Oaktree Specialty Lending
Insider trading & Transactions

Last updated: 21 Mar 2017

Transaction	Date	Insider	Security	Shares	Price per share	Total value
Purchase	21 Mar 2017	TANNENBAUM LEONARD M 10 percent owner 10 percent owner	Common Stock	207,613	N/A	N/A
Purchase	20 Mar 2017	TANNENBAUM LEONARD M 10 percent owner 10 percent owner	Common Stock, par value $0.01 per share	175,000	N/A	N/A
Purchase	17 Mar 2017	TANNENBAUM LEONARD M 10 percent owner 10 percent owner	Common Stock, par value $0.01 per share	170,000	N/A	N/A
Purchase	17 Mar 2017	BERMAN BERNARD D director, officer: Chief Executive Officer director, officer: Chief Execut..	Common Stock	5,000	N/A	N/A
Purchase	15 Mar 2017	TANNENBAUM LEONARD M 10 percent owner 10 percent owner	Common Stock	1,273,000	N/A	N/A
Purchase	14 Mar 2017	TANNENBAUM LEONARD M 10 percent owner 10 percent owner	Common Stock	356,492	N/A	N/A
Purchase	13 Mar 2017	TANNENBAUM LEONARD M 10 percent owner 10 percent owner	Common Stock	176,476	N/A	N/A
Purchase	10 Mar 2017	TANNENBAUM LEONARD M 10 percent owner 10 percent owner	Common Stock	389,571	N/A	N/A
Purchase	9 Mar 2017	TANNENBAUM LEONARD M 10 percent owner 10 percent owner	Common Stock	205,169	N/A	N/A
Purchase	6 Mar 2017	BERMAN BERNARD D director, officer: Chief Executive Officer director, officer: Chief Execut..	Common Stock	5,000	N/A	N/A
Purchase	3 Mar 2017	BERMAN BERNARD D director, officer: Chief Executive Officer director, officer: Chief Execut..	Common Stock	10,000	N/A	N/A
Purchase	17 Feb 2017	CASTRO-BLANCO JAMES director director	Common Stock	20,000	N/A	N/A
Purchase	16 Feb 2017	RAY DOUGLAS F director director	Common Stock	6,400	N/A	N/A
Purchase	16 Feb 2017	KHORANA SANDEEP K. director director	Common Stock	2,200	N/A	N/A
Purchase	14 Feb 2017	NOREIKA STEVEN M. officer: Chief Financial Officer officer: Chief Financial Officer	Common Stock	1,000	N/A	N/A
Purchase	14 Feb 2017	DALTON PATRICK J director, officer: Chief Executive Officer director, officer: Chief Execut..	Common Stock	22,500	N/A	N/A
Purchase	13 Feb 2017	DUTKIEWICZ RICHARD P director director	Common Stock	4,000	N/A	N/A
Purchase	10 Feb 2017	HANEY BYRON J director director	Common Stock	18,000	N/A	N/A
Purchase	10 Feb 2017	BERMAN BERNARD D director, officer: Chief Executive Officer director, officer: Chief Execut..	Common Stock	10,000	$4.56	$45,600
Purchase	10 Feb 2017	BERMAN BERNARD D director, officer: Chief Executive Officer director, officer: Chief Execut..	Common Stock	10,000	N/A	N/A
Purchase	10 Feb 2017	HANEY BYRON J director director	Common Stock	18,000	$4.55	$81,900
Sale	23 Dec 2016	TANNENBAUM LEONARD M 10 percent owner 10 percent owner	Common Stock	900	N/A	N/A
Sale	21 Dec 2016	TANNENBAUM LEONARD M 10 percent owner 10 percent owner	Common Stock	4,580	N/A	N/A
Sale	20 Dec 2016	TANNENBAUM LEONARD M 10 percent owner 10 percent owner	Common Stock	6,025	N/A	N/A
Sale	13 Dec 2016	TANNENBAUM LEONARD M 10 percent owner 10 percent owner	Common Stock, par value $0.01 per share	93,166	N/A	N/A
Sale	13 Dec 2016	TANNENBAUM LEONARD M 10 percent owner 10 percent owner	Common Stock, par value $0.01 per share	93,166	$5.56	$518,003
Sale	12 Dec 2016	TANNENBAUM LEONARD M 10 percent owner 10 percent owner	Common Stock, par value $0.01 per share	68,402	N/A	N/A
Sale	12 Dec 2016	TANNENBAUM LEONARD M 10 percent owner 10 percent owner	Common Stock, par value $0.01 per share	68,402	$5.61	$383,735
