Option
SCHULMAN DANIEL H director, officer: President and CEO director, officer: President an..
Restricted Stock Units -7 125,870 N/A N/A Option
ANDERSON AARON officer: VP, Chief Accounting Officer officer: VP, Chief Accounting O..
Common Stock 3,033 N/A N/A Option
KARCZMER AARON officer: EVP, RRPS Chief Risk Complianc officer: EVP, RRPS Chief Risk C..
Restricted Stock Units -2 16,173 N/A N/A Option
READY WILLIAM J officer: EVP, Chief Operating Officer officer: EVP, Chief Operating O..
Restricted Stock Units -8 32,346 N/A N/A Option
AUERBACH JONATHAN officer: EVP, Chief Strat & Growth Off officer: EVP, Chief Strat & Gro..
Restricted Stock Units -4 12,130 N/A N/A Option
READY WILLIAM J officer: EVP, Chief Operating Officer officer: EVP, Chief Operating O..
Restricted Stock Units -7 97,035 N/A N/A Option
RAINEY JOHN D officer: CFO and EVP, Global Cust Off officer: CFO and EVP, Global Cu..
Restricted Stock Units -5 75,738 N/A N/A Option
SCHULMAN DANIEL H director, officer: President and CEO director, officer: President an..
Restricted Stock Units -6 60,649 N/A N/A Option
ANDERSON AARON officer: VP, Chief Accounting Officer officer: VP, Chief Accounting O..
Restricted Stock Units -6 3,033 N/A N/A Option
KARCZMER AARON officer: EVP, RRPS Chief Risk Complianc officer: EVP, RRPS Chief Risk C..
Common Stock 16,173 N/A N/A Option
PENTLAND ADELE LOUISE officer: EVP, Chief Bus Aff & Legal .. officer: EVP, Chief Bus Aff & L..
Restricted Stock Units -4 20,217 N/A N/A Option
MARINO GARY J officer: Chief Commercial Officer officer: Chief Commercial Officer
Restricted Stock Units -6 24,260 N/A N/A Option
RAINEY JOHN D officer: CFO and EVP, Global Cust Off officer: CFO and EVP, Global Cu..
Common Stock 95,955 N/A N/A Option
MARINO GARY J officer: Chief Commercial Officer officer: Chief Commercial Officer
Common Stock 45,239 N/A N/A Option
RAINEY JOHN D officer: CFO and EVP, Global Cust Off officer: CFO and EVP, Global Cu..
Restricted Stock Units -4 20,217 N/A N/A Option
MARINO GARY J officer: Chief Commercial Officer officer: Chief Commercial Officer
Restricted Stock Units -7 6,993 N/A N/A Option
AUERBACH JONATHAN officer: EVP, Chief Strat & Growth Off officer: EVP, Chief Strat & Gro..
Common Stock 47,446 N/A N/A Option
PENTLAND ADELE LOUISE officer: EVP, Chief Bus Aff & Legal .. officer: EVP, Chief Bus Aff & L..
Restricted Stock Units -5 21,190 N/A N/A Option
READY WILLIAM J officer: EVP, Chief Operating Officer officer: EVP, Chief Operating O..
Common Stock 143,367 N/A N/A Option
SCHULMAN DANIEL H director, officer: President and CEO director, officer: President an..
Common Stock 212,938 N/A N/A Option
AUERBACH JONATHAN officer: EVP, Chief Strat & Growth Off officer: EVP, Chief Strat & Gro..
Restricted Stock Units -5 35,316 N/A N/A Option
PENTLAND ADELE LOUISE officer: EVP, Chief Bus Aff & Legal .. officer: EVP, Chief Bus Aff & L..
Common Stock 41,407 N/A N/A Sale
SCHULMAN DANIEL H director, officer: President and CEO director, officer: President an..
Common Stock 26,000 N/A N/A Option
SCHULMAN DANIEL H director, officer: President and CEO director, officer: President an..
Common Stock 15,000 N/A N/A Option
SCHULMAN DANIEL H director, officer: President and CEO director, officer: President an..
