Equus Total Return
Insider trading & Transactions

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Transaction Date Insider Security Shares Price per share Total value Source
Option
TUGGLE FRANCIS D DR director
 Incentive Stock Options (right to buy) 2,000 $7.43 $14,860
Sale
TUGGLE FRANCIS D DR director
 Common Stock 6,400 $8.06 $51,603
Option
STORMS JOHN W director
 Common Stock 6,600 $7.43 $49,038
Option
WALTERS JAMES PHILIP officer: Vice President, Contro..
 Common Stock 50,000 $7.69 $384,500
Option
WALTERS JAMES PHILIP officer: Vice President, Contro..
 Incentive Stock Options (right to buy) 50,000 $7.69 $384,500
Sale
WALTERS JAMES PHILIP officer: Vice President, Contro..
 Common Stock 50,000 $7.69 $384,500
Sale
DOUGLASS SAM P 10 percent owner
 Common Stock 237,600 $7.69 $1,827,144
Option
DOUGLASS SAM P 10 percent owner
 Common Stock 475,200 $7.69 $3,654,288
Option
WILLIAMS EDWARD E director
 Common Stock 6,600 $7.43 $49,038
Sale
STORMS JOHN W director
 Common Stock 6,600 $7.43 $49,038
Option
STORMS JOHN W director
 Incentive Stock Options (right to buy) 2,200 $7.43 $16,346
Option
PETERSEN GARY R director
 Common Stock 6,600 $7.43 $49,038
Sale
PETERSEN GARY R director
 Common Stock 6,600 $7.43 $49,038
Option
PETERSEN GARY R director
 Incentive Stock Options (right to buy) 2,200 $7.43 $16,346
Option
LEHMANN NOLAN director, officer: President
 Common Stock 202,700 $7.69 $1,558,763
Sale
LEHMANN NOLAN director, officer: President
 Common Stock 202,700 $7.69 $1,558,763
Option
LEHMANN NOLAN director, officer: President
 Incentive Stock Options (right to buy) 202,700 $7.69 $1,558,763
Sale
FORBES GARY L officer: Vice President
 Common Stock 198,000 $7.69 $1,522,620
Option
NICODEMUS HARRY O IV officer: Vice President, CFO
 Incentive Stock Options (right to buy) 140,000 $8.04 $1,124,900
Option
NICODEMUS HARRY O IV officer: Vice President, CFO
 Common Stock 140,000 $8.04 $1,124,900
Sale
NICODEMUS HARRY O IV officer: Vice President, CFO
 Common Stock 140,000 $8.04 $1,124,900
Sale
ORVIETO BRAD director
 Common Stock 2,200 $7.72 $16,984
Option
ORVIETO BRAD director
 Incentive Stock Options (right to buy) 2,200 $7.72 $16,984
Option
ORVIETO BRAD director
 Common Stock 2,200 $7.72 $16,984
Option
WILLIAMS EDWARD E director
 Incentive Stock Options (right to buy) 2,200 $7.43 $16,346
Sale
WILLIAMS EDWARD E director
 Common Stock 6,600 $7.43 $49,038
Option
FLANAGAN GREGORY J director
 Common Stock 6,600 $7.8 $51,480
Sale
FLANAGAN GREGORY J director
 Common Stock 6,600 $7.8 $51,480
Option
FLANAGAN GREGORY J director
 Incentive Stock Options (right to buy) 2,200 $7.8 $17,160
Sale
KNAUSS ROBERT L director
 Common Stock 6,600 $7.43 $49,038
Option
KNAUSS ROBERT L director
 Common Stock 6,600 $7.43 $49,038
Option
KNAUSS ROBERT L director
 Incentive Stock Options (right to buy) 2,200 $7.43 $16,346
Option
TUGGLE FRANCIS D DR director
 Common Stock 6,400 $8.06 $51,603
Option
DOUGLASS SAM P 10 percent owner
 Common Stock 237,600 $7.69 $1,827,144
Option
LEHMANN NOLAN director, officer: President
 Incentive Stock Options (right to buy) 12,500 $7.69 $96,125
Option
LEHMANN NOLAN director, officer: President
 Common Stock 12,500 $7.69 $96,125
Sale
DOUGLASS SAM P 10 percent owner
 Common Stock 227 $7.92 $1,798
Purchase
ORVIETO BRAD director
 Common Stock, par value $0.001 per share 1,000 $8.85 $8,850
Purchase
TUGGLE FRANCIS D DR director
 Common Stock 100 $8.6 $860

Showing 150 to 189 of 189 results.

Insider trading

Monitoring trades made by the management members or major shareholders of companies may help create a sharper picture of what is happening inside the companies. Base your decisions on buys or sells of the people involved and do the right thing at the right time.

Who is insider?

Every director or senior officer, as well as any other entity or individual owning more than 10% of the company’s shares on the stock market, is called an insider. Such people or entities are allowed to buy/sell the company's shares under strictly controlled conditions. Key premise here is that none of them can make trades based on non-public information about the company.

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