Sale
MITSUBISHI UFJ FINANCIAL GROUP INC 10 percent owner 10 percent owner
Common Stock 0 $47.23 $0 Purchase
LUCZO STEPHEN J director director
Common Stock 50,000 $53 $2,649,950 Purchase
MITSUBISHI UFJ FINANCIAL GROUP INC 10 percent owner 10 percent owner
Common Stock 0 $38.84 $0 Sale
MITSUBISHI UFJ FINANCIAL GROUP INC 10 percent owner 10 percent owner
Common Stock 1,495 $54.95 $82,150 Sale
MITSUBISHI UFJ FINANCIAL GROUP INC 10 percent owner 10 percent owner
Common Stock 0 $47.23 $0 Sale
HOTSUKI KEISHI officer: Chief Risk Officer officer: Chief Risk Officer
Common Stock 26,000 $49.78 $1,294,254 Sale
WIRTH PAUL C officer: Deputy Chief Financial Officer officer: Deputy Chief Financial..
Common Stock 25,000 $49.62 $1,240,500 Sale
MITSUBISHI UFJ FINANCIAL GROUP INC 10 percent owner 10 percent owner
Common Stock 0 $49.41 $0 Sale
ROONEY ROBERT P officer: Head of Tech/Ops/Resilience officer: Head of Tech/Ops/Resil..
Common Stock 51,105 $49.13 $2,510,993 Sale
MITSUBISHI UFJ FINANCIAL GROUP INC 10 percent owner 10 percent owner
Common Stock 0 $49.37 $0 Sale
MITSUBISHI UFJ FINANCIAL GROUP INC 10 percent owner 10 percent owner
Common Stock 0 $49.15 $0 Sale
MITSUBISHI UFJ FINANCIAL GROUP INC 10 percent owner 10 percent owner
Common Stock 0 $47.23 $0 Sale
MITSUBISHI UFJ FINANCIAL GROUP INC 10 percent owner 10 percent owner
Common Stock 0 $42.61 $0 Purchase
MITSUBISHI UFJ FINANCIAL GROUP INC 10 percent owner 10 percent owner
Common Stock 0 $49.37 $0 Sale
MITSUBISHI UFJ FINANCIAL GROUP INC 10 percent owner 10 percent owner
Common Stock 0 $42.18 $0 Purchase
MITSUBISHI UFJ FINANCIAL GROUP INC 10 percent owner 10 percent owner
Common Stock 0 $47.23 $0 Purchase
MITSUBISHI UFJ FINANCIAL GROUP INC 10 percent owner 10 percent owner
Common Stock 0 $46.25 $0 Purchase
MITSUBISHI UFJ FINANCIAL GROUP INC 10 percent owner 10 percent owner
Common Stock 0 $40.69 $0 Purchase
MITSUBISHI UFJ FINANCIAL GROUP INC 10 percent owner 10 percent owner
Common Stock 75 $45.99 $3,449 Purchase
MITSUBISHI UFJ FINANCIAL GROUP INC 10 percent owner 10 percent owner
Common Stock 26 $45.81 $1,191 Purchase
MITSUBISHI UFJ FINANCIAL GROUP INC 10 percent owner 10 percent owner
Common Stock 1 $42.12 $42 Purchase
MITSUBISHI UFJ FINANCIAL GROUP INC 10 percent owner 10 percent owner
Common Stock 75 $42.12 $3,159 Purchase
MITSUBISHI UFJ FINANCIAL GROUP INC 10 percent owner 10 percent owner
Common Stock 0 $38.84 $0 Purchase
MITSUBISHI UFJ FINANCIAL GROUP INC 10 percent owner 10 percent owner
Common Stock 0 $49.41 $0 Purchase
MITSUBISHI UFJ FINANCIAL GROUP INC 10 percent owner 10 percent owner
Common Stock 1,429 $44.34 $63,362 Sale
MITSUBISHI UFJ FINANCIAL GROUP INC 10 percent owner 10 percent owner
Common Stock 0 $47.37 $0 Purchase
SIMKOWITZ DANIEL A officer: Head of Investment Management officer: Head of Investment Man..
