Option
KARCZMER AARON officer: EVP, RRPS Chief Risk Complianc officer: EVP, RRPS Chief Risk C..
Restricted Stock Units -1 8,865 N/A N/A Option
READY WILLIAM J officer: EVP, Chief Operating Officer officer: EVP, Chief Operating O..
Common Stock 24,258 N/A N/A Option
READY WILLIAM J officer: EVP, Chief Operating Officer officer: EVP, Chief Operating O..
Restricted Stock Units -8 24,258 N/A N/A Option
SCHULMAN DANIEL H director, officer: President and CEO director, officer: President an..
Common Stock 15,000 N/A N/A Sale
SCHULMAN DANIEL H director, officer: President and CEO director, officer: President an..
Common Stock 24,447 N/A N/A Option
SCHULMAN DANIEL H director, officer: President and CEO director, officer: President an..
Non-Qualified Stock Option (right to buy) 15,000 N/A N/A Sale
PENTLAND ADELE LOUISE officer: EVP, Chief Bus Aff & Legal .. officer: EVP, Chief Bus Aff & L..
Common Stock 16,778 N/A N/A Option
PENTLAND ADELE LOUISE officer: EVP, Chief Bus Aff & Legal .. officer: EVP, Chief Bus Aff & L..
Restricted Stock Units -1 6,112 N/A N/A Option
PENTLAND ADELE LOUISE officer: EVP, Chief Bus Aff & Legal .. officer: EVP, Chief Bus Aff & L..
Common Stock 33,278 N/A N/A Option
AUERBACH JONATHAN officer: EVP, Chief Strat & Growth Off officer: EVP, Chief Strat & Gro..
Restricted Stock Units -1 10,187 N/A N/A Option
AUERBACH JONATHAN officer: EVP, Chief Strat & Growth Off officer: EVP, Chief Strat & Gro..
Common Stock 37,353 N/A N/A Option
AUERBACH JONATHAN officer: EVP, Chief Strat & Growth Off officer: EVP, Chief Strat & Gro..
Restricted Stock Units -2 27,166 N/A N/A Option
PENTLAND ADELE LOUISE officer: EVP, Chief Bus Aff & Legal .. officer: EVP, Chief Bus Aff & L..
Restricted Stock Units -2 27,166 N/A N/A Option
SCHULMAN DANIEL H director, officer: President and CEO director, officer: President an..
Common Stock 15,000 N/A N/A Sale
SCHULMAN DANIEL H director, officer: President and CEO director, officer: President an..
Common Stock 25,078 N/A N/A Option
SCHULMAN DANIEL H director, officer: President and CEO director, officer: President an..
Non-Qualified Stock Option (right to buy) 15,000 N/A N/A Sale
AUERBACH JONATHAN officer: EVP, Chief Strat & Growth Off officer: EVP, Chief Strat & Gro..
Common Stock 20,242 N/A N/A Option
RAINEY JOHN D officer: CFO and EVP, Global Cust Off officer: CFO and EVP, Global Cu..
Non-Qualified Stock Option (right to buy) 5,462 N/A N/A Sale
READY WILLIAM J officer: EVP, Chief Operating Officer officer: EVP, Chief Operating O..
Common Stock 72,000 N/A N/A Option
RAINEY JOHN D officer: CFO and EVP, Global Cust Off officer: CFO and EVP, Global Cu..
Common Stock 5,462 N/A N/A Sale
RAINEY JOHN D officer: CFO and EVP, Global Cust Off officer: CFO and EVP, Global Cu..
Common Stock 5,462 N/A N/A Sale
PENTLAND ADELE LOUISE officer: EVP, Chief Bus Aff & Legal .. officer: EVP, Chief Bus Aff & L..
Common Stock 8,463 N/A N/A Option
MARINO GARY J officer: Chief Commercial Officer officer: Chief Commercial Officer
Common Stock 16,624 N/A N/A Option
RAINEY JOHN D officer: CFO and EVP, Global Cust Off officer: CFO and EVP, Global Cu..
