Hercules Capital
Insider trading & Transactions

Last updated: 23 Dec 2014

Transaction	Date	Insider	Security	Shares	Price per share	Total value
Sale	23 Dec 2014	BARON JESSICA T officer: CFO officer: CFO	Common Stock	2,000	N/A	N/A
Sale	19 Dec 2014	BLUESTEIN SCOTT officer: Chief Executive Officer officer: Chief Executive Officer	Common Stock	6,000	N/A	N/A
Sale	19 Dec 2014	HENRIQUEZ MANUEL A director director	Common Stock	43,132	N/A	N/A
Sale	18 Dec 2014	HENRIQUEZ MANUEL A director director	Common Stock	50,000	N/A	N/A
Sale	10 Dec 2014	BARON JESSICA T officer: CFO officer: CFO	Common Stock	2,000	N/A	N/A
Sale	1 Dec 2014	SHAH PARAG officer: Senior Managing Director officer: Senior Managing Director	Common Stock	22,500	N/A	N/A
Sale	24 Nov 2014	BARON JESSICA T officer: CFO officer: CFO	Common Stock	2,000	N/A	N/A
Sale	19 Nov 2014	SHAH PARAG officer: Senior Managing Director officer: Senior Managing Director	Common Stock	22,500	N/A	N/A
Sale	3 Nov 2014	BLUESTEIN SCOTT officer: Chief Executive Officer officer: Chief Executive Officer	Common Stock	6,000	N/A	N/A
Sale	23 Oct 2014	BARON JESSICA T officer: CFO officer: CFO	Common Stock	2,000	N/A	N/A
Option	20 Oct 2014	BLUESTEIN SCOTT officer: Chief Executive Officer officer: Chief Executive Officer	Common Stock	95,539	N/A	N/A
Sale	1 Oct 2014	SHAH PARAG officer: Senior Managing Director officer: Senior Managing Director	Common Stock	22,500	N/A	N/A
Sale	1 Oct 2014	BLUESTEIN SCOTT officer: Chief Executive Officer officer: Chief Executive Officer	Common Stock	6,000	N/A	N/A
Sale	23 Sep 2014	BARON JESSICA T officer: CFO officer: CFO	Common Stock	2,000	N/A	N/A
Sale	12 Sep 2014	HENRIQUEZ MANUEL A director director	Common Stock	41,962	N/A	N/A
Sale	11 Sep 2014	HENRIQUEZ MANUEL A director director	Common Stock	8,038	N/A	N/A
Sale	2 Sep 2014	SHAH PARAG officer: Senior Managing Director officer: Senior Managing Director	Common Stock	33,000	N/A	N/A
Sale	2 Sep 2014	BLUESTEIN SCOTT officer: Chief Executive Officer officer: Chief Executive Officer	Common Stock	6,000	N/A	N/A
Sale	29 Aug 2014	HENRIQUEZ MANUEL A director director	Common Stock	12,422	N/A	N/A
Sale	28 Aug 2014	HENRIQUEZ MANUEL A director director	Common Stock	37,578	N/A	N/A
Sale	25 Aug 2014	BARON JESSICA T officer: CFO officer: CFO	Common Stock	2,000	N/A	N/A
Sale	20 Aug 2014	SHAH PARAG officer: Senior Managing Director officer: Senior Managing Director	Common Stock	33,000	N/A	N/A
Sale	1 Aug 2014	BLUESTEIN SCOTT officer: Chief Executive Officer officer: Chief Executive Officer	Common Stock	6,000	N/A	N/A
Sale	23 Jul 2014	BARON JESSICA T officer: CFO officer: CFO	Common Stock	2,000	N/A	N/A
Sale	1 Jul 2014	SHAH PARAG officer: Senior Managing Director officer: Senior Managing Director	Common Stock	33,000	N/A	N/A
Sale	1 Jul 2014	BLUESTEIN SCOTT officer: Chief Executive Officer officer: Chief Executive Officer	Common Stock	6,000	N/A	N/A
Sale	23 Jun 2014	BARON JESSICA T officer: CFO officer: CFO	Common Stock	2,000	N/A	N/A
Sale	16 Jun 2014	BLUESTEIN SCOTT officer: Chief Executive Officer officer: Chief Executive Officer	Common Stock	6,000	N/A	N/A
