Option
ROTHERA MARK officer: Chief Commercial Officer officer: Chief Commercial Officer
Stock Option (Right To Buy) 7,100 N/A N/A Sale
ROTHERA MARK officer: Chief Commercial Officer officer: Chief Commercial Officer
Common Stock 10,100 N/A N/A Sale
ROTHERA MARK officer: Chief Commercial Officer officer: Chief Commercial Officer
Common Stock 2,900 N/A N/A Option
ROTHERA MARK officer: Chief Commercial Officer officer: Chief Commercial Officer
Common Stock 900 N/A N/A Option
ROTHERA MARK officer: Chief Commercial Officer officer: Chief Commercial Officer
Stock Option (Right To Buy) 900 N/A N/A Sale
JACOBSON ALLAN STEVEN director director
Common Stock 2,000 N/A N/A Sale
ROTHERA MARK officer: Chief Commercial Officer officer: Chief Commercial Officer
Common Stock 8,000 N/A N/A Sale
KOVACS SHANE WILLIAM CHARLES officer: Chief Financial Offi.. officer: Chief Financial Officer
Common Stock 1,650 N/A N/A Sale
PELTZ STUART WALTER director, officer: Chief Executive Off.. director, officer: Chief Execut..
Common Stock 25,487 N/A N/A Sale
SOUTHWELL DAVID P director director
Common Stock 2,317 N/A N/A Sale
HIRAWAT CLAUDIA DE OLIVEIRA RIBEIRO officer: President officer: President
Common Stock 15,320 N/A N/A Sale
BOULDING MARK ELLIOTT officer: Exec. VP and CLO officer: Exec. VP and CLO
Common Stock 10,049 N/A N/A Sale
ALMSTEAD NEIL GREGORY officer: Chief Technical Ops Officer officer: Chief Technical Ops Of..
Common Stock 10,859 N/A N/A Sale
JACOBSON ALLAN STEVEN director director
Common Stock 7,616 N/A N/A Sale
KRANDA MICHAEL L director director
Common Stock 1,186 N/A N/A Sale
SPIEGEL ROBERT J. officer: Chief Medical Officer officer: Chief Medical Officer
Common Stock 1,186 N/A N/A Sale
PELTZ STUART WALTER director, officer: Chief Executive Off.. director, officer: Chief Execut..
Common Stock 27,414 N/A N/A Purchase
SCHMERTZLER MICHAEL director director
Common Stock 23,000 N/A N/A Sale
HBM HEALTHCARE INVESTMENTS (CAYMAN) LTD. 10 percent owner 10 percent owner
Common Stock 66,667 N/A N/A Purchase
ALDRICH RICHARD director director
Common Stock 766,667 N/A N/A Purchase
HBM HEALTHCARE INVESTMENTS (CAYMAN) LTD. 10 percent owner 10 percent owner
Common Stock 666,676 N/A N/A Purchase
BOLTE AXEL director director
Common Stock 20,000 N/A N/A Purchase
KOPPEL ADAM director director
Common Stock 1,250,000 N/A N/A Purchase
ROTHERA MARK officer: Chief Commercial Officer officer: Chief Commercial Officer
Common Stock 25,000 N/A N/A Purchase
SCHMERTZLER MICHAEL director director
Common Stock 533,333 N/A N/A Purchase
VULCAN VENTURES INC. director director
Common Stock 333,333 N/A N/A Purchase
SCHMERTZLER MICHAEL director director
Stock Option (right to buy) 60,000 N/A N/A Purchase
ROTHERA MARK officer: Chief Commercial Officer officer: Chief Commercial Officer
Stock Option (right to buy) 165,000 N/A N/A Purchase
ALDRICH RICHARD director director
Stock Option (right to buy) 20,000 N/A N/A Purchase
SCHMERTZLER MICHAEL director director
Series Four Senior Preferred Stock 269,283 N/A N/A Purchase
ALDRICH RICHARD director director
Series Four Senior Preferred Stock 583,333 N/A N/A Sale
SCHMERTZLER MICHAEL director director
Warrant (right to purchase) 684 N/A N/A Purchase
SCHMERTZLER MICHAEL director director
Warrant (right to purchase) 818,698 N/A N/A