B. Riley Financial, Inc. 5.25% Senior Notes due 2028
Insider trading & Transactions

Last updated:

Transaction Date Insider Security Shares Price per share Total value Source
Purchase
WILLIAMS MIKEL H director
 Common Stock 40,000 N/A N/A
Purchase
D AGOSTINO ROBERT P director
 Common Stock 40,000 N/A N/A
Purchase
AHN PHILLIP J. officer: CFO & Chief Operating ..
 Common Stock 4,000 N/A N/A
Purchase
FORMAN ALAN N officer: EVP, General Counsel, ..
 Common Stock 3,000 N/A N/A
Purchase
TODARO RICHARD L director
 Common Stock 10,000 N/A N/A
Purchase
RILEY BRYANT R director, 10 percent owner, off..
 Common Stock 152,372 N/A N/A
Purchase
RILEY BRYANT R director, 10 percent owner, off..
 Common Stock 500 N/A N/A
Purchase
KELLEHER THOMAS J /ADV
Common Stock 500 N/A N/A
Purchase
AHN PHILLIP J. officer: CFO & Chief Operating ..
 Common Stock 300,000 N/A N/A
Purchase
HILTON HUGH G director
 Common Stock 200,000 N/A N/A
Purchase
RILEY BRYANT R director, 10 percent owner, off..
 Common Stock 200,000 N/A N/A
Purchase
HART MATTHEW J director
 Common Stock 200,000 N/A N/A
Purchase
WEITZMAN HOWARD officer: SVP, Chief Accounting ..
 Common Stock 200,000 N/A N/A
Purchase
MILLER LLOYD I III other: Former 10% Owner
 Common Stock 38,000,000 N/A N/A
Purchase
ELLIOTT INTERNATIONAL, L.P. 10 percent owner
 Common Stock, par value $0.0001 26,308,000 N/A N/A
Purchase
ELLIOTT ASSOCIATES, L.P. 10 percent owner
 Common Stock, par value $0.0001 13,692,000 N/A N/A
Purchase
CARPENTER SCOTT K officer: EVP, Retail Services
 Common Stock 856,000 N/A N/A
Purchase
GUMAER ANDREW director, officer: CEO of Great..
 Common Stock 6,720,000 N/A N/A
Purchase
MILLER LLOYD I III other: Former 10% Owner
 Common Stock 92,000 N/A N/A
Purchase
MILLER LLOYD I III other: Former 10% Owner
 Common Stock 70,600 N/A N/A
Purchase
MILLER LLOYD I III other: Former 10% Owner
 Common Stock 221,011 N/A N/A
Purchase
MILLER LLOYD I III other: Former 10% Owner
 Common Stock 268,000 N/A N/A
Purchase
MILLER LLOYD I III other: Former 10% Owner
 Common Stock 10,989 N/A N/A
Purchase
MILLER LLOYD I III other: Former 10% Owner
 Common Stock 200,500 N/A N/A
Purchase
MILLER LLOYD I III other: Former 10% Owner
 Common Stock 200,000 N/A N/A
Purchase
MILLER LLOYD I III other: Former 10% Owner
 Common Stock 289,476 N/A N/A
Purchase
MILLER LLOYD I III other: Former 10% Owner
 Common Stock 93,600 N/A N/A
Purchase
MILLER LLOYD I III other: Former 10% Owner
 Common Stock 250,000 N/A N/A
Purchase
MILLER LLOYD I III other: Former 10% Owner
 Common Stock 8,156 N/A N/A
Purchase
ERICKSON PAUL officer: EVP and CFO
 Common Stock 50,000 N/A N/A
Purchase
ELLIOTT ASSOCIATES, L.P. 10 percent owner
 Common Stock 338,080 N/A N/A
Purchase
ELLIOTT INTERNATIONAL, L.P. 10 percent owner
 Common Stock 507,120 N/A N/A
Purchase
ELLIOTT ASSOCIATES, L.P. 10 percent owner
 Common Stock 300,000 N/A N/A
Purchase
ELLIOTT ASSOCIATES, L.P. 10 percent owner
 Common Stock 400,000 N/A N/A
Option
RILEY BRYANT R director, 10 percent owner, off..
 Common Stock 18,255 N/A N/A
Option
RILEY BRYANT R director, 10 percent owner, off..
 Restricted Stock Units 18,255 N/A N/A
Option
KLEIN MARK D director
 Restricted Stock Units 18,255 N/A N/A
Option
KLEIN MARK D director
 Common Stock 18,255 N/A N/A
Option
HILTON HUGH G director
 Common Stock 18,255 N/A N/A
Option
HART MATTHEW J director
 Restricted Stock Units 18,255 N/A N/A
Option
HILTON HUGH G director
 Restricted Stock Units 18,255 N/A N/A
Option
HART MATTHEW J director
 Common Stock 18,255 N/A N/A
Option
LEVITT MICHAEL J director
 Restricted Stock Units 18,255 N/A N/A
Option
LEVITT MICHAEL J director
 Common Stock 18,255 N/A N/A

Showing 200 to 244 of 244 results.

Insider trading

Monitoring trades made by the management members or major shareholders of companies may help create a sharper picture of what is happening inside the companies. Base your decisions on buys or sells of the people involved and do the right thing at the right time.

Who is insider?

Every director or senior officer, as well as any other entity or individual owning more than 10% of the company’s shares on the stock market, is called an insider. Such people or entities are allowed to buy/sell the company's shares under strictly controlled conditions. Key premise here is that none of them can make trades based on non-public information about the company.

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