Purchase
MOSS DAVID J 10 percent owner, officer: Chief Financial Of.. 10 percent owner, officer: Chie..
Common Stock 10,000 $5.29 $52,870 Purchase
TESI RAYMOND JOSEPH director, 10 percent owner, officer: P.. director, 10 percent owner, off..
Common Stock 15,380 $6.38 $98,048 Purchase
TESI RAYMOND JOSEPH director, 10 percent owner, officer: P.. director, 10 percent owner, off..
Common Stock Warrants (right to buy) 15,380 $6.4 $98,432 Purchase
MOSS DAVID J 10 percent owner, officer: Chief Financial Of.. 10 percent owner, officer: Chie..
Common Stock 7,690 $6.38 $49,024 Purchase
MOSS DAVID J 10 percent owner, officer: Chief Financial Of.. 10 percent owner, officer: Chie..
Common Stock Warrants (right to buy) 7,690 $6.4 $49,216 Purchase
JUDA SCOTT director director
Common Stock 5,000 $7.27 $36,350 Purchase
MOSS DAVID J 10 percent owner, officer: CFO, Treasurer & S.. 10 percent owner, officer: CFO,..
Common Stock 18,028 $8.32 $149,993 Purchase
MOSS DAVID J 10 percent owner, officer: CFO, Treasurer & S.. 10 percent owner, officer: CFO,..
Common Stock Warrants (right to buy) 18,028 $9.15 $164,992 Purchase
TESI RAYMOND JOSEPH director, 10 percent owner, officer: P.. director, 10 percent owner, off..
Common Stock 18,028 $8.32 $149,993 Purchase
TESI RAYMOND JOSEPH director, 10 percent owner, officer: P.. director, 10 percent owner, off..
Common Stock Warrants (right to buy) 18,028 $9.15 $164,992 Purchase
LOWDELL MARK WILLIAM 10 percent owner, officer: Chief Scie.. 10 percent owner, officer: Chie..
Common Stock 14,423 $8.32 $119,999 Purchase
LOWDELL MARK WILLIAM 10 percent owner, officer: Chief Scie.. 10 percent owner, officer: Chie..
Common Stock Warrants (right to buy) 14,423 $9.15 $131,999 Purchase
JUDA SCOTT director director
Common Stock 29,603 $8.32 $246,297 Purchase
JUDA SCOTT director director
Common Stock Warrants (right to buy) 29,603 $9.15 $270,927 Purchase
JUDA SCOTT director director
Common Stock 7,000 $6.95 $48,650 Sale
SCHROEDER TIMOTHY J director director
Common Stock 10,000 $11.01 $110,090 Purchase
MOSS DAVID J 10 percent owner, officer: CFO, Treasurer & S.. 10 percent owner, officer: CFO,..
Common Stock 2,500 $6.43 $16,063 Purchase
MOSS DAVID J 10 percent owner, officer: CFO, Treasurer & S.. 10 percent owner, officer: CFO,..
Common Stock 3,000 $6.79 $20,370 Purchase
TESI RAYMOND JOSEPH director, 10 percent owner, officer: P.. director, 10 percent owner, off..
Common Stock 6,300 $6.41 $40,383 Purchase
MOSS DAVID J 10 percent owner, officer: CFO, Treasurer & S.. 10 percent owner, officer: CFO,..
Common Stock 7,700 $6.27 $48,279 Purchase
JUDA SCOTT director director
Common Stock 2,500 $13.55 $33,875 Sale
TESI RAYMOND JOSEPH 10 percent owner, officer: CFO, Treasu.. 10 percent owner, officer: CFO,..
Common Stock 1,025 $20 $20,500 Sale
MOSS DAVID J 10 percent owner, officer: CFO, Treasurer & S.. 10 percent owner, officer: CFO,..
Common Stock 1,025 $20 $20,500 Sale
LOWDELL MARK WILLIAM 10 percent owner, officer: Chief Scie.. 10 percent owner, officer: Chie..
