $29.98 $712,685
Sale
HENDRIX DENNIS R director
Common Stock 7,500 $30 $225,000
Option
YOUNG STEVEN K officer: EVP & CFO
Phantom Stock (Chairman's Award August 1999) 8,000 N/A N/A
Option
MOGG JIM W officer: Advisor to the Chairman
Phantom Stock (Chairman's Award August 1999) 24,000 N/A N/A
Sale
HENDRIX DENNIS R director
Common Stock 5,000 $30 $150,000
Option
TURNER JAMES L officer: Grp Exec, Pres & COO U..
Stock Option (Right to buy) 39,824 $18.49 $736,346
Option
TURNER JAMES L officer: Grp Exec, Pres & COO U..
Common Stock 100,816 $17.85 $1,799,062
Sale
TURNER JAMES L officer: Grp Exec, Pres & COO U..
Common Stock 80,540 $29.63 $2,386,078
Purchase
HANCE JAMES H JR director
Common Stock 544 N/A N/A
Purchase
RHODES JAMES T director
Common Stock 661 N/A N/A
Purchase
AGNELLI ROGER director
Common Stock 204 N/A N/A
Sale
BROWNING MICHAEL G director
Common Stock 19,907 $28.03 $557,953
Sale
COX PHILLIP R director
Common Stock 14,510 $28.03 $406,686
Option
COX PHILLIP R director
Common Stock 15,600 $15.26 $238,118
Option
BROWNING MICHAEL G director
Stock Option (Right to buy) 15,600 $15.26 $238,118
Sale
MANLY MARC E officer: EVP&Pres, Commercial P..
Common Stock 143,264 $28.27 $4,050,217
Option
COX PHILLIP R director
Stock Option (Right to buy) 15,600 $15.26 $238,118

Insider trading

Monitoring trades made by the management members or major shareholders of companies may help create a sharper picture of what is happening inside the companies. Base your decisions on buys or sells of the people involved and do the right thing at the right time.

Who is insider?

Every director or senior officer, as well as any other entity or individual owning more than 10% of the company’s shares on the stock market, is called an insider. Such people or entities are allowed to buy/sell the company's shares under strictly controlled conditions. Key premise here is that none of them can make trades based on non-public information about the company.