Purchase
MITSUBISHI UFJ FINANCIAL GROUP INC 10 percent owner 10 percent owner
Common Stock 0 N/A N/A Purchase
MITSUBISHI UFJ FINANCIAL GROUP INC 10 percent owner 10 percent owner
Common Stock 0 N/A N/A Sale
NICOLAISEN DONALD T director director
Common Stock 4,160 N/A N/A Sale
WIRTH PAUL C officer: Deputy Chief Financial Officer officer: Deputy Chief Financial..
Common Stock 39,462 N/A N/A Sale
KELLEHER THOMAS COLM officer: President officer: President
Common Stock 32,833 N/A N/A Sale
ROSENTHAL JAMES A officer: Chief Operating Officer officer: Chief Operating Officer
Common Stock 50,030 N/A N/A Sale
GROSSMAN ERIC F officer: Chief Legal Officer officer: Chief Legal Officer
Common Stock 34,481 N/A N/A Purchase
MITSUBISHI UFJ FINANCIAL GROUP INC 10 percent owner 10 percent owner
Common Stock 0 N/A N/A Sale
WIRTH PAUL C officer: Deputy Chief Financial Officer officer: Deputy Chief Financial..
Common Stock 21,500 N/A N/A Sale
MITSUBISHI UFJ FINANCIAL GROUP INC 10 percent owner 10 percent owner
Common Stock 0 N/A N/A Sale
MITSUBISHI UFJ FINANCIAL GROUP INC 10 percent owner 10 percent owner
Common Stock 0 N/A N/A Sale
TYSON LAURA D director director
Common Stock 25,000 N/A N/A Purchase
MITSUBISHI UFJ FINANCIAL GROUP INC 10 percent owner 10 percent owner
Common Stock 0 N/A N/A Purchase
MITSUBISHI UFJ FINANCIAL GROUP INC 10 percent owner 10 percent owner
Non-Cumulative Preferred Stock, Series H 39,000 N/A N/A Sale
MITSUBISHI UFJ FINANCIAL GROUP INC 10 percent owner 10 percent owner
Non-Cumulative Preferred Stock, Series H 140,000 N/A N/A Purchase
MITSUBISHI UFJ FINANCIAL GROUP INC 10 percent owner 10 percent owner
Non-Cumulative Preferred Stock, Series H 140,000 N/A N/A Sale
MITSUBISHI UFJ FINANCIAL GROUP INC 10 percent owner 10 percent owner
Non-Cumulative Preferred Stock, Series H 70,000 N/A N/A Purchase
MITSUBISHI UFJ FINANCIAL GROUP INC 10 percent owner 10 percent owner
Non-Cumulative Preferred Stock, Series H 150,000 N/A N/A Sale
MITSUBISHI UFJ FINANCIAL GROUP INC 10 percent owner 10 percent owner
Non-Cumulative Preferred Stock, Series H 70,000 N/A N/A Purchase
MITSUBISHI UFJ FINANCIAL GROUP INC 10 percent owner 10 percent owner
Non-Cumulative Preferred Stock, Series H 70,000 N/A N/A Sale
MITSUBISHI UFJ FINANCIAL GROUP INC 10 percent owner 10 percent owner
Non-Cumulative Preferred Stock, Series H 205,000 N/A N/A Purchase
MITSUBISHI UFJ FINANCIAL GROUP INC 10 percent owner 10 percent owner
Non-Cumulative Preferred Stock, Series H 70,000 N/A N/A Purchase
MITSUBISHI UFJ FINANCIAL GROUP INC 10 percent owner 10 percent owner
Non-Cumulative Preferred Stock, Series H 140,000 N/A N/A Sale
MITSUBISHI UFJ FINANCIAL GROUP INC 10 percent owner 10 percent owner
Non-Cumulative Preferred Stock, Series H 140,000 N/A N/A Purchase
MITSUBISHI UFJ FINANCIAL GROUP INC 10 percent owner 10 percent owner
Non-Cumulative Preferred Stock, Series H 280,000 N/A N/A Sale
MITSUBISHI UFJ FINANCIAL GROUP INC 10 percent owner 10 percent owner
Non-Cumulative Preferred Stock, Series H 280,000 N/A N/A Sale
