Sale
LILLY ENDOWMENT INC 10 percent owner 10 percent owner
Common Stock 7,329 $202.45 $1,483,785 Sale
LILLY ENDOWMENT INC 10 percent owner 10 percent owner
Common Stock 92,740 $200.78 $18,620,615 Sale
LILLY ENDOWMENT INC 10 percent owner 10 percent owner
Common Stock 92,740 $200.78 $18,620,615 Sale
LILLY ENDOWMENT INC 10 percent owner 10 percent owner
Common Stock 99,931 $200.74 $20,059,749 Purchase
TAI JACKSON P director director
Common Stock 1,366 $182.87 $249,794 Purchase
TAI JACKSON P director director
Common Stock 1,366 $182.87 $249,794 Sale
ZAKROWSKI DONALD A officer: Chief Accounting Officer officer: Chief Accounting Officer
Common Stock 3,000 $181.38 $544,140 Sale
LILLY ENDOWMENT INC 10 percent owner 10 percent owner
Common Stock 59,959 $210.61 $12,627,905 Sale
LILLY ENDOWMENT INC 10 percent owner 10 percent owner
Common Stock 59,959 $52.78 $3,164,816 Sale
LILLY ENDOWMENT INC 10 percent owner 10 percent owner
Common Stock 125,284 $105.06 $13,162,212 Sale
LILLY ENDOWMENT INC 10 percent owner 10 percent owner
Common Stock 125,284 $209.7 $26,272,556 Option
HAKIM ANAT officer: Senior VP & General Counsel officer: Senior VP & General Co..
Restricted Stock Unit 7,928 N/A N/A Option
HAKIM ANAT officer: Senior VP & General Counsel officer: Senior VP & General Co..
Common Stock 7,928 N/A N/A Option
ZULUETA ALFONSO G officer: SVP & President, Lilly Int'l officer: SVP & President, Lilly..
Restricted Stock Unit 16,754 N/A N/A Option
SHAH AARTI S. officer: SVP & CIDO officer: SVP & CIDO
Common Stock 6,282 N/A N/A Option
SHAH AARTI S. officer: SVP & CIDO officer: SVP & CIDO
Restricted Stock Unit 6,282 N/A N/A Option
SMILEY JOSHUA L other: Former Officer other: Former Officer
Common Stock 19,266 N/A N/A Option
SMILEY JOSHUA L other: Former Officer other: Former Officer
Restricted Stock Unit 19,266 N/A N/A Option
O'NEILL MYLES officer: SVP & Pres., Mfg. Operations officer: SVP & Pres., Mfg. Oper..
Common Stock 12,146 N/A N/A Option
O'NEILL MYLES officer: SVP & Pres., Mfg. Operations officer: SVP & Pres., Mfg. Oper..
Restricted Stock Unit 12,146 N/A N/A Option
PUSEY LEIGH ANN officer: SVP, Corp. Affairs & Comm. officer: SVP, Corp. Affairs & C..
Common Stock 6,282 N/A N/A Option
PUSEY LEIGH ANN officer: SVP, Corp. Affairs & Comm. officer: SVP, Corp. Affairs & C..
Restricted Stock Unit 6,282 N/A N/A Option
NORTON JOHNA officer: Senior VP, Global Quality officer: Senior VP, Global Qual..
Common Stock 3,435 N/A N/A Option
FRY STEPHEN F officer: SVP, HR & Diversity officer: SVP, HR & Diversity
Restricted Stock Unit 15,078 N/A N/A Option
FRY STEPHEN F officer: SVP, HR & Diversity officer: SVP, HR & Diversity
Common Stock 15,078 N/A N/A Option
RICKS DAVID A director, officer: President & CEO director, officer: President & ..
Restricted Stock Unit 75,387 N/A N/A Option
NORTON JOHNA officer: Senior VP, Global Quality officer: Senior VP, Global Qual..
Restricted Stock Unit 3,435 N/A N/A Option
RICKS DAVID A director, officer: President & CEO director, officer: President & ..
Common Stock 75,387 N/A N/A Option
BARNES MELISSA S officer: Chief Eth/Cmpl Ofcr & SVP, ERM officer: Chief Eth/Cmpl Ofcr & ..
Restricted Stock Unit 5,445 N/A N/A Option
BARNES MELISSA S officer: Chief Eth/Cmpl Ofcr & SVP, ERM officer: Chief Eth/Cmpl Ofcr & ..
Common Stock 5,445 N/A N/A Option
ZULUETA ALFONSO G officer: SVP & President, Lilly Int'l officer: SVP & President, Lilly..
Common Stock 16,754 N/A N/A Sale
LILLY ENDOWMENT INC 10 percent owner 10 percent owner
Common Stock 215,000 $63.5 $13,651,855 Sale
LILLY ENDOWMENT INC 10 percent owner 10 percent owner
Common Stock 215,000 $190.31 $40,916,865 Sale
LILLY ENDOWMENT INC 10 percent owner 10 percent owner
Common Stock 210,000 $124.53 $26,151,510 Sale
LILLY ENDOWMENT INC 10 percent owner 10 percent owner
Common Stock 210,000 $124.53 $26,151,510 Sale
LILLY ENDOWMENT INC 10 percent owner 10 percent owner
Common Stock 220,000 $139.37 $30,662,060 Option
SMILEY JOSHUA L other: Former Officer other: Former Officer
Restricted Stock Unit 7,947 N/A N/A Option
SMILEY JOSHUA L other: Former Officer other: Former Officer
Common Stock 7,947 N/A N/A Sale
BARNES MELISSA S officer: Chief Eth/Cmpl Ofcr & SVP, ERM officer: Chief Eth/Cmpl Ofcr & ..
Common Stock 5,000 N/A N/A Option
MASON MICHAEL B officer: Sr. VP & Pres., Lilly Diabetes officer: Sr. VP & Pres., Lilly ..
Restricted Stock Unit 6,244 N/A N/A Option
MASON MICHAEL B officer: Sr. VP & Pres., Lilly Diabetes officer: Sr. VP & Pres., Lilly ..
Common Stock 6,244 N/A N/A Sale
FRY STEPHEN F officer: SVP, HR & Diversity officer: SVP, HR & Diversity
Common Stock 7,204 N/A N/A Sale
LILLY ENDOWMENT INC 10 percent owner 10 percent owner
Common Stock 12,961 N/A N/A Sale
ZULUETA ALFONSO G officer: SVP & President, Lilly Int'l officer: SVP & President, Lilly..
Common Stock 11,000 N/A N/A Sale
LILLY ENDOWMENT INC 10 percent owner 10 percent owner
Common Stock 210,000 N/A N/A Sale
LILLY ENDOWMENT INC 10 percent owner 10 percent owner
Common Stock 205,000 $167.41 $34,318,845 Sale
LILLY ENDOWMENT INC 10 percent owner 10 percent owner
Common Stock 205,000 N/A N/A Option
PUSEY LEIGH ANN officer: SVP, Corp. Affairs & Comm. officer: SVP, Corp. Affairs & C..
Common Stock 2,468 N/A N/A Option
PUSEY LEIGH ANN officer: SVP, Corp. Affairs & Comm. officer: SVP, Corp. Affairs & C..
Restricted Stock Unit 2,468 N/A N/A Sale
LILLY ENDOWMENT INC 10 percent owner 10 percent owner
Common Stock 166,832 N/A N/A