Sale
LUCZO STEPHEN J director director
Common Stock 60,000 $119.18 $7,150,500 Sale
CRAWLEY MANDELL officer: Chief Human Resources Officer officer: Chief Human Resources ..
Common Stock 3,500 $105.25 $368,375 Sale
YESHAYA SHARON officer: Chief Financial Officer officer: Chief Financial Officer
Common Stock 15,547 $104 $1,616,888 Sale
AKRAM RAJA officer: Deputy Chief Financial Officer officer: Deputy Chief Financial..
Common Stock 7,500 $106.37 $797,768 Sale
HERZ ROBERT H director director
Common Stock 861 $106.62 $91,800 Sale
HERZ ROBERT H director director
Common Stock 139 $106.63 $14,822 Sale
SIMKOWITZ DANIEL A officer: Co-President officer: Co-President
Common Stock 40,000 $106.54 $4,261,760 Sale
GORMAN JAMES P director, officer: Executive Chairman director, officer: Executive Ch..
Common Stock 200,000 $105.06 $21,012,400 Sale
CRAWLEY MANDELL officer: Chief Human Resources Officer officer: Chief Human Resources ..
Common Stock 6,954 $99.61 $692,660 Sale
GORMAN JAMES P director, officer: Executive Chairman director, officer: Executive Ch..
Common Stock 100,000 $90.21 $9,020,500 Sale
SMITH CHARLES AUBREY III officer: Chief Risk Officer officer: Chief Risk Officer
Common Stock 11,200 $90.09 $1,009,019 Sale
SAPERSTEIN ANDREW M officer: Co-President officer: Co-President
Common Stock 26,655 $87.19 $2,324,103 Sale
GORMAN JAMES P director, officer: Executive Chairman director, officer: Executive Ch..
Common Stock 100,000 $87.3 $8,730,200 Sale
GROSSMAN ERIC F officer: Chief Legal/Admin Officer officer: Chief Legal/Admin Offi..
Common Stock 26,562 $88.55 $2,352,012 Sale
SAPERSTEIN ANDREW M officer: Co-President officer: Co-President
Common Stock 10,000 $87.92 $879,170 Sale
AKRAM RAJA officer: Deputy Chief Financial Officer officer: Deputy Chief Financial..
Common Stock 4,500 $87.41 $393,345 Sale
GROSSMAN ERIC F officer: Chief Legal/Admin Officer officer: Chief Legal/Admin Offi..
Common Stock 26,563 $87.81 $2,332,603 Sale
GORMAN JAMES P director, officer: Executive Chairman director, officer: Executive Ch..
Common Stock 50,000 $87.93 $4,396,400 Sale
GORMAN JAMES P director, officer: Executive Chairman director, officer: Executive Ch..
Common Stock 50,000 $87.93 $4,396,450 Sale
SAPERSTEIN ANDREW M officer: Co-President officer: Co-President
Common Stock 10,000 $84.13 $841,340 Sale
AKRAM RAJA officer: Deputy Chief Financial Officer officer: Deputy Chief Financial..
Common Stock 7,000 $83.56 $584,927 Purchase
MORGAN STANLEY 10 percent owner 10 percent owner
Warrants to purchase Class A Common Stock, par value $0.0001 195,000 $7.5 $1,462,500 Purchase
MORGAN STANLEY 10 percent owner 10 percent owner
Series A-3 Preferred Stock, par value $0.0001 per share 13,000 $1,300,000 $16,900,000,000 Sale
MORGAN STANLEY 10 percent owner 10 percent owner
Auction Preferred Stock 135 $50,000 $6,750,000 Sale
PICK EDWARD N officer: Co-President/Head of IS officer: Co-President/Head of IS
Common Stock 100,000 $94.33 $9,433,100 Sale
GORMAN JAMES P director, officer: Chairman and CEO director, officer: Chairman and..
Common Stock 125,000 $95.19 $11,898,875 Sale
SIMKOWITZ DANIEL A officer: Head of Investment Management officer: Head of Investment Man..
Common Stock 37,608 $93.78 $3,526,841 Sale
SMITH CHARLES AUBREY III officer: Chief Risk Officer officer: Chief Risk Officer
Common Stock 5,600 $92.41 $517,518 Sale
SAPERSTEIN ANDREW M officer: Co-President/Head of WM officer: Co-President/Head of WM
Common Stock 39,254 $93.09 $3,654,273 Sale
GORMAN JAMES P director, officer: Chairman and CEO director, officer: Chairman and..
Common Stock 62,500 $92 $5,750,000 Sale
GORMAN JAMES P director, officer: Chairman and CEO director, officer: Chairman and..
Common Stock 14,655 $92.01 $1,348,421 Sale
GORMAN JAMES P director, officer: Chairman and CEO director, officer: Chairman and..
Common Stock 47,345 $92.89 $4,398,066 Sale
GORMAN JAMES P director, officer: Chairman and CEO director, officer: Chairman and..
Common Stock 500 $93.58 $46,789 Sale
AKRAM RAJA officer: Deputy Chief Financial Officer officer: Deputy Chief Financial..
Common Stock 13,500 $92 $1,242,000 Sale
MORGAN STANLEY 10 percent owner 10 percent owner
Class A Common Stock, par value $0.0001 per share 1,049,889 $9.45 $9,921,451 Sale
AKRAM RAJA officer: Deputy Chief Financial Officer officer: Deputy Chief Financial..
Common Stock 7,320 $82.95 $607,201 Sale
GLOCER THOMAS H director director
Common Stock 4,535 $87.11 $395,021 Sale
SAPERSTEIN ANDREW M officer: Co-President/Head of WM officer: Co-President/Head of WM
Common Stock 24,556 $98.23 $2,412,111 Sale
SAPERSTEIN ANDREW M officer: Co-President/Head of WM officer: Co-President/Head of WM
Common Stock 46,226 $98.45 $4,550,950 Sale
SIMKOWITZ DANIEL A officer: Head of Investment Management officer: Head of Investment Man..
Common Stock 8,077 $96.54 $779,729 Sale
SIMKOWITZ DANIEL A officer: Head of Investment Management officer: Head of Investment Man..
Common Stock 15,133 $96.2 $1,455,855 Sale
DARLING ALISTAIR director director
Common Stock 2,000 $94.71 $189,410 Sale
CRAWLEY MANDELL officer: Chief Human Resources Officer officer: Chief Human Resources ..
Common Stock 3,740 $93.75 $350,625 Sale
AKRAM RAJA officer: Deputy Chief Financial Officer officer: Deputy Chief Financial..
Common Stock 5,100 $97 $494,700 Sale
SIMKOWITZ DANIEL A officer: Head of Investment Management officer: Head of Investment Man..
Common Stock 5,672 $97.72 $554,274 Sale
SIMKOWITZ DANIEL A officer: Head of Investment Management officer: Head of Investment Man..
Common Stock 39,238 $96.95 $3,804,085 Sale
PICK EDWARD N officer: Co-President/Head of IS officer: Co-President/Head of IS
Common Stock 25,246 $97.62 $2,464,414 Sale
PICK EDWARD N officer: Co-President/Head of IS officer: Co-President/Head of IS
Common Stock 109,754 $96.84 $10,628,138 Sale
GROSSMAN ERIC F officer: Chief Legal/Admin Officer officer: Chief Legal/Admin Offi..
Common Stock 120,000 $97.12 $11,653,800 Sale
GORMAN JAMES P officer: Chairman and CEO officer: Chairman and CEO
Common Stock 34,671 $97.62 $3,384,479 