Common Stock 701 $20 $14,020 Sale
LOWDELL MARK WILLIAM 10 percent owner, officer: Chief Scie.. 10 percent owner, officer: Chie..
Common Stock 2,357 $20 $47,140 Sale
TESI RAYMOND JOSEPH director, 10 percent owner, officer: P.. director, 10 percent owner, off..
Common Stock 6,517 $20 $130,340 Sale
MOSS DAVID J 10 percent owner, officer: CFO, Treasurer & S.. 10 percent owner, officer: CFO,..
Common Stock 2,079 $20 $41,580 Sale
MOSS DAVID J 10 percent owner, officer: CFO, Treasurer & S.. 10 percent owner, officer: CFO,..
Common Stock 13 $20 $260 Sale
LOWDELL MARK WILLIAM 10 percent owner, officer: Chief Scie.. 10 percent owner, officer: Chie..
Common Stock 400 $20 $8,000 Sale
TESI RAYMOND JOSEPH director, 10 percent owner, officer: P.. director, 10 percent owner, off..
Common Stock 23,616 $20 $472,320 Sale
MOSS DAVID J 10 percent owner, officer: CFO, Treasurer & S.. 10 percent owner, officer: CFO,..
Common Stock 1,142 $20 $22,840 Option
XENCOR INC
Common Stock 108,000 $7.8 $842,400 Option
XENCOR INC
Stock Option (Right to Buy) 108,000 $7.8 $842,400 Option
TESI RAYMOND JOSEPH director, 10 percent owner, officer: P.. director, 10 percent owner, off..
Common Stock 30,000 $3.91 $117,300 Option
TESI RAYMOND JOSEPH director, 10 percent owner, officer: P.. director, 10 percent owner, off..
Employee Stock Option (right to buy) 30,000 $3.91 $117,300 Option
MOSS DAVID J 10 percent owner, officer: CFO, Treasurer & S.. 10 percent owner, officer: CFO,..
Common Stock 25,000 N/A N/A Option
MOSS DAVID J 10 percent owner, officer: CFO, Treasurer & S.. 10 percent owner, officer: CFO,..
Employee Stock Option (right to buy) 25,000 N/A N/A Sale
SCHROEDER TIMOTHY J director director
Common Stock 14,480 N/A N/A Sale
SCHROEDER TIMOTHY J director director
Common Stock 30,000 $23.21 $696,150 Sale
TESI RAYMOND JOSEPH director, 10 percent owner, officer: P.. director, 10 percent owner, off..
Common Stock 24,351 N/A N/A Sale
MOSS DAVID J 10 percent owner, officer: CFO, Treasurer & S.. 10 percent owner, officer: CFO,..
Common Stock 16,302 N/A N/A Sale
LOWDELL MARK WILLIAM 10 percent owner 10 percent owner
Common Stock 24,150 N/A N/A Sale
TESI RAYMOND JOSEPH director, 10 percent owner, officer: P.. director, 10 percent owner, off..
Common Stock 5,649 N/A N/A Sale
MOSS DAVID J 10 percent owner, officer: CFO, Treasurer & S.. 10 percent owner, officer: CFO,..
Common Stock 8,698 N/A N/A Sale
LOWDELL MARK WILLIAM 10 percent owner 10 percent owner
Common Stock 5,850 N/A N/A Sale
SCHROEDER TIMOTHY J director director
Common Stock 10,000 $19.02 $190,200 Sale
SCHROEDER TIMOTHY J director director
Common Stock 10,000 N/A N/A Sale
SCHROEDER TIMOTHY J director director
Common Stock 10,000 N/A N/A Sale
POWERS LINDA F 10 percent owner 10 percent owner
Common Stock 220,000 N/A N/A Purchase
LOWDELL MARK WILLIAM 10 percent owner 10 percent owner
Common Stock 2,918 N/A N/A