Non-Qualified Stock Option (right to buy) 15,000 N/A N/A Option
PENTLAND ADELE LOUISE officer: EVP, Chief Bus Aff & Legal .. officer: EVP, Chief Bus Aff & L..
Common Stock 34,637 N/A N/A Sale
PENTLAND ADELE LOUISE officer: EVP, Chief Bus Aff & Legal .. officer: EVP, Chief Bus Aff & L..
Common Stock 34,637 N/A N/A Option
PENTLAND ADELE LOUISE officer: EVP, Chief Bus Aff & Legal .. officer: EVP, Chief Bus Aff & L..
Non-Qualified Stock Option (right to buy) 34,637 N/A N/A Sale
MOFFETT DAVID M director director
Common Stock 3,808 N/A N/A Sale
KARCZMER AARON officer: EVP, RRPS Chief Risk Complianc officer: EVP, RRPS Chief Risk C..
Common Stock 7,578 N/A N/A Sale
PENTLAND ADELE LOUISE officer: EVP, Chief Bus Aff & Legal .. officer: EVP, Chief Bus Aff & L..
Common Stock 5,734 N/A N/A Sale
RAINEY JOHN D officer: CFO and EVP, Global Cust Off officer: CFO and EVP, Global Cu..
Common Stock 23,166 N/A N/A Sale
ANDERSON AARON officer: VP, Chief Accounting Officer officer: VP, Chief Accounting O..
Common Stock 3,843 N/A N/A Sale
PENTLAND ADELE LOUISE officer: EVP, Chief Bus Aff & Legal .. officer: EVP, Chief Bus Aff & L..
Common Stock 6,000 N/A N/A Option
RAINEY JOHN D officer: CFO and EVP, Global Cust Off officer: CFO and EVP, Global Cu..
Common Stock 50,977 N/A N/A Sale
READY WILLIAM J officer: EVP, Chief Operating Officer officer: EVP, Chief Operating O..
Common Stock 60,000 N/A N/A Sale
ANDERSON AARON officer: VP, Chief Accounting Officer officer: VP, Chief Accounting O..
Common Stock 9,367 N/A N/A Option
RAINEY JOHN D officer: CFO and EVP, Global Cust Off officer: CFO and EVP, Global Cu..
Non-Qualified Stock Option (right to buy) 50,977 N/A N/A Sale
RAINEY JOHN D officer: CFO and EVP, Global Cust Off officer: CFO and EVP, Global Cu..
Common Stock 50,977 N/A N/A Option
READY WILLIAM J officer: EVP, Chief Operating Officer officer: EVP, Chief Operating O..
Restricted Stock Units -3 25,094 N/A N/A Option
READY WILLIAM J officer: EVP, Chief Operating Officer officer: EVP, Chief Operating O..
Common Stock 30,434 N/A N/A Option
READY WILLIAM J officer: EVP, Chief Operating Officer officer: EVP, Chief Operating O..
Restricted Stock Units -4 5,339 N/A N/A Option
ANDERSON AARON officer: VP, Chief Accounting Officer officer: VP, Chief Accounting O..
Common Stock 7,204 N/A N/A Option
ANDERSON AARON officer: VP, Chief Accounting Officer officer: VP, Chief Accounting O..
Restricted Stock Units -3 7,204 N/A N/A Option
READY WILLIAM J officer: EVP, Chief Operating Officer officer: EVP, Chief Operating O..
Common Stock 30,431 N/A N/A Option
READY WILLIAM J officer: EVP, Chief Operating Officer officer: EVP, Chief Operating O..
Restricted Stock Units -3 25,092 N/A N/A Purchase
ADKINS RODNEY C director director
Common Stock 6,750 N/A N/A Option
READY WILLIAM J officer: EVP, Chief Operating Officer officer: EVP, Chief Operating O..
Common Stock 30,434 N/A N/A Option
READY WILLIAM J officer: EVP, Chief Operating Officer officer: EVP, Chief Operating O..
Restricted Stock Units -4 5,340 N/A N/A Option
READY WILLIAM J officer: EVP, Chief Operating Officer officer: EVP, Chief Operating O..
Restricted Stock Units -3 25,094 N/A N/A