Sale	9 Dec 2016	TANNENBAUM LEONARD M 10 percent owner 10 percent owner	Common Stock, par value $0.01 per share	50,000	N/A	N/A
Sale	8 Dec 2016	TANNENBAUM LEONARD M 10 percent owner 10 percent owner	Common Stock, par value $0.01 per share	100,000	N/A	N/A
Purchase	6 Dec 2016	DUTKIEWICZ RICHARD P director director	Common Stock	5,000	N/A	N/A
Purchase	31 Aug 2016	CASTRO-BLANCO JAMES director director	Common Stock	16,500	N/A	N/A
Purchase	24 Feb 2016	DUNN BRIAN S director director	Common Stock	6,000	N/A	N/A
Purchase	22 Feb 2016	DUNN BRIAN S director director	Common Stock	15,000	N/A	N/A
Purchase	28 Sep 2015	CASTRO-BLANCO JAMES director director	Common Stock	6,000	N/A	N/A
Purchase	13 Feb 2015	CASTRO-BLANCO JAMES director director	Common Stock	650	N/A	N/A
Purchase	12 Feb 2015	OWENS TODD director, officer: Chief Executive Officer director, officer: Chief Execut..	Common Stock	10,000	N/A	N/A
Purchase	11 Feb 2015	TANNENBAUM LEONARD M 10 percent owner 10 percent owner	Common Stock	471,851	N/A	N/A
Purchase	11 Feb 2015	TANNENBAUM LEONARD M 10 percent owner 10 percent owner	Common Stock	471,851	$6.83	$3,220,383
Purchase	10 Feb 2015	BERMAN BERNARD D director, officer: Chief Executive Officer director, officer: Chief Execut..	Common Stock	2,000	N/A	N/A
Purchase	10 Feb 2015	TANNENBAUM LEONARD M 10 percent owner 10 percent owner	Common Stock	650,000	N/A	N/A
Purchase	18 Dec 2014	CASTRO-BLANCO JAMES director director	Common Stock	750	N/A	N/A
Purchase	11 Dec 2014	BERMAN BERNARD D director, officer: Chief Executive Officer director, officer: Chief Execut..	Common Stock	2,000	N/A	N/A
Purchase	3 Dec 2014	PETROCELLI RICHARD A officer: Chief Financial Officer officer: Chief Financial Officer	Common Stock	2,000	N/A	N/A
Purchase	20 Aug 2014	DIMITROV IVELIN M. director, officer: Chief Investment Off.. director, officer: Chief Invest..	Common Stock	1,000	N/A	N/A
Purchase	3 Mar 2014	DIMITROV IVELIN M. director, officer: Chief Investment Off.. director, officer: Chief Invest..	Common Stock	1,000	N/A	N/A
Purchase	13 Dec 2013	TANNENBAUM LEONARD M 10 percent owner 10 percent owner	Common Stock	20,000	N/A	N/A
Purchase	3 Dec 2013	DIMITROV IVELIN M. director, officer: Chief Investment Off.. director, officer: Chief Invest..	Common Stock	1,000	N/A	N/A
Purchase	3 Dec 2013	BERMAN BERNARD D director, officer: Chief Executive Officer director, officer: Chief Execut..	Common Stock	1,000	N/A	N/A
Purchase	2 Dec 2013	DUTKIEWICZ RICHARD P director director	Common Stock	250	N/A	N/A

Showing 250 to 300 of 399 results.

Insider trading

Monitoring trades made by the management members or major shareholders of companies may help create a sharper picture of what is happening inside the companies. Base your decisions on buys or sells of the people involved and do the right thing at the right time.

Who is insider?

Every director or senior officer, as well as any other entity or individual owning more than 10% of the company’s shares on the stock market, is called an insider. Such people or entities are allowed to buy/sell the company's shares under strictly controlled conditions. Key premise here is that none of them can make trades based on non-public information about the company.

Oaktree Specialty Lending Insider trading & Transactions

Insider trading

Who is insider?

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Oaktree Specialty Lending
Insider trading & Transactions