Common Stock 16,786 N/A N/A Option
MARINO GARY J officer: Chief Commercial Officer officer: Chief Commercial Officer
Common Stock 20,693 N/A N/A Option
SCHULMAN DANIEL H director, officer: President and CEO director, officer: President an..
Common Stock 72,709 N/A N/A Option
READY WILLIAM J officer: EVP, Chief Operating Officer officer: EVP, Chief Operating O..
Restricted Stock Units -5 4,034 N/A N/A Option
ANDERSON AARON officer: VP, Chief Accounting Officer officer: VP, Chief Accounting O..
Common Stock 3,906 N/A N/A Option
AUERBACH JONATHAN officer: EVP, Chief Strat & Growth Off officer: EVP, Chief Strat & Gro..
Restricted Stock Units -3 10,492 N/A N/A Option
ANDERSON AARON officer: VP, Chief Accounting Officer officer: VP, Chief Accounting O..
Restricted Stock Units -5 1,889 N/A N/A Option
PENTLAND ADELE LOUISE officer: EVP, Chief Bus Aff & Legal .. officer: EVP, Chief Bus Aff & L..
Common Stock 16,786 N/A N/A Option
MARINO GARY J officer: Chief Commercial Officer officer: Chief Commercial Officer
Common Stock 12,590 N/A N/A Option
SCHULMAN DANIEL H director, officer: President and CEO director, officer: President an..
Restricted Stock Units -5 54,555 N/A N/A Option
MARINO GARY J officer: Chief Commercial Officer officer: Chief Commercial Officer
Restricted Stock Units -3 2,017 N/A N/A Option
SCHULMAN DANIEL H director, officer: President and CEO director, officer: President an..
Restricted Stock Units -3 18,154 N/A N/A Option
MARINO GARY J officer: Chief Commercial Officer officer: Chief Commercial Officer
Restricted Stock Units -2 2,052 N/A N/A Option
ANDERSON AARON officer: VP, Chief Accounting Officer officer: VP, Chief Accounting O..
Restricted Stock Units -4 2,017 N/A N/A Option
READY WILLIAM J officer: EVP, Chief Operating Officer officer: EVP, Chief Operating O..
Common Stock 22,918 N/A N/A Option
RAINEY JOHN D officer: CFO and EVP, Global Cust Off officer: CFO and EVP, Global Cu..
Restricted Stock Units -3 16,786 N/A N/A Option
MARINO GARY J officer: Chief Commercial Officer officer: Chief Commercial Officer
Restricted Stock Units -5 12,590 N/A N/A Option
AUERBACH JONATHAN officer: EVP, Chief Strat & Growth Off officer: EVP, Chief Strat & Gro..
Common Stock 10,492 N/A N/A Option
MARINO GARY J officer: Chief Commercial Officer officer: Chief Commercial Officer
Restricted Stock Units -4 4,034 N/A N/A Option
READY WILLIAM J officer: EVP, Chief Operating Officer officer: EVP, Chief Operating O..
Restricted Stock Units -6 18,884 N/A N/A Option
PENTLAND ADELE LOUISE officer: EVP, Chief Bus Aff & Legal .. officer: EVP, Chief Bus Aff & L..
Restricted Stock Units -3 16,786 N/A N/A Sale
SCHULMAN DANIEL H director, officer: President and CEO director, officer: President an..
Common Stock 20,184 N/A N/A Option
SCHULMAN DANIEL H director, officer: President and CEO director, officer: President an..
Non-Qualified Stock Option (right to buy) 15,000 N/A N/A Sale
SCHULMAN DANIEL H director, officer: President and CEO director, officer: President an..
Common Stock 23,500 N/A N/A Option
SCHULMAN DANIEL H director, officer: President and CEO director, officer: President an..
Common Stock 15,000 N/A N/A Sale
KARCZMER AARON officer: EVP, RRPS Chief Risk Complianc officer: EVP, RRPS Chief Risk C..
Common Stock 5,674 N/A N/A Sale
PENTLAND ADELE LOUISE officer: EVP, Chief Bus Aff & Legal .. officer: EVP, Chief Bus Aff & L..
Common Stock 20,876 N/A N/A