Sale
ERDOES MARY E. officer: CEO Asset & Wealth Management officer: CEO Asset & Wealth Man..
Common Stock 4,814 $166.73 $802,619 Sale
SCHER PETER officer: Vice Chairman officer: Vice Chairman
Common Stock 1,812 $166.65 $301,972 Sale
PIEPSZAK JENNIFER officer: Co-CEO CCB officer: Co-CEO CCB
Common Stock 1,649 $166.59 $274,709 Sale
PETNO DOUGLAS B officer: CEO Commercial Banking officer: CEO Commercial Banking
Common Stock 3,267 $166.7 $544,596 Sale
LAKE MARIANNE officer: Co-CEO CCB officer: Co-CEO CCB
Common Stock 4,459 $166.72 $743,422 Sale
BACON ASHLEY officer: Chief Risk Officer officer: Chief Risk Officer
Common Stock 3,368 $166.73 $561,550 Sale
LAKE MARIANNE officer: Co-CEO CCB officer: Co-CEO CCB
Common Stock 32,243 $160 $5,158,912 Purchase
JPMORGAN CHASE & CO 10 percent owner 10 percent owner
Common Stock 839,929 $0.09 $78,953 Purchase
JPMORGAN CHASE & CO 10 percent owner 10 percent owner
Common Stock 257,170 $0.15 $39,347 Purchase
JPMORGAN CHASE & CO 10 percent owner 10 percent owner
Common Stock 275,000 $0.17 $47,025 Option
KORABLINA ELENA A officer: Corporate Controller officer: Corporate Controller
Common Stock 825 N/A N/A Option
KORABLINA ELENA A officer: Corporate Controller officer: Corporate Controller
Common Stock 881 N/A N/A Option
KORABLINA ELENA A officer: Corporate Controller officer: Corporate Controller
Restricted Stock Units 825 N/A N/A Option
KORABLINA ELENA A officer: Corporate Controller officer: Corporate Controller
Restricted Stock Units 881 N/A N/A Sale
FRIEDMAN STACEY officer: General Counsel officer: General Counsel
Common Stock 4,310 $144.86 $624,334 Sale
FRIEDMAN STACEY officer: General Counsel officer: General Counsel
Common Stock 4,310 $157.16 $677,342 Sale
PETNO DOUGLAS B officer: CEO Commercial Banking officer: CEO Commercial Banking
Common Stock 4,930 $142.16 $700,864 Sale
SCHER PETER officer: Vice Chairman officer: Vice Chairman
Common Stock 2,482 $141.39 $350,930 Sale
ERDOES MARY E. officer: CEO Asset & Wealth Management officer: CEO Asset & Wealth Man..
Common Stock 8,118 $142.15 $1,154,006 Sale
PIEPSZAK JENNIFER officer: Co-CEO CCB officer: Co-CEO CCB
Common Stock 1,871 $140.7 $263,242 Sale
SCHER PETER officer: Vice Chairman officer: Vice Chairman
Common Stock 1,241 $140.08 $173,837 Sale
BEER LORI A officer: Chief Information Officer officer: Chief Information Offi..
Common Stock 15,926 $135 $2,150,074 Sale
SCHER PETER officer: Vice Chairman officer: Vice Chairman
Common Stock 1,240 $135.02 $167,421 Sale
PETNO DOUGLAS B officer: CEO Commercial Banking officer: CEO Commercial Banking
Common Stock 4,932 $134.9 $665,332 Sale
ERDOES MARY E. officer: CEO Asset & Wealth Management officer: CEO Asset & Wealth Man..
Common Stock 8,119 $134.81 $1,094,482 Sale
BACON ASHLEY officer: Chief Risk Officer officer: Chief Risk Officer
Common Stock 16,766 $135 $2,263,460 Sale
PINTO DANIEL E officer: President & COO, CEO CIB officer: President & COO, CEO CIB
Common Stock 113,640 $135.93 $15,446,744 Sale
PIEPSZAK JENNIFER officer: Co-CEO CCB officer: Co-CEO CCB
Common Stock 1,871 $135.97 $254,405 Purchase
JPMORGAN CHASE & CO 10 percent owner 10 percent owner
Warrant 441,645 $3.77 $1,665,002 Option
LAKE MARIANNE officer: Co-CEO CCB officer: Co-CEO CCB
Common Stock 52,380 N/A N/A Option
LAKE MARIANNE officer: Co-CEO CCB officer: Co-CEO CCB
Performance Share Units 52,380 N/A N/A Option
PIEPSZAK JENNIFER officer: Co-CEO CCB officer: Co-CEO CCB
Common Stock 33,485 N/A N/A Option
PIEPSZAK JENNIFER officer: Co-CEO CCB officer: Co-CEO CCB
Performance Share Units 33,485 N/A N/A Option
PINTO DANIEL E officer: President & COO, CEO CIB officer: President & COO, CEO CIB
Common Stock 23,442 N/A N/A Option
PINTO DANIEL E officer: President & COO, CEO CIB officer: President & COO, CEO CIB
Common Stock 20,510 N/A N/A Option
PINTO DANIEL E officer: President & COO, CEO CIB officer: President & COO, CEO CIB
Common Stock 19,523 N/A N/A Option
PINTO DANIEL E officer: President & COO, CEO CIB officer: President & COO, CEO CIB
Common Stock 17,826 N/A N/A Option
PINTO DANIEL E officer: President & COO, CEO CIB officer: President & COO, CEO CIB
Performance Share Units 20,510 N/A N/A Option
PINTO DANIEL E officer: President & COO, CEO CIB officer: President & COO, CEO CIB
Performance Share Units 19,523 N/A N/A Option
PINTO DANIEL E officer: President & COO, CEO CIB officer: President & COO, CEO CIB
Performance Share Units 23,442 N/A N/A Option
PINTO DANIEL E officer: President & COO, CEO CIB officer: President & COO, CEO CIB
Performance Share Units 17,826 N/A N/A Option
DIMON JAMES director, officer: Chairman & CEO director, officer: Chairman & CEO
Common Stock 298,970 N/A N/A Option
DIMON JAMES director, officer: Chairman & CEO director, officer: Chairman & CEO
Performance Share Units 298,970 N/A N/A Option
SCHER PETER officer: Vice Chairman officer: Vice Chairman
Common Stock 19,374 N/A N/A Option
SCHER PETER officer: Vice Chairman officer: Vice Chairman
Performance Share Units 19,374 N/A N/A Option
PETNO DOUGLAS B officer: CEO Commercial Banking officer: CEO Commercial Banking
Common Stock 44,128 N/A N/A Option
PETNO DOUGLAS B officer: CEO Commercial Banking officer: CEO Commercial Banking
Performance Share Units 44,128 N/A N/A Option
FRIEDMAN STACEY officer: General Counsel officer: General Counsel
Common Stock 38,568 N/A N/A Option
FRIEDMAN STACEY officer: General Counsel officer: General Counsel
Performance Share Units 38,568 N/A N/A Option
LEOPOLD ROBIN officer: Head of Human Resources officer: Head of Human Resources
Common Stock 14,201 N/A N/A