Purchase
INVESCO LTD. 10 percent owner 10 percent owner
Common stock 2,222,222 $4.5 $9,999,999 Purchase
PDL BIOPHARMA, INC. 10 percent owner 10 percent owner
Common Stock 6,666,667 $4.5 $30,000,002 Sale
KAMDAR KIM P. director, 10 percent owner director, 10 percent owner
Common Stock 655 $5.07 $3,321 Purchase
INVESCO LTD. 10 percent owner 10 percent owner
Warrants 212,765 $5.2 $1,106,378 Purchase
INVESCO LTD. 10 percent owner 10 percent owner
Common stock 425,531 $2.64 $1,123,402 Purchase
BARRANS RUSSELL officer: Chief Commercial Officer officer: Chief Commercial Officer
Common Stock 279 $3.55 $990 Purchase
FITZPATRICK ALEXANDER A officer: General Counsel and Secre.. officer: General Counsel and Se..
Common Stock 500 $2.27 $1,135 Purchase
FITZPATRICK ALEXANDER A officer: General Counsel and Secre.. officer: General Counsel and Se..
Common Stock 4,500 $2.2 $9,900 Purchase
CULWELL KELLY officer: Chief Medical Officer officer: Chief Medical Officer
Common Stock 3,000 $2.24 $6,720 Purchase
LYNCH THOMAS G director director
Common Stock 68,929 $2.33 $160,605 Purchase
LYNCH THOMAS G director director
Common Stock 31,071 $2.1 $65,249 Purchase
BARRANS RUSSELL officer: Chief Commercial Officer officer: Chief Commercial Officer
Common Stock 3,715 $1.98 $7,356 Purchase
PELLETIER SAUNDRA L director, officer: Chief Executive Off.. director, officer: Chief Execut..
Common Stock 10,000 $2.11 $21,100 Option
LYNCH THOMAS G director director
Restricted Stock Units 75,000 N/A N/A Option
LYNCH THOMAS G director director
Common Stock 75,000 N/A N/A Purchase
INVESCO LTD. 10 percent owner 10 percent owner
Warrants 2,127,659 $7.5 $15,957,443 Purchase
INVESCO LTD. 10 percent owner 10 percent owner
Common stock, Par value $0.0001 per share 2,127,659 $7.5 $15,957,443 Option
DEMSKI MARTHA J director director
Stock Option (Right to Buy) 16,393 $1.13 $18,524 Option
DEMSKI MARTHA J director director
Common Stock 16,393 $1.13 $18,524 Sale
ALTA PARTNERS VIII, L.P. other: Former 10% Owner other: Former 10% Owner
Common Stock 250,000 $1.44 $360,000 Sale
ALTA PARTNERS VIII, L.P. other: Former 10% Owner other: Former 10% Owner
Common Stock 493,654 $1.53 $755,291 Sale
ALTA PARTNERS VIII, L.P. other: Former 10% Owner other: Former 10% Owner
Common Stock 54,333 $1.59 $86,389 Sale
LOCKE KENNETH W officer: Chief Scientific Officer officer: Chief Scientific Officer
Common Stock 598 $1.26 $753 Sale
KNUDSON SUSAN A. officer: Chief Financial Officer officer: Chief Financial Officer
Common Stock 1,005 $1.26 $1,266 Sale
ALTA PARTNERS VIII, L.P. other: Former 10% Owner other: Former 10% Owner
Common Stock 529,261 $1.44 $762,136 Option
LOCKE KENNETH W officer: Chief Scientific Officer officer: Chief Scientific Officer
Stock Option (Right to Buy) 6,098 $0.61 $3,720 Sale
LOCKE KENNETH W officer: Chief Scientific Officer officer: Chief Scientific Officer
Common Stock 6,098 $8.3 $50,619 Option
LOCKE KENNETH W officer: Chief Scientific Officer officer: Chief Scientific Officer
Common Stock 6,098 $8.3 $50,619 Option
KEMMERER CHRISTOPHER officer: VP, Pharma Dev & Manufacturing officer: VP, Pharma Dev & Manuf..
Stock Option (Right to Buy) 1,000 $1.34 $1,342 Option
KEMMERER CHRISTOPHER officer: VP, Pharma Dev & Manufacturing officer: VP, Pharma Dev & Manuf..
Common Stock 1,000 $1.34 $1,342 Sale
KEMMERER CHRISTOPHER officer: VP, Pharma Dev & Manufacturing officer: VP, Pharma Dev & Manuf..
Common Stock 1,000 $1.34 $1,342 Sale
KNUDSON SUSAN A. officer: Chief Financial Officer officer: Chief Financial Officer
Common Stock 3,000 $1.22 $3,660 Option
KNUDSON SUSAN A. officer: Chief Financial Officer officer: Chief Financial Officer
Stock Option (Right to Buy) 3,000 $1.22 $3,660 Option
KNUDSON SUSAN A. officer: Chief Financial Officer officer: Chief Financial Officer
Common Stock 3,000 $1.22 $3,660 Option
KEMMERER CHRISTOPHER officer: VP, Pharma Dev & Manufacturing officer: VP, Pharma Dev & Manuf..
Stock Option (Right to Buy) 2,000 $1.28 $2,562 Option
KEMMERER CHRISTOPHER officer: VP, Pharma Dev & Manufacturing officer: VP, Pharma Dev & Manuf..
Common Stock 1,000 $1.22 $1,220 Sale
KEMMERER CHRISTOPHER officer: VP, Pharma Dev & Manufacturing officer: VP, Pharma Dev & Manuf..
Common Stock 1,000 $1.22 $1,220 Option
KEMMERER CHRISTOPHER officer: VP, Pharma Dev & Manufacturing officer: VP, Pharma Dev & Manuf..
Common Stock (Right to Buy) 10,848 $1.22 $13,235 Option
KEMMERER CHRISTOPHER officer: VP, Pharma Dev & Manufacturing officer: VP, Pharma Dev & Manuf..
Common Stock 10,848 $1.22 $13,235 Purchase
MAHAFFEY GEORGE W director, officer: President and CEO director, officer: President an..
Common Stock 1,000 $7.76 $7,757 Option
DOMAIN PARTERS VII L P 10 percent owner 10 percent owner
Common Stock 515,790 $8.54 $4,404,847 Option
DP VII ASSOCIATES LP 10 percent owner 10 percent owner
Common Stock 8,794 $8.54 $75,101 Purchase
GORBACHEV MAXIM director director
Common Stock 70,000 $14 $980,000 Sale
JANNEY DANIEL other: Former 10% Owner other: Former 10% Owner
Common Stock 149,286 $14 $2,090,004 Purchase
JANNEY DANIEL other: Former 10% Owner other: Former 10% Owner
Common Stock 70,000 $14 $980,000 Purchase
DOMAIN PARTERS VII L P 10 percent owner 10 percent owner
Common Stock 140,000 $14 $1,960,000 Option
DOMAIN PARTERS VII L P 10 percent owner 10 percent owner
Series B-2 Preferred Stock Warrant (Right to Buy) 92,105 $8.54 $786,577 Option
DP VII ASSOCIATES LP 10 percent owner 10 percent owner
Series B-2 Preferred Stock Warrant (Right to Buy) 1,570 $8.54 $13,408 Purchase
RMI INVESTMENTS S.A.R.L. 10 percent owner 10 percent owner
Common Stock 70,000 $14 $980,000 Sale
JANNEY DANIEL other: Former 10% Owner other: Former 10% Owner
Common Stock 149,286 $14 $2,090,004