Oaktree Specialty Lending
Insider trading & Transactions

Last updated: 20 Jun 2013

Transaction	Date	Insider	Security	Shares	Price per share	Total value
Purchase	20 Jun 2013	TANNENBAUM LEONARD M 10 percent owner 10 percent owner	Common Stock	20,000	N/A	N/A
Purchase	20 Jun 2013	BERMAN BERNARD D director, officer: Chief Executive Officer director, officer: Chief Execut..	Common Stock	1,000	N/A	N/A
Purchase	29 May 2013	TANNENBAUM LEONARD M 10 percent owner 10 percent owner	Common Stock	25,000	N/A	N/A
Purchase	23 May 2013	BERMAN BERNARD D director, officer: Chief Executive Officer director, officer: Chief Execut..	Common Stock	1,000	N/A	N/A
Purchase	16 May 2013	DIMITROV IVELIN M. director, officer: Chief Investment Off.. director, officer: Chief Invest..	Common Stock	1,000	N/A	N/A
Purchase	15 May 2013	DUTKIEWICZ RICHARD P director director	Common Stock	4,000	N/A	N/A
Purchase	1 Mar 2013	RAY DOUGLAS F director director	Common Stock	5,700	N/A	N/A
Purchase	14 Feb 2013	DIMITROV IVELIN M. director, officer: Chief Investment Off.. director, officer: Chief Invest..	Common Stock	1,000	N/A	N/A
Purchase	13 Feb 2013	TANNENBAUM LEONARD M 10 percent owner 10 percent owner	Common Stock	15,000	N/A	N/A
Purchase	28 Dec 2012	BERMAN BERNARD D director, officer: Chief Executive Officer director, officer: Chief Execut..	Common Stock	1,000	N/A	N/A
Purchase	6 Dec 2012	DIMITROV IVELIN M. director, officer: Chief Investment Off.. director, officer: Chief Invest..	Common Stock	1,000	N/A	N/A
Purchase	4 Dec 2012	TANNENBAUM LEONARD M 10 percent owner 10 percent owner	Common Stock	10,000	N/A	N/A
Purchase	28 Aug 2012	TANNENBAUM LEONARD M 10 percent owner 10 percent owner	Common Stock	5,000	N/A	N/A
Purchase	27 Aug 2012	TANNENBAUM LEONARD M 10 percent owner 10 percent owner	Common Stock	5,000	N/A	N/A
Purchase	14 Aug 2012	DIMITROV IVELIN M. director, officer: Chief Investment Off.. director, officer: Chief Invest..	Common Stock	1,000	N/A	N/A
Purchase	24 May 2012	TANNENBAUM LEONARD M 10 percent owner 10 percent owner	Common Stock	10,000	N/A	N/A
Purchase	23 May 2012	BERMAN BERNARD D director, officer: Chief Executive Officer director, officer: Chief Execut..	Common Stock	1,000	N/A	N/A
Purchase	23 May 2012	DIMITROV IVELIN M. director, officer: Chief Investment Off.. director, officer: Chief Invest..	Common Stock	1,000	N/A	N/A
Purchase	12 Mar 2012	DUTKIEWICZ RICHARD P director director	Common Stock	3,000	N/A	N/A
Purchase	6 Mar 2012	TANNENBAUM LEONARD M 10 percent owner 10 percent owner	Common Stock	30,000	N/A	N/A
Purchase	6 Mar 2012	BERMAN BERNARD D director, officer: Chief Executive Officer director, officer: Chief Execut..	Common Stock	1,000	N/A	N/A
Purchase	5 Mar 2012	DIMITROV IVELIN M. director, officer: Chief Investment Off.. director, officer: Chief Invest..	Common Stock	1,000	N/A	N/A
Purchase	8 Dec 2011	DIMITROV IVELIN M. director, officer: Chief Investment Off.. director, officer: Chief Invest..	Common Stock	1,000	N/A	N/A
Purchase	6 Dec 2011	TANNENBAUM LEONARD M 10 percent owner 10 percent owner	Common Stock	20,000	N/A	N/A
Purchase	6 Dec 2011	BERMAN BERNARD D director, officer: Chief Executive Officer director, officer: Chief Execut..	Common Stock	1,000	N/A	N/A
Purchase	21 Sep 2011	FRANK ALEXANDER C director director	Common Stock	10,000	N/A	N/A
Purchase	10 Aug 2011	DUNN BRIAN S director director	Common Stock	1,000	N/A	N/A
Purchase	9 Aug 2011	MEYER FRANK C director director	Common Stock	11,612	N/A	N/A
