Purchase
WEDBUSH SECURITIES INC 10 percent owner 10 percent owner
Shares representing limited liability company interests in J 17,517 N/A N/A Purchase
WEDBUSH SECURITIES INC 10 percent owner 10 percent owner
Shares representing limited liability company interests of J 1,700 N/A N/A Purchase
WEDBUSH SECURITIES INC 10 percent owner 10 percent owner
Shares representing limited liability company interests of J 1,050 N/A N/A Purchase
WEDBUSH SECURITIES INC 10 percent owner 10 percent owner
Shares representing limited liability company interests of J 1,000 N/A N/A Purchase
WEDBUSH SECURITIES INC 10 percent owner 10 percent owner
Shares representing limited liability company interests of J 1,000 N/A N/A Purchase
WEDBUSH SECURITIES INC 10 percent owner 10 percent owner
Shares representing limited liability company interests in J 250 N/A N/A Purchase
WEDBUSH SECURITIES INC 10 percent owner 10 percent owner
Shares representing limited liability company interests in J 491 N/A N/A Purchase
WEDBUSH SECURITIES INC 10 percent owner 10 percent owner
Shares representing limited liability company interests of J 1,500 N/A N/A Purchase
WEDBUSH SECURITIES INC 10 percent owner 10 percent owner
Shares representing limited liability company interests of J 1,422 N/A N/A Purchase
WEDBUSH SECURITIES INC 10 percent owner 10 percent owner
Shares representing limited liability interest in JMP Group 378 N/A N/A Purchase
WEDBUSH SECURITIES INC 10 percent owner 10 percent owner
Shares representing limited liability interest in JMP Group 1,083 N/A N/A Purchase
WEDBUSH SECURITIES INC 10 percent owner 10 percent owner
Shares representing limited liability interest in JMP Group 1 N/A N/A Purchase
WEDBUSH SECURITIES INC 10 percent owner 10 percent owner
Shares representing limited liability interest in JMP Group 866 N/A N/A Option
TONGUE GLENN H director director
Restricted Share Unit 6,756 N/A N/A Option
ORSZAG JONATHAN M director director
Common Shares 5,067 N/A N/A Option
KARMIN KENNETH M director director
Common Shares 7,601 N/A N/A Option
ORSZAG JONATHAN M director director
Restricted Share Unit 5,067 N/A N/A Option
KARMIN KENNETH M director director
Restricted Share Unit 7,601 N/A N/A Option
TONGUE GLENN H director director
Common Shares 6,756 N/A N/A Option
LUNENBURG HARRY MARK director director
Restricted Share Unit 5,912 N/A N/A Option
LUNENBURG HARRY MARK director director
Common Shares 5,912 N/A N/A Option
DIPIETRO DAVID M director director
Restricted Share Unit 5,067 N/A N/A Option
DIPIETRO DAVID M director director
Common Shares 5,067 N/A N/A Sale
JOLSON JOSEPH A director, 10 percent owner, officer: CEO director, 10 percent owner, off..
Common Shares 200,000 N/A N/A Purchase
JOLSON JOSEPH A director, 10 percent owner, officer: CEO director, 10 percent owner, off..
Common Shares 200,000 N/A N/A Purchase
JOLSON JOSEPH A director, 10 percent owner, officer: CEO director, 10 percent owner, off..
Common Shares 33,333 $2.64 $87,999 Option
LUNENBURG HARRY MARK director director
Common Shares 5,912 N/A N/A Option
LUNENBURG HARRY MARK director director
Restricted Share Unit 5,912 N/A N/A Option
TONGUE GLENN H director director
Common Shares 6,756 N/A N/A Option
TONGUE GLENN H director director
Restricted Share Unit 6,756 N/A N/A Option
KARMIN KENNETH M director director
Restricted Share Unit 7,601 N/A N/A Option
KARMIN KENNETH M director director
Common Shares 7,601 N/A N/A Option
DIPIETRO DAVID M director director
Restricted Share Unit 5,067 N/A N/A Option
DIPIETRO DAVID M director director
Common Shares 5,067 N/A N/A Option
ORSZAG JONATHAN M director director
Restricted Share Unit 5,067 N/A N/A Option
ORSZAG JONATHAN M director director
Common Shares 5,067 N/A N/A Purchase
JOLSON JOSEPH A director, 10 percent owner, officer: CEO director, 10 percent owner, off..
Common Shares 1,454 $2.6 $3,779 Purchase
JOLSON JOSEPH A director, 10 percent owner, officer: CEO director, 10 percent owner, off..
Common Shares 67,270 $2.77 $186,338 Purchase
WRIGHT THOMAS ROWE officer: Director of Equities officer: Director of Equities
Common Shares 575 $2.8 $1,607 Purchase
WRIGHT THOMAS ROWE officer: Director of Equities officer: Director of Equities
Common Shares 750 $2.73 $2,047 Purchase
WRIGHT THOMAS ROWE officer: Director of Equities officer: Director of Equities
Common Shares 500 $2.73 $1,367 Purchase
WRIGHT THOMAS ROWE officer: Director of Equities officer: Director of Equities
Common Shares 500 $2.73 $1,367 Purchase
WRIGHT THOMAS ROWE officer: Director of Equities officer: Director of Equities
Common Shares 1,000 $2.71 $2,712 Purchase
WRIGHT THOMAS ROWE officer: Director of Equities officer: Director of Equities
Common Shares 1,500 N/A N/A Purchase
WRIGHT THOMAS ROWE officer: Director of Equities officer: Director of Equities
Common Shares 1,300 $2.68 $3,483 Purchase
WRIGHT THOMAS ROWE officer: Director of Equities officer: Director of Equities
Common Shares 1,000 $2.7 $2,696 Purchase
JOLSON JOSEPH A director, 10 percent owner, officer: CEO director, 10 percent owner, off..
Common Shares 33,390 N/A N/A Purchase
WRIGHT THOMAS ROWE officer: Director of Equities officer: Director of Equities
Common Shares 2,000 N/A N/A Purchase
WRIGHT THOMAS ROWE officer: Director of Equities officer: Director of Equities
Common Shares 552 N/A N/A Purchase
WRIGHT THOMAS ROWE officer: Director of Equities officer: Director of Equities
Common Shares 1,500 N/A N/A