Sale	12 Jun 2014	SHAH PARAG officer: Senior Managing Director officer: Senior Managing Director	Common Stock	33,000	N/A	N/A
Sale	5 Jun 2014	HENRIQUEZ MANUEL A director director	Common Stock	100,000	N/A	N/A
Sale	16 May 2014	BARON JESSICA T officer: CFO officer: CFO	Common Stock	10,000	N/A	N/A
Sale	7 May 2014	BLUESTEIN SCOTT officer: Chief Executive Officer officer: Chief Executive Officer	Common Stock	17,733	N/A	N/A
Sale	24 Dec 2013	BARON JESSICA T officer: CFO officer: CFO	Common Stock	5,000	N/A	N/A
Option	11 Nov 2013	SHAH PARAG officer: Senior Managing Director officer: Senior Managing Director	Common Stock	299,655	N/A	N/A
Option	11 Nov 2013	BARON JESSICA T officer: CFO officer: CFO	Common Stock	3,000	N/A	N/A
Option	11 Nov 2013	HENRIQUEZ MANUEL A director director	Common Stock	225,000	N/A	N/A
Option	25 Oct 2013	BLUESTEIN SCOTT officer: Chief Executive Officer officer: Chief Executive Officer	Common Stock	5,051	N/A	N/A
Option	16 Sep 2013	BADAVAS ROBERT P director director	Common Stock	30,000	N/A	N/A
Purchase	10 Sep 2013	HENRIQUEZ MANUEL A director director	Common Stock	5,000	N/A	N/A
Option	13 Aug 2013	WOODWARD ALLYN C JR	Common Stock	30,000	N/A	N/A
Option	13 Aug 2013	WOODWARD ALLYN C JR	Common Stock	30,000	$10.83	$324,810
Option	12 Aug 2013	WOODWARD ALLYN C JR	Common Stock	30,000	N/A	N/A
Option	12 Aug 2013	WOODWARD ALLYN C JR	Common Stock	30,000	$10.83	$324,810
Purchase	8 Aug 2013	WOODWARD ALLYN C JR	Common Stock	1,500	N/A	N/A
Option	7 Aug 2013	CHOW JOSEPH W director director	Common Stock	30,000	N/A	N/A
Purchase	6 Aug 2013	BADAVAS ROBERT P director director	Common Stock	5,000	N/A	N/A
Option	2 Aug 2013	BARON JESSICA T officer: CFO officer: CFO	Common Stock	20,000	N/A	N/A
Option	2 Aug 2013	HENRIQUEZ MANUEL A director director	Common Stock	475,716	N/A	N/A
Option	9 May 2013	SHAH PARAG officer: Senior Managing Director officer: Senior Managing Director	Common Stock $0.001 par value	94,400	N/A	N/A
Option	9 May 2013	BLUESTEIN SCOTT officer: Chief Executive Officer officer: Chief Executive Officer	Common Stock $0.001 par value	24,410	N/A	N/A

Showing 50 to 100 of 257 results.

Insider trading

Monitoring trades made by the management members or major shareholders of companies may help create a sharper picture of what is happening inside the companies. Base your decisions on buys or sells of the people involved and do the right thing at the right time.

Who is insider?

Every director or senior officer, as well as any other entity or individual owning more than 10% of the company’s shares on the stock market, is called an insider. Such people or entities are allowed to buy/sell the company's shares under strictly controlled conditions. Key premise here is that none of them can make trades based on non-public information about the company.

Hercules Capital Insider trading & Transactions

Insider trading

Who is insider?

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Hercules Capital
Insider trading & Transactions