MITSUBISHI UFJ FINANCIAL GROUP INC 10 percent owner 10 percent owner
Non-Cumulative Preferred Stock, Series H 65,000 N/A N/A Purchase
MITSUBISHI UFJ FINANCIAL GROUP INC 10 percent owner 10 percent owner
Non-Cumulative Preferred Stock, Series H 250,000 N/A N/A Sale
MITSUBISHI UFJ FINANCIAL GROUP INC 10 percent owner 10 percent owner
Non-Cumulative Preferred Stock, Series H 20,000 N/A N/A Purchase
MITSUBISHI UFJ FINANCIAL GROUP INC 10 percent owner 10 percent owner
Non-Cumulative Preferred Stock, Series H 70,000 N/A N/A Sale
MITSUBISHI UFJ FINANCIAL GROUP INC 10 percent owner 10 percent owner
Non-Cumulative Preferred Stock, Series H 70,000 N/A N/A Sale
MITSUBISHI UFJ FINANCIAL GROUP INC 10 percent owner 10 percent owner
Non-Cumulative Preferred Stock, Series H 100,000 N/A N/A Sale
MITSUBISHI UFJ FINANCIAL GROUP INC 10 percent owner 10 percent owner
Non-Cumulative Preferred Stock, Series H 49,000 N/A N/A Purchase
MITSUBISHI UFJ FINANCIAL GROUP INC 10 percent owner 10 percent owner
Non-Cumulative Preferred Stock, Series H 140,000 N/A N/A Sale
MITSUBISHI UFJ FINANCIAL GROUP INC 10 percent owner 10 percent owner
Non-Cumulative Preferred Stock, Series H 140,000 N/A N/A Purchase
MITSUBISHI UFJ FINANCIAL GROUP INC 10 percent owner 10 percent owner
Non-Cumulative Preferred Stock, Series H 210,000 N/A N/A Sale
MITSUBISHI UFJ FINANCIAL GROUP INC 10 percent owner 10 percent owner
Non-Cumulative Preferred Stock, Series H 210,000 N/A N/A Option
GROSSMAN ERIC F officer: Chief Legal Officer officer: Chief Legal Officer
Common Stock 54,500 N/A N/A Option
GROSSMAN ERIC F officer: Chief Legal Officer officer: Chief Legal Officer
Employee Stock Option (Right to Buy) 54,500 N/A N/A Sale
GROSSMAN ERIC F officer: Chief Legal Officer officer: Chief Legal Officer
Common Stock 54,500 N/A N/A Sale
WIRTH PAUL C officer: Deputy Chief Financial Officer officer: Deputy Chief Financial..
Common Stock 10,000 N/A N/A Purchase
MITSUBISHI UFJ FINANCIAL GROUP INC 10 percent owner 10 percent owner
Non-Cumulative Preferred Stock, Series H 210,000 N/A N/A Sale
MITSUBISHI UFJ FINANCIAL GROUP INC 10 percent owner 10 percent owner
Non-Cumulative Preferred Stock, Series H 210,000 N/A N/A Sale
GROSSMAN ERIC F officer: Chief Legal Officer officer: Chief Legal Officer
Common Stock 35,000 N/A N/A Option
GROSSMAN ERIC F officer: Chief Legal Officer officer: Chief Legal Officer
Employee Stock Option (Right to Buy) 35,000 N/A N/A Option
GROSSMAN ERIC F officer: Chief Legal Officer officer: Chief Legal Officer
Common Stock 35,000 N/A N/A Option
FLEMING GREGORY J officer: President-Wealth & Invest Mgt officer: President-Wealth & Inv..
Common Stock 100,000 N/A N/A Sale
FLEMING GREGORY J officer: President-Wealth & Invest Mgt officer: President-Wealth & Inv..
Common Stock 100,000 N/A N/A Option
FLEMING GREGORY J officer: President-Wealth & Invest Mgt officer: President-Wealth & Inv..
Employee Stock Option (Right to Buy) 100,000 N/A N/A Sale
ROSENTHAL JAMES A officer: Chief Operating Officer officer: Chief Operating Officer
Common Stock 30,800 N/A N/A