Sale
CLAYTON SHARON 10 percent owner 10 percent owner
Equus Total Return, Inc. 66,126 $3.69 $244,005 Sale
MOORE ANTHONY R 10 percent owner 10 percent owner
Equus Total Return, Inc. 62,104 $3.69 $229,164 Sale
MOORE ANTHONY R 10 percent owner 10 percent owner
Equus Total Return Inc. 4,022 $3.69 $14,841 Sale
MOORE, CLAYTON & CO., INC. director director
Equus Total Return, Inc. 66,126 $3.69 $244,005 Sale
DENOS KENNETH I director, officer: Secretary director, officer: Secretary
Equus Total Return, Inc. 37,086 $3.69 $136,847 Sale
DENOS KENNETH I director, officer: Secretary director, officer: Secretary
Equus total Return, Inc. 6,998 $3.69 $25,823 Purchase
KNAUSS ROBERT L director director
Common Stock 2,000 $2.56 $5,120 Purchase
KNAUSS ROBERT L director director
Common Stock 2,000 $4.2 $8,400 Purchase
FLANAGAN GREGORY J director director
Common Stock 1,150 $4.29 $4,934 Purchase
FLANAGAN GREGORY J director director
Common Stock 1,150 $4.29 $4,934 Sale
CLAYTON SHARON 10 percent owner 10 percent owner
Common Stock 423,960 $7.11 $3,014,356 Sale
MOORE ANTHONY R 10 percent owner 10 percent owner
Common Stock 423,960 $7.11 $3,014,356 Sale
MOORE, CLAYTON & CO., INC. director director
Common Stock 423,960 $7.11 $3,014,356 Sale
DENOS KENNETH I director, officer: Secretary director, officer: Secretary
Common Stock 423,960 $7.11 $3,014,356 Purchase
DOUGLASS PAULA TERRY 10 percent owner 10 percent owner
Common Stock 1,475 $6.95 $10,251 Purchase
DOUGLASS SAM P 10 percent owner 10 percent owner
Common Stock 1,475 $6.95 $10,251 Purchase
DOUGLASS PAULA TERRY 10 percent owner 10 percent owner
Common Stock 5,200 $6.95 $36,156 Purchase
DOUGLASS SAM P 10 percent owner 10 percent owner
Common Stock 5,200 $6.95 $36,156 Purchase
DOUGLASS PAULA TERRY 10 percent owner 10 percent owner
Common Stock 800 $6.75 $5,400 Purchase
DOUGLASS SAM P 10 percent owner 10 percent owner
Common Stock 800 $6.84 $5,470 Purchase
DOUGLASS SAM P 10 percent owner 10 percent owner
Common Stock 1,000 $6.92 $6,924 Purchase
DOUGLASS PAULA TERRY 10 percent owner 10 percent owner
Common Stock 1,000 $6.75 $6,750 Purchase
DOUGLASS SAM P 10 percent owner 10 percent owner
Common Stock 33,000 $6.36 $209,913 Purchase
DOUGLASS PAULA TERRY 10 percent owner 10 percent owner
Common Stock 33,000 $6.31 $208,362 Purchase
FLANAGAN GREGORY J director director
Common Stock 3,000 $6.1 $18,300 Purchase
DOUGLASS PAULA TERRY 10 percent owner 10 percent owner
Common Stock 2,900 $6 $17,400 Purchase
DOUGLASS SAM P 10 percent owner 10 percent owner
Common Stock 2,900 $6 $17,400 Sale
DENOS KENNETH I director, officer: Secretary director, officer: Secretary
Equus Total Return Inc. 189,716 $1,266,355 $240,247,805,180 Sale
MOORE, CLAYTON & CO., INC. director director
Equus Total Return, Inc. 189,716 $1,266,355 $240,247,805,180 Sale
MOORE ANTHONY R 10 percent owner 10 percent owner
Equus Total Return, Inc. 189,716 $1,266,355 $240,247,805,180 Sale
CLAYTON SHARON 10 percent owner 10 percent owner
Equus Total Return, Inc. 189,716 $1,266,355 $240,247,805,180 Sale
FEINSILVER ALAN D director director
Common Stock 6,955 $8.82 $61,364 Purchase
FLANAGAN GREGORY J director director
Common Stock 2,733 $7.2 $19,678 Sale
FLANAGAN GREGORY J director director
Common Stock 1,289 $7.15 $9,216 Purchase
TUGGLE FRANCIS D DR director director
Common Stock 80 $7.43 $594 Purchase
MOORE, CLAYTON & CO., INC. director director
Common Stock 315,000 $7.08 $2,230,200 Purchase
MOORE ANTHONY R 10 percent owner 10 percent owner
Common Stock 315,000 $7.08 $2,230,200 Purchase
CLAYTON SHARON 10 percent owner 10 percent owner
Common Stock 315,000 $7.08 $2,230,200 Purchase
MCC EUROPE LTD 10 percent owner 10 percent owner
Common Stock 315,000 $7.08 $2,230,200 Purchase
MCC EUROPE LTD 10 percent owner 10 percent owner
Common Stock 517,158 $9.9 $5,119,864 Purchase
CLAYTON SHARON 10 percent owner 10 percent owner
Common Stock 666,763 $9.9 $6,600,954 Purchase
MOORE, CLAYTON & CO., INC. director director
Common Stock 666,763 $9.9 $6,600,954 Purchase
MOORE ANTHONY R 10 percent owner 10 percent owner
Common Stock 666,763 $9.9 $6,600,954 Purchase
MCC EUROPE LTD 10 percent owner 10 percent owner
Common Stock 149,605 $9.9 $1,481,090 Purchase
BOYD CHARLES M director director
Common Stock 800 $9.3 $7,440 Purchase
WALSH JAMES M director director
Common Stock 1,000 $9.25 $9,250 Purchase
WALSH JAMES M director director
Common Stock 500 $8.7 $4,350 Purchase
WALSH JAMES M director director
Common Stock 500 $8.7 $4,350 Purchase
KNAUSS ROBERT L director director
Common Stock 1,000 $8.7 $8,700 Option
TUGGLE FRANCIS D DR director director
Common Stock 6,400 $8.06 $51,603