Purchase	9 Aug 2011	DUTKIEWICZ RICHARD P director director	Common Stock	1,200	N/A	N/A
Purchase	9 Aug 2011	TANNENBAUM LEONARD M 10 percent owner 10 percent owner	Common Stock	10,000	N/A	N/A
Purchase	8 Aug 2011	TANNENBAUM LEONARD M 10 percent owner 10 percent owner	Common Stock	216,301	N/A	N/A
Purchase	8 Aug 2011	DIMITROV IVELIN M. director, officer: Chief Investment Off.. director, officer: Chief Invest..	Common Stock	1,000	N/A	N/A
Purchase	8 Aug 2011	BERMAN BERNARD D director, officer: Chief Executive Officer director, officer: Chief Execut..	Common Stock	1,000	N/A	N/A
Purchase	21 Jun 2011	TANNENBAUM LEONARD M 10 percent owner 10 percent owner	Common	10,000	N/A	N/A
Purchase	21 Jun 2011	TANNENBAUM LEONARD M 10 percent owner 10 percent owner	Common Stock	20,000	N/A	N/A
Purchase	14 Jun 2011	BLAKEMAN CHAD S. officer: Co-Chief Investment Officer officer: Co-Chief Investment Of..	Common Stock	1,000	N/A	N/A
Purchase	14 Jun 2011	TANNENBAUM LEONARD M 10 percent owner 10 percent owner	Common Stock	10,000	N/A	N/A
Purchase	17 May 2011	TANNENBAUM LEONARD M 10 percent owner 10 percent owner	Common Stock	10,000	N/A	N/A
Purchase	16 May 2011	BERMAN BERNARD D director, officer: Chief Executive Officer director, officer: Chief Execut..	Common Stock	500	N/A	N/A
Purchase	16 May 2011	TANNENBAUM LEONARD M 10 percent owner 10 percent owner	Common Stock	20,000	N/A	N/A
Purchase	11 May 2011	DIMITROV IVELIN M. director, officer: Chief Investment Off.. director, officer: Chief Invest..	Common Stock	800	N/A	N/A
Purchase	9 May 2011	TANNENBAUM LEONARD M 10 percent owner 10 percent owner	Common Stock	22,000	N/A	N/A
Purchase	9 May 2011	TANNENBAUM LEONARD M 10 percent owner 10 percent owner	Common Stock	22,000	$12.34	$271,414
Purchase	15 Dec 2010	DIMITROV IVELIN M. director, officer: Chief Investment Off.. director, officer: Chief Invest..	Common Stock	1,000	N/A	N/A
Purchase	20 Aug 2010	DUNN BRIAN S director director	Common Stock	2,000	N/A	N/A
Purchase	12 Aug 2010	TANNENBAUM LEONARD M 10 percent owner 10 percent owner	Common Stock	20,870	N/A	N/A
Purchase	11 Aug 2010	BERMAN BERNARD D director, officer: Chief Executive Officer director, officer: Chief Execut..	Common Stock	1,000	N/A	N/A
Purchase	11 Aug 2010	TANNENBAUM LEONARD M 10 percent owner 10 percent owner	Common Stock	31,263	N/A	N/A
Purchase	10 Aug 2010	TANNENBAUM LEONARD M 10 percent owner 10 percent owner	Common Stock	16,000	N/A	N/A
Purchase	10 Aug 2010	TANNENBAUM LEONARD M 10 percent owner 10 percent owner	Common Stock	16,000	$10.54	$168,576

Showing 300 to 350 of 399 results.

Insider trading

Monitoring trades made by the management members or major shareholders of companies may help create a sharper picture of what is happening inside the companies. Base your decisions on buys or sells of the people involved and do the right thing at the right time.

Who is insider?

Every director or senior officer, as well as any other entity or individual owning more than 10% of the company’s shares on the stock market, is called an insider. Such people or entities are allowed to buy/sell the company's shares under strictly controlled conditions. Key premise here is that none of them can make trades based on non-public information about the company.

Oaktree Specialty Lending Insider trading & Transactions

Insider trading

Who is insider?

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Oaktree Specialty Lending
Insider trading & Transactions