Purchase
PERCEPTIVE ADVISORS LLC 10 percent owner 10 percent owner
Common Stock 85,275 $4.82 $411,026 Purchase
PERCEPTIVE ADVISORS LLC 10 percent owner 10 percent owner
Common Stock 189,500 $4.51 $854,835 Option
QUIMI DAPHNE officer: Chief Financial Officer officer: Chief Financial Officer
Stock Options (right to buy) 2,858 $2.45 $7,002 Option
QUIMI DAPHNE officer: Chief Financial Officer officer: Chief Financial Officer
Common stock 2,858 $2.45 $7,002 Sale
QUIMI DAPHNE officer: Chief Financial Officer officer: Chief Financial Officer
Common stock 5,688 $8 $45,504 Sale
DO HUNG officer: Chief Science Officer officer: Chief Science Officer
Common Stock 25,000 $7 $175,000 Sale
DO HUNG officer: Chief Science Officer officer: Chief Science Officer
Common Stock 25,000 $7.25 $181,250 Option
BAIRD WILLIAM D III officer: Chief Financial Officer officer: Chief Financial Officer
Stock Options (right to buy) 3,500 $2.45 $8,575 Option
BAIRD WILLIAM D III officer: Chief Financial Officer officer: Chief Financial Officer
Common Stock 3,500 $2.45 $8,575 Sale
BAIRD WILLIAM D III officer: Chief Financial Officer officer: Chief Financial Officer
Common Stock 20,500 $5.23 $107,154 Sale
DO HUNG officer: Chief Science Officer officer: Chief Science Officer
Common Stock 25,000 $7 $175,000 Sale
PERCEPTIVE ADVISORS LLC 10 percent owner 10 percent owner
Common Stock 1,100,000 $6.81 $7,491,000 Sale
DO HUNG officer: Chief Science Officer officer: Chief Science Officer
Common Stock 25,000 $7 $175,000 Sale
BARTH JAY officer: Chief Medical Officer officer: Chief Medical Officer
Common Stock 10,458 N/A N/A Sale
BARTH JAY officer: Chief Medical Officer officer: Chief Medical Officer
Common Stock 20,916 $7 $146,412 Purchase
REDMILE GROUP, LLC 10 percent owner 10 percent owner
Common Stock, Par Value $0.01 66,300 $7.2 $477,360 Purchase
ROSENBERG ELLEN officer: Chief Legal Officer officer: Chief Legal Officer
Common Stock 15,000 $7.67 $115,050 Option
QUIMI DAPHNE officer: Chief Financial Officer officer: Chief Financial Officer
Common stock 25,000 $9.03 $225,750 Option
BAIRD WILLIAM D III officer: Chief Financial Officer officer: Chief Financial Officer
Common stock 50,000 $9.03 $451,500 Option
CAMPBELL BRADLEY L director, officer: Chief Operating Offi.. director, officer: Chief Operat..
Restricted stock units 50,000 $9.03 $451,500 Option
CAMPBELL BRADLEY L director, officer: Chief Operating Offi.. director, officer: Chief Operat..
Common stock 50,000 $9.03 $451,500 Option
BAIRD WILLIAM D III officer: Chief Financial Officer officer: Chief Financial Officer
Restricted stock units 50,000 $9.03 $451,500 Option
QUIMI DAPHNE officer: Chief Financial Officer officer: Chief Financial Officer
Restricted stock units 25,000 $9.03 $225,750 Option
PEIST KENNETH officer: VP, Legal & IP officer: VP, Legal & IP
Common stock 25,000 $9.03 $225,750 Option
PEIST KENNETH officer: VP, Legal & IP officer: VP, Legal & IP
Restricted stock units 25,000 $9.03 $225,750 Option
BARTH JAY officer: Chief Medical Officer officer: Chief Medical Officer
Common stock 25,000 $9.03 $225,750 Option
BARTH JAY officer: Chief Medical Officer officer: Chief Medical Officer
Restricted stock units 25,000 $9.03 $225,750 Purchase
MCGLYNN MARGARET G director director
Common Stock 10,000 $10.27 $102,660 Option
CROWLEY JOHN F director, officer: Chairman & CEO director, officer: Chairman & CEO
Stock Options (right to buy) 13,193 $6.45 $85,095 Option
CROWLEY JOHN F director, officer: Chairman & CEO director, officer: Chairman & CEO
Common Stock 13,193 $6.45 $85,095 Purchase
PERCEPTIVE ADVISORS LLC 10 percent owner 10 percent owner
Common Stock 50,000 $6.27 $313,500 Purchase
PERCEPTIVE ADVISORS LLC 10 percent owner 10 percent owner
Common Stock 250,000 $6.43 $1,606,750 Purchase
PERCEPTIVE ADVISORS LLC 10 percent owner 10 percent owner
Common Stock 500,000 $6.76 $3,380,000 Option
QUIMI DAPHNE officer: Chief Financial Officer officer: Chief Financial Officer
Common stock 11,250 $2.45 $27,563 Sale
PEIST KENNETH officer: VP, Legal & IP officer: VP, Legal & IP
Common stock 10,000 $6.45 $64,500 Sale
QUIMI DAPHNE officer: Chief Financial Officer officer: Chief Financial Officer
Common stock 11,250 $2.45 $27,563 Option
PEIST KENNETH officer: VP, Legal & IP officer: VP, Legal & IP
Stock Options (right to buy) 10,000 $6.45 $64,500 Option
PEIST KENNETH officer: VP, Legal & IP officer: VP, Legal & IP
Common stock 10,000 $6.45 $64,500 Option
QUIMI DAPHNE officer: Chief Financial Officer officer: Chief Financial Officer
Stock Options (right to buy) 11,250 $2.45 $27,563 Option
CAMPBELL BRADLEY L director, officer: Chief Operating Offi.. director, officer: Chief Operat..
Stock Options (right to buy) 12,584 $4.16 $52,349 Option
BAIRD WILLIAM D III officer: Chief Financial Officer officer: Chief Financial Officer
Common stock 15,236 $16.78 $255,630 Option
CAMPBELL BRADLEY L director, officer: Chief Operating Offi.. director, officer: Chief Operat..
Common stock 13,001 $16.78 $218,209 Sale
CAMPBELL BRADLEY L director, officer: Chief Operating Offi.. director, officer: Chief Operat..
Common stock 13,001 $16.78 $218,209 Sale
BAIRD WILLIAM D III officer: Chief Financial Officer officer: Chief Financial Officer
Common stock 15,236 $16.78 $255,630 Option
BAIRD WILLIAM D III officer: Chief Financial Officer officer: Chief Financial Officer
Stock Options (right to buy) 15,236 $1.18 $17,933 Sale
DO HUNG officer: Chief Science Officer officer: Chief Science Officer
Common Stock 25,000 $17.75 $443,675 Sale
QUIMI DAPHNE officer: Chief Financial Officer officer: Chief Financial Officer
Common stock 2,500 N/A N/A Sale
CROWLEY JOHN F director, officer: Chairman & CEO director, officer: Chairman & CEO
Common Stock 16,025 $5.96 $95,509 Option
CROWLEY JOHN F director, officer: Chairman & CEO director, officer: Chairman & CEO
Stock Options (right to buy) 16,025 $5.96 $95,509 Option
CROWLEY JOHN F director, officer: Chairman & CEO director, officer: Chairman & CEO
Common Stock 16,025 $5.96 $95,509