Option
MURTAGH NIGEL J officer: EVP - Corporate Risk officer: EVP - Corporate Risk
Nonqualified Stock Option (right to buy) 15,000 N/A N/A Option
BETTINGER WALTER W director, officer: President and CEO director, officer: President an..
Nonqualified Stock Option (right to buy) 243,446 N/A N/A Sale
MURTAGH NIGEL J officer: EVP - Corporate Risk officer: EVP - Corporate Risk
Common Stock 15,000 N/A N/A Option
BETTINGER WALTER W director, officer: President and CEO director, officer: President an..
Common Stock 598,596 N/A N/A Option
MURTAGH NIGEL J officer: EVP - Corporate Risk officer: EVP - Corporate Risk
Common Stock 15,000 N/A N/A Option
BETTINGER WALTER W director, officer: President and CEO director, officer: President an..
Nonqualified Stock Option (right to buy) 612,000 N/A N/A Sale
BETTINGER WALTER W director, officer: President and CEO director, officer: President an..
Common Stock 612,000 N/A N/A Option
BETTINGER WALTER W director, officer: President and CEO director, officer: President an..
Common Stock 612,000 N/A N/A Sale
CHANDOHA MARIE A officer: CEO - CSIM officer: CEO - CSIM
Common Stock 6,076 N/A N/A Sale
MURTAGH NIGEL J officer: EVP - Corporate Risk officer: EVP - Corporate Risk
Common Stock 2,500 N/A N/A Option
KALLSEN TERRI R officer: EVP - Investor Services officer: EVP - Investor Services
Common Stock 3,362 N/A N/A Sale
KALLSEN TERRI R officer: EVP - Investor Services officer: EVP - Investor Services
Common Stock 6,894 N/A N/A Option
KALLSEN TERRI R officer: EVP - Investor Services officer: EVP - Investor Services
Nonqualified Stock Option (right to buy) 3,362 N/A N/A Option
BUTCHER C PRESTON director director
Common Stock 11,087 N/A N/A Option
BUTCHER C PRESTON director director
Nonqualified Stock Option (right to buy) 5,736 N/A N/A Purchase
ADAMS JOHN K JR director director
Common Stock 4,900 N/A N/A Sale
MURTAGH NIGEL J officer: EVP - Corporate Risk officer: EVP - Corporate Risk
Common Stock 2,500 N/A N/A Option
MCLIN STEPHEN T director director
Common Stock 5,244 N/A N/A Option
MCLIN STEPHEN T director director
Nonqualified Stock Option (right to buy) 5,244 N/A N/A Option
BECHTLE NANCY H director director
Nonqualified Stock Option (right to buy) 5,244 N/A N/A Option
BECHTLE NANCY H director director
Common Stock 5,244 N/A N/A Option
BUTCHER C PRESTON director director
Nonqualified Stock Option (right to buy) 5,244 N/A N/A Option
BUTCHER C PRESTON director director
Common Stock 5,244 N/A N/A Sale
SCHWAB CHARLES R director, officer: Chairman director, officer: Chairman
Common Stock 468,250 N/A N/A Sale
BETTINGER WALTER W director, officer: President and CEO director, officer: President an..
Common Stock 10,000 N/A N/A Sale
SCHWAB CHARLES R director, officer: Chairman director, officer: Chairman
Common Stock 630,000 N/A N/A Sale
SCHWAB CHARLES R director, officer: Chairman director, officer: Chairman
Common Stock 280,000 N/A N/A Option
HERRINGER FRANK C director director
Common Stock 5,244 N/A N/A Option
HERRINGER FRANK C director director
Nonqualified Stock Option (right to buy) 5,244 N/A N/A Sale
SCHWAB CHARLES R director, officer: Chairman director, officer: Chairman
Common Stock 280,000 N/A N/A Option
WILSON ROBERT N director director
Nonqualified Stock Option (right to buy) 7,866 N/A N/A Option
WILSON ROBERT N director director
Common Stock 7,866 N/A N/A Option
SNEED PAULA A director director
Nonqualified Stock Option (right to buy) 5,244 N/A N/A Option
SNEED PAULA A director director
Common Stock 5,244 N/A N/A Option
MURTAGH NIGEL J officer: EVP - Corporate Risk officer: EVP - Corporate Risk
Common Stock 2,555 N/A N/A Option
SCHWAB CHARLES R director, officer: Chairman director, officer: Chairman
Common Stock 6,907 N/A N/A Option
CLARK BERNARD J. officer: EVP - Advisor Services officer: EVP - Advisor Services
Common Stock 3,331 N/A N/A Option
MARTINETTO JOSEPH R officer: Senior EVP and COO officer: Senior EVP and COO
Common Stock 3,454 N/A N/A Option
CHANDOHA MARIE A officer: CEO - CSIM officer: CEO - CSIM
Common Stock 3,454 N/A N/A Option
BETTINGER WALTER W director, officer: President and CEO director, officer: President an..
Common Stock 14,964 N/A N/A Sale
CLARK BERNARD J. officer: EVP - Advisor Services officer: EVP - Advisor Services
Common Stock 10,073 N/A N/A Option
KALLSEN TERRI R officer: EVP - Investor Services officer: EVP - Investor Services
Common Stock 2,185 N/A N/A Option
BETTINGER WALTER W director, officer: President and CEO director, officer: President an..
Common Stock 13,105 N/A N/A Option
GARFIELD DAVID R officer: EVP and General Counsel officer: EVP and General Counsel
Common Stock 1,485 N/A N/A Option
SCHWAB CHARLES R director, officer: Chairman director, officer: Chairman
Common Stock 4,016 N/A N/A Option
MURTAGH NIGEL J officer: EVP - Corporate Risk officer: EVP - Corporate Risk
Common Stock 1,748 N/A N/A Option
CLARK BERNARD J. officer: EVP - Advisor Services officer: EVP - Advisor Services
Common Stock 2,448 N/A N/A Option
MARTINETTO JOSEPH R officer: Senior EVP and COO officer: Senior EVP and COO
Common Stock 2,343 N/A N/A Option
CHANDOHA MARIE A officer: CEO - CSIM officer: CEO - CSIM
Common Stock 2,622 N/A N/A Option
CLARK BERNARD J. officer: EVP - Advisor Services officer: EVP - Advisor Services
Common Stock 10,073 N/A N/A