Common Stock 7,000 N/A N/A Purchase
MITSUBISHI UFJ FINANCIAL GROUP INC 10 percent owner 10 percent owner
Common Stock 0 $43.34 $0 Sale
MITSUBISHI UFJ FINANCIAL GROUP INC 10 percent owner 10 percent owner
Common Stock 0 $41.17 $0 Sale
MITSUBISHI UFJ FINANCIAL GROUP INC 10 percent owner 10 percent owner
Common Stock 0 $42.46 $0 Sale
WIRTH PAUL C officer: Deputy Chief Financial Officer officer: Deputy Chief Financial..
Common Stock 25,000 $42.4 $1,060,075 Sale
BRODSKY JEFFREY S officer: Chief Human Resources Officer officer: Chief Human Resources ..
Common Stock 15,565 $43.38 $675,147 Purchase
MITSUBISHI UFJ FINANCIAL GROUP INC 10 percent owner 10 percent owner
Common Stock 0 $44.49 $0 Sale
MITSUBISHI UFJ FINANCIAL GROUP INC 10 percent owner 10 percent owner
Common Stock 0 $41.68 $0 Purchase
MITSUBISHI UFJ FINANCIAL GROUP INC 10 percent owner 10 percent owner
Common Stock 0 $44.39 $0 Sale
MITSUBISHI UFJ FINANCIAL GROUP INC 10 percent owner 10 percent owner
Call Option (obligation to sell) 7,000 N/A N/A Purchase
MITSUBISHI UFJ FINANCIAL GROUP INC 10 percent owner 10 percent owner
Put Option(right to sell) 7,000 N/A N/A Sale
MITSUBISHI UFJ FINANCIAL GROUP INC 10 percent owner 10 percent owner
Common Stock 0 $41.17 $0 Sale
MITSUBISHI UFJ FINANCIAL GROUP INC 10 percent owner 10 percent owner
Common Stock 667 $47.66 $31,789 Sale
MITSUBISHI UFJ FINANCIAL GROUP INC 10 percent owner 10 percent owner
Common Stock 0 $50.14 $0 Sale
MITSUBISHI UFJ FINANCIAL GROUP INC 10 percent owner 10 percent owner
Common Stock 1,971 $50.72 $99,969 Sale
MITSUBISHI UFJ FINANCIAL GROUP INC 10 percent owner 10 percent owner
Common Stock 278 $54.34 $15,107 Sale
MITSUBISHI UFJ FINANCIAL GROUP INC 10 percent owner 10 percent owner
Common Stock 0 $44.49 $0 Purchase
MITSUBISHI UFJ FINANCIAL GROUP INC 10 percent owner 10 percent owner
Common Stock 743 $53.06 $39,424 Purchase
MITSUBISHI UFJ FINANCIAL GROUP INC 10 percent owner 10 percent owner
Common Stock 0 $58.91 $0 Sale
WIRTH PAUL C officer: Deputy Chief Financial Officer officer: Deputy Chief Financial..
Common Stock 20,000 $56.91 $1,138,120 Sale
PRUZAN JONATHAN officer: Chief Financial Officer officer: Chief Financial Officer
Common Stock 52,204 $55.35 $2,889,387 Sale
GORMAN JAMES P director, officer: Chairman and CEO director, officer: Chairman and..
Common Stock 100,000 $55.34 $5,533,800 Sale
SIMKOWITZ DANIEL A officer: Head of Investment Management officer: Head of Investment Man..
Common Stock 32,181 $53.79 $1,730,952 Sale
BRODSKY JEFFREY S officer: Chief Human Resources Officer officer: Chief Human Resources ..
Common Stock 11,054 $54.97 $607,605