Option
PERSHING EDWARD director director
Series D-1 Convertible Preferred Stock 28,326 N/A N/A Option
PERSHING EDWARD director director
8% Unsecured Convertible Promissory Note 0 $2.86 $0 Option
PERSHING EDWARD director director
Series D-1 Convertible Preferred Stock 56,639 N/A N/A Option
PERSHING EDWARD director director
8% Unsecured Convertible Promissory Note 0 $2.86 $0 Purchase
RODRIGUES DOMINIC director director
Series D Convertible Preferred Stock 11,416,262 N/A N/A Option
HOROWITZ BRUCE director, officer: Chief Operating Officer director, officer: Chief Operat..
Series D-1 Convertible Preferred Stock 38,473 $2.86 $110,110 Option
WACHTER ERIC PHD director, officer: Chief Technology Officer director, officer: Chief Techno..
Series D-1 Convertible Preferred Stock 1,393,276 $2.86 $3,987,556 Option
RAINES HEATHER officer: CFO officer: CFO
Series D-1 Convertible Preferred Stock 20,289 $2.86 $58,067 Option
BAILEY WEBSTER director director
Series D-1 Convertible Preferred Stock 41,323 N/A N/A Option
PERSHING EDWARD director director
Series D-1 Convertible Preferred Stock 478,926 N/A N/A Purchase
GLASS JOHN R officer: See Remarks officer: See Remarks
Common Stock 84,100 $0.05 $4,541 Purchase
GLASS JOHN R officer: See Remarks officer: See Remarks
Common Stock 115,900 $0.05 $6,259 Option
WACHTER ERIC PHD director, officer: Chief Technology Officer director, officer: Chief Techno..
Common Stock 120,000 N/A N/A Option
WACHTER ERIC PHD director, officer: Chief Technology Officer director, officer: Chief Techno..
Employee Stock Option (right to buy) 120,000 N/A N/A Option
CULPEPPER PETER R other: Prior Interim CEO, CFO, COO other: Prior Interim CEO, CFO, ..
Common Stock 138,831 $0.94 $130,501 Option
CULPEPPER PETER R other: Prior Interim CEO, CFO, COO other: Prior Interim CEO, CFO, ..
Common Stock 6,383 $0.94 $6,000 Option
CULPEPPER PETER R other: Prior Interim CEO, CFO, COO other: Prior Interim CEO, CFO, ..
Stock Option (right to buy) 145,214 N/A N/A Option
WACHTER ERIC PHD director, officer: Chief Technology Officer director, officer: Chief Techno..
Common Stock 185,000 $1.02 $188,700 Option
WACHTER ERIC PHD director, officer: Chief Technology Officer director, officer: Chief Techno..
Employee Stock Option (right to buy) 185,000 $1.02 $188,700 Option
CULPEPPER PETER R other: Prior Interim CEO, CFO, COO other: Prior Interim CEO, CFO, ..
Common Stock 33,334 $0.75 $25,001 Option
CULPEPPER PETER R other: Prior Interim CEO, CFO, COO other: Prior Interim CEO, CFO, ..
Common Stock 29,786 $0.94 $27,999 Option
CULPEPPER PETER R other: Prior Interim CEO, CFO, COO other: Prior Interim CEO, CFO, ..
Stock Option (right to buy) 33,334 $0.75 $25,001 Option
SCOTT TIMOTHY PHD director, officer: President director, officer: President
Common Stock 76,764 $0.64 $49,129 Option
CULPEPPER PETER R other: Prior Interim CEO, CFO, COO other: Prior Interim CEO, CFO, ..
Stock Option (right to buy) 29,786 $0.94 $27,999 Option
SCOTT TIMOTHY PHD director, officer: President director, officer: President
Stock Option (right to buy) 76,764 $0.64 $49,129 Option
SCOTT TIMOTHY PHD director, officer: President director, officer: President
Common Stock 126,361 N/A N/A Option
SCOTT TIMOTHY PHD director, officer: President director, officer: President
Stock Option (right to buy) 126,361 N/A N/A Option
SCOTT TIMOTHY PHD director, officer: President director, officer: President
Common Stock 96,875 $0.64 $62,000 Option
SCOTT TIMOTHY PHD director, officer: President director, officer: President
Stock Option (right to buy) 96,875 $0.64 $62,000 Option
CULPEPPER PETER R other: Prior Interim CEO, CFO, COO other: Prior Interim CEO, CFO, ..
Common Stock 100,000 $1.25 $125,000 Option
CULPEPPER PETER R other: Prior Interim CEO, CFO, COO other: Prior Interim CEO, CFO, ..
Stock Option (right to buy) 100,000 $1.25 $125,000 Option
SCOTT TIMOTHY PHD director, officer: President director, officer: President
Common Stock 25,000 $0.95 $23,750 Option
SCOTT TIMOTHY PHD director, officer: President director, officer: President
Stock Option (right to buy) 25,000 $0.95 $23,750 Option
WACHTER ERIC PHD director, officer: Chief Technology Officer director, officer: Chief Techno..
Common Stock 25,000 N/A N/A Option
WACHTER ERIC PHD director, officer: Chief Technology Officer director, officer: Chief Techno..
Common Stock 14,248 N/A N/A Option
WACHTER ERIC PHD director, officer: Chief Technology Officer director, officer: Chief Techno..
Common Stock 600,000 N/A N/A Option
WACHTER ERIC PHD director, officer: Chief Technology Officer director, officer: Chief Techno..
Employee Stock Option (Right to buy) 600,000 N/A N/A Option
CULPEPPER PETER R other: Prior Interim CEO, CFO, COO other: Prior Interim CEO, CFO, ..
Common Stock 68,624 N/A N/A Option
SCOTT TIMOTHY PHD director, officer: President director, officer: President
Common Stock 300,000 N/A N/A Option
SCOTT TIMOTHY PHD director, officer: President director, officer: President
Stock Option (right to buy) 300,000 N/A N/A Option
CULPEPPER PETER R other: Prior Interim CEO, CFO, COO other: Prior Interim CEO, CFO, ..
Common Stock 121,000 N/A N/A Option
CULPEPPER PETER R other: Prior Interim CEO, CFO, COO other: Prior Interim CEO, CFO, ..
Stock Option (right to buy) 189,624 N/A N/A Purchase
KOE JAN director director
Common Stock 100,000 N/A N/A Purchase
KOE JAN director director
Common Stock Warrants (right to buy) 150,000 N/A N/A Option
DEES H CRAIG director, officer: Chief Executive Officer director, officer: Chief Execut..
Common Stock 18,750 N/A N/A Option
DEES H CRAIG director, officer: Chief Executive Officer director, officer: Chief Execut..
Common Stock 25,000 N/A N/A Option
DEES H CRAIG director, officer: Chief Executive Officer director, officer: Chief Execut..
Stock Option (right to buy) 18,750 N/A N/A Purchase
CULPEPPER PETER R other: Prior Interim CEO, CFO, COO other: Prior Interim CEO, CFO, ..
Common Stock 133,333 N/A N/A Purchase
CULPEPPER PETER R other: Prior Interim CEO, CFO, COO other: Prior Interim CEO, CFO, ..
Common Stock Warrants (right to buy) 133,333 N/A N/A Purchase
CULPEPPER PETER R other: Prior Interim CEO, CFO, COO other: Prior Interim CEO, CFO, ..
Common Stock 133,333 N/A N/A