B. Riley Financial, Inc. 5.25% Senior Notes due 2028
Insider trading & Transactions

Last updated:

Transaction Date Insider Security Shares Price per share Total value Source
Purchase
RILEY BRYANT R director, 10 percent owner, off..
 Common Stock 4,975 N/A N/A
Purchase
YOUNG KENNETH M officer: President
 Common Stock 10,000 N/A N/A
Purchase
KELLEHER THOMAS J /ADV officer: Co-CEO
 Common Stock 10,000 N/A N/A
Purchase
MOORE ANDREW officer: CEO B. Riley Securitie..
 Common Stock 10,000 N/A N/A
Purchase
RILEY BRYANT R director, 10 percent owner, off..
 Common Stock 32,945 N/A N/A
Purchase
RILEY BRYANT R director, 10 percent owner, off..
 Common Stock 13,945 N/A N/A
Purchase
RILEY BRYANT R director, 10 percent owner, off..
 Common Stock 3,110 N/A N/A
Purchase
RILEY BRYANT R director, 10 percent owner, off..
 Common Stock 1,201 N/A N/A
Purchase
D AGOSTINO ROBERT P director
 Common Stock 679 N/A N/A
Purchase
SHELDON MICHAEL JOSEPH director
 Common Stock 5,310 N/A N/A
Purchase
RILEY BRYANT R director, 10 percent owner, off..
 Common Stock 19,512 N/A N/A
Purchase
D AGOSTINO ROBERT P director
 Common Stock 7,662 N/A N/A
Purchase
RILEY BRYANT R director, 10 percent owner, off..
 Common Stock 12,699 N/A N/A
Purchase
RILEY BRYANT R director, 10 percent owner, off..
 Common Stock 4,330 N/A N/A
Purchase
RILEY BRYANT R director, 10 percent owner, off..
 Common Stock 14,900 N/A N/A
Purchase
SIMS TODD D. director
 Common Stock 2,250 N/A N/A
Purchase
RILEY BRYANT R director, 10 percent owner, off..
 Common Stock 221,181 N/A N/A
Purchase
RILEY BRYANT R director, 10 percent owner, off..
 Common Stock 7,200 N/A N/A
Purchase
RILEY BRYANT R director, 10 percent owner, off..
 Common Stock 31,072 N/A N/A
Purchase
RILEY BRYANT R director, 10 percent owner, off..
 Common Stock 7,500 N/A N/A
Purchase
RILEY BRYANT R director, 10 percent owner, off..
 Common Stock 8,679 N/A N/A
Purchase
RILEY BRYANT R director, 10 percent owner, off..
 Common Stock 5,413 N/A N/A
Purchase
RILEY BRYANT R director, 10 percent owner, off..
 Common Stock 7,325 N/A N/A
Purchase
RILEY BRYANT R director, 10 percent owner, off..
 Common Stock 28,000 N/A N/A
Purchase
KELLEHER THOMAS J /ADV officer: Co-CEO
 Common Stock 3,148 N/A N/A
Purchase
RILEY BRYANT R director, 10 percent owner, off..
 Common Stock 31,480 N/A N/A
Sale
ASHER DANIEL 10 percent owner
 Common Stock with a par value of $0.0001 125 N/A N/A
Sale
ASHER DANIEL 10 percent owner
 Common Stock with a par value of $0.0001 1,577 N/A N/A
Purchase
SIMS TODD D. director
 Common Stock 3,300 N/A N/A
Sale
ASHER DANIEL 10 percent owner
 Common Stock with a par value of $0.0001 932 N/A N/A
Sale
ASHER DANIEL 10 percent owner
 Common Stock with a par value of $0.0001 507 N/A N/A
Sale
ASHER DANIEL 10 percent owner
 Common Stock with a par value of $0.0001 2,640 N/A N/A
Sale
ASHER DANIEL 10 percent owner
 Common Stock with a par value of $0.0001 198 N/A N/A
Sale
ASHER DANIEL 10 percent owner
 Common Stock with a par value of $0.0001 368 N/A N/A
Sale
ASHER DANIEL 10 percent owner
 Common Stock with a par value of $0.0001 1,067 N/A N/A
Sale
ASHER DANIEL 10 percent owner
 Common Stock with a par value of $0.0001 500 N/A N/A
Sale
ASHER DANIEL 10 percent owner
 Common Stock with a par value of $0.0001 1,800 N/A N/A
Purchase
ASHER DANIEL 10 percent owner
 Common Stock with a par value of $0.0001 1,800 N/A N/A
Sale
ASHER DANIEL 10 percent owner
 Common Stock with a par value of $0.0001 515 N/A N/A
Purchase
ASHER DANIEL 10 percent owner
 Common Stock with a par value of $0.0001 515 N/A N/A
Sale
ASHER DANIEL 10 percent owner
 Common Stock with a par value of $0.0001 2,663 N/A N/A
Purchase
ASHER DANIEL 10 percent owner
 Common Stock with a par value of $0.0001 2,663 N/A N/A
Purchase
ASHER DANIEL 10 percent owner
 Common Stock, par value $0.0001 149,700 N/A N/A
Purchase
ASHER DANIEL 10 percent owner
 Common Stock, par value of $0.0001 95,210 N/A N/A
Purchase
ASHER DANIEL 10 percent owner
 Common Stock, par value of $0.0001 100 N/A N/A
Purchase
ASHER DANIEL 10 percent owner
 Common Stock with a par value of $0.0001 3,275 N/A N/A
Purchase
ASHER DANIEL 10 percent owner
 Common Stock with a par value of $0.0001 4,816 N/A N/A
Purchase
ASHER DANIEL 10 percent owner
 Common Stock, par value $0.0001 100 N/A N/A
Purchase
ASHER DANIEL 10 percent owner
 Common Stock with a par value of $0.0001 3,700 N/A N/A
Purchase
KELLEHER THOMAS J /ADV
Common Stock 16,500 N/A N/A

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Insider trading

Monitoring trades made by the management members or major shareholders of companies may help create a sharper picture of what is happening inside the companies. Base your decisions on buys or sells of the people involved and do the right thing at the right time.

Who is insider?

Every director or senior officer, as well as any other entity or individual owning more than 10% of the company’s shares on the stock market, is called an insider. Such people or entities are allowed to buy/sell the company's shares under strictly controlled conditions. Key premise here is that none of them can make trades based on non-public